DFX Intelligence
RIA Intelligence
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SEC-registered adviser
R•••••••• I••••••••• A••••••• L••
Latest filing Aug 13, 2026
First filing on the tape May 30, 2017 · 17 filings
SEC status approved since Jun 30, 2017
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.0%
$13.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.4B as of Aug 13, 2026
Mar 23, 2018$57.1M then
HNW client RAUM$13.9M as of Aug 13, 2026
Mar 27, 2019$1.4M then
State-registered IARs (5.B.3)4 as of Aug 13, 2026
Mar 23, 20180 then
Employees (5.A)6 as of Aug 13, 2026
Mar 23, 20183 then
Private funds: no history
RAUM +14% over the last fiscal year+36% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $65.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.2B89%
- Pooled investment vehicles$114M8.7%
- High-net-worth individuals$13.9M1.1%
- Corporations and businesses$11.6M0.9%
- Individual clients
- n/areported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• J•••• L•••••Chartered Financial Analyst | Houston, Tx | Sep 17, 2018 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• M•••• J•••• · Co-Managing Partner, Managing Membercontrolsince 05/2017 · owns 25% to 50%
- O••••• B••••••• R•••••• · Co-Managing Partner, Managing Member And Chief Compliance Officercontrolsince 05/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 21Mar 17, 2025 to Mar 4, 2026
- HNW clients · 9 to 12Mar 17, 2025 to Mar 4, 2026
- Discretionary RAUM · $1.2B to $1.4BMar 17, 2025 to Mar 4, 2026
- HNW RAUM · $10.4M to $13.9MMar 17, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $84.2M to $114MMar 17, 2025 to Mar 4, 2026
- RAUM · $1.2B to $1.4BMar 17, 2025 to Mar 4, 2026
- Accounts · 9 to 18Mar 22, 2024 to Mar 17, 2025
- Advisory employees · 5 to 6Mar 22, 2024 to Mar 17, 2025
- HNW clients · unset to 9.0Mar 22, 2024 to Mar 17, 2025
- Employees · 5 to 6Mar 22, 2024 to Mar 17, 2025
- Financial planning clients · 0 to 0Mar 22, 2024 to Mar 17, 2025
- Discretionary RAUM · $782M to $1.2BMar 22, 2024 to Mar 17, 2025
- HNW RAUM · $856,992 to $10.4MMar 22, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $96.4M to $84.2MMar 22, 2024 to Mar 17, 2025
- RAUM · $782M to $1.2BMar 22, 2024 to Mar 17, 2025
- Accounts · 8 to 9Mar 20, 2023 to Mar 22, 2024
- Advisory employees · 4 to 5Mar 20, 2023 to Mar 22, 2024
- BD registered reps · 2 to 3Mar 20, 2023 to Mar 22, 2024
- Corporate clients · 2.0 to unsetMar 20, 2023 to Mar 22, 2024
- HNW clients · 3.0 to unsetMar 20, 2023 to Mar 22, 2024
- Pooled vehicle clients · 2 to 3Mar 20, 2023 to Mar 22, 2024
- Employees · 4 to 5Mar 20, 2023 to Mar 22, 2024
- State-registered IARs · 3 to 4Mar 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $545M to $782MMar 20, 2023 to Mar 22, 2024
- HNW RAUM · $627,962 to $856,992Mar 20, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $87.8M to $96.4MMar 20, 2023 to Mar 22, 2024
- RAUM · $545M to $782MMar 20, 2023 to Mar 22, 2024
- Advisory employees · 3 to 4Sep 9, 2022 to Mar 20, 2023
- BD registered reps · 0 to 2Sep 9, 2022 to Mar 20, 2023
- Corporate clients · 1 to 2Sep 9, 2022 to Mar 20, 2023
- HNW clients · 5 to 3Sep 9, 2022 to Mar 20, 2023
- Pooled vehicle clients · 1 to 2Sep 9, 2022 to Mar 20, 2023
- Employees · 3 to 4Sep 9, 2022 to Mar 20, 2023
- State-registered IARs · 0 to 3Sep 9, 2022 to Mar 20, 2023
- Discretionary RAUM · $279M to $545MSep 9, 2022 to Mar 20, 2023
- HNW RAUM · $15.6M to $627,962Sep 9, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $40.7M to $87.8MSep 9, 2022 to Mar 20, 2023
- RAUM · $279M to $545MSep 9, 2022 to Mar 20, 2023
- Discretionary RAUM · $162M to $279MMar 24, 2021 to Mar 4, 2022
- HNW RAUM · $9.0M to $15.6MMar 24, 2021 to Mar 4, 2022
Signals
5 dated events
- R•••••••• I••••••••• A••••••• L•• reported RAUM $1.2B, up 55% from $782.2M (2024-03-22 to 2025-03-17)Mar 17, 2025 · RAUM change · derived
- R•••••••• I••••••••• A••••••• L•• reported RAUM $782.2M, up 44% from $544.7M (2023-03-20 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- R•••••••• I••••••••• A••••••• L•• reported RAUM $544.7M, up 95% from $279.4M (2022-09-09 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- R•••••••• I••••••••• A••••••• L•• reported RAUM $279.4M, up 72% from $162.1M (2021-03-24 to 2022-03-04)Mar 4, 2022 · RAUM change · derived
- R•••••••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)May 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/recurrent-investment-advisorsreportedpublic record, Form ADV, Sep 21, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (832) 241-5900reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026