DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• Q••••••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 10, 2024 · 5 filings
SEC status approved since Nov 13, 2024
RAUM
$60.0M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
44%
$26.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$30.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$60.0M as of Mar 31, 2026
Mar 31, 2025$27.8M then
HNW client RAUM$21.9M as of Mar 31, 2026
Mar 31, 2025$12.5M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 31, 20252 then
Employees (5.A)2 as of Mar 31, 2026
Mar 31, 20252 then
Private funds1 as of Mar 31, 2026
Mar 31, 20251 then
RAUM +115% over the last fiscal yearIARs 2 to 2offices 2 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $30.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $713,833derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +115%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -21%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$31.1M52%
- High-net-worth individuals$21.9M37%
- Individuals$4.5M7.5%
- Pooled investment vehicles$2.4M4.0%
- Individual clients
- 28reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 84reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.4M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.44 fund_share=0.56 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• D••••• E••••••Chartered Financial Analyst | R•••••••, Va | Nov 13, 2017 | 14 y | 3 |
| A••••• S••••• H•••• | Richmond, Va | Mar 15, 2018 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E•••• H•••• R••••• H•••••••• to G••••••••• C••••••• L••Dec 9, 2022 · RIA to a state-registered adviser
Joined, latest
- E•••• H•••• R••••• H•••••••• from S••••••••• P•••••••• S••••••••• L••Mar 9, 2022 · Other
- J••• D••••• E•••••• from B••• S••••••••• L••Nov 13, 2017 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•• C••• Q••••••••• L•• | Hedge Fund | $1.3M | 14 | Oct 10, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E••••••• J•••• D••••• · Managing Member & Chief Compliance Officercontrolsince 01/2017 · owns 50% to 75%
- H••••• A•••••• S••••• · Managing Membercontrolsince 03/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
- N•• C••• Q••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| R•••••••, Va | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- R•••••••, VA2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-31, yes on the filing of 2026-03-31peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 77 to 84Mar 31, 2025 to Mar 31, 2026
- HNW clients · 33 to 16Mar 31, 2025 to Mar 31, 2026
- Individual clients · 23 to 28Mar 31, 2025 to Mar 31, 2026
- Assets in custody · unset to 2406760.0Mar 31, 2025 to Mar 31, 2026
- Custody of client assets · false to trueMar 31, 2025 to Mar 31, 2026
- Other offices · 2 to 0Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $27.5M to $50.7MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $12.5M to $21.9MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $2.3M to $4.5MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $345,000 to $9.3MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1M to $2.4MMar 31, 2025 to Mar 31, 2026
- RAUM · $27.8M to $60.0MMar 31, 2025 to Mar 31, 2026
- Accounts · 78 to 77Nov 12, 2024 to Mar 31, 2025
- Individual clients · 21 to 23Nov 12, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Nov 12, 2024 to Mar 31, 2025
- HQ city · unset to Nov 12, 2024 to Mar 31, 2025
- HQ state · unset to Nov 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $14.1M to $27.5MNov 12, 2024 to Mar 31, 2025
- HNW RAUM · $11.0M to $12.5MNov 12, 2024 to Mar 31, 2025
- Individual RAUM · $1.9M to $2.3MNov 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $5.7M to $345,000Nov 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.0M to $2.1MNov 12, 2024 to Mar 31, 2025
- RAUM · $19.9M to $27.8MNov 12, 2024 to Mar 31, 2025
Signals
2 dated events
- R••••••• Q••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Oct 10, 2024 · First SEC registration · fact
- E•••• H•••• R••••• H•••••••• left R••••••• Q••••••••• A•••••••• L•• for G••••••••• C••••••• L•• (registered 2023-03-29)Dec 9, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/richmond-quantitative-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (804) 347-0126reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- RICHMONDQUANT.COM/contact-pagereportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- RICHMONDQUANT.COM/leadershipreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026