DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2018 · 12 filings
SEC status approved since Jul 26, 2018
RAUM
$237M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$237M as of Mar 31, 2026
Mar 27, 2019$488M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20190 then
Employees (5.A)3 as of Mar 31, 2026
Mar 27, 201911 then
Private funds6 as of Mar 31, 2026
Mar 27, 201910 then
RAUM -39% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$237M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $530M | 49 | Mar 28, 2018 |
| S•••••••• C•••••• P••••••• F••• I•••• L••• | Private Equity Fund | $55.4M | 12 | Jun 26, 2018 |
| S•••••••• C•••••• P••••••• A••••••••• I••• L••• | Private Equity Fund | $18.5M | 7 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• A••••••••• I• L••• | Private Equity Fund | $8.4M | 4 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• A••••••••• I•• L••• | Private Equity Fund | $4.7M | 11 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• F••• I•••• L••• | Private Equity Fund | $1.5M | 11 | Mar 28, 2018 |
| S•••••••• C•••••• P••••••• A••••••••• I••• L•••no longer reported | Private Equity Fund | $1.0M | 17 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• A••••••••• I••• L••• | Private Equity Fund | $510 | 4 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• A••••••••• I••• L••• | Private Equity Fund | $1 | 4 | Jun 1, 2017 |
| S•••••••• C•••••• P••••••• A••••••••• I• L••• | Private Equity Fund | $1 | 14 | Jun 1, 2017 |
Owners and control persons
Schedule A and B, latest filing
- T•••••• J••••••• R••• · Managing Partner; Managing Membercontrolsince 03/2015 · owns 50% to 75%
- Z•••••••• F•••••• •••• · Managing Partner; Managing Membercontrolsince 01/2016 · owns 25% to 50%
- Z••••••••• A•••••• S••• · Partner, Chief Financial Officer, Chief Compliance Officer & Head Of Portfolio Operationscontrolsince 10/2015 · owns less than 5%
Related persons
Schedule D 7.A
- S•••••••• C•••••• P••••••• A••••••••• I• G•• L•••pooled vehicle sponsorn
- S•••••••• C•••••• P••••••• A••••••••• I• G•• L•••pooled vehicle sponsorn
- S•••••••• C•••••• P••••••• A••••••••• G•• L•••pooled vehicle sponsorn
- S•••••••• C•••••• P••••••• F••• I• G•• L•••pooled vehicle sponsorn
- S•••••••• C•••••• P•••••••• L•investment advisern
- T•• R•••• P••••••• M••••••••• L•investment advisernRAUM $579M
Advisers that list S•••••••• C•••••• P•••••••• L•• as a related person
- 331288 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $388,697,293 to $237,208,456 (-39.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 6.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 6.2% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 6Jul 11, 2025 to Mar 31, 2026
- Advisory employees · 9 to 3Jul 11, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 6Jul 11, 2025 to Mar 31, 2026
- Employees · 9 to 3Jul 11, 2025 to Mar 31, 2026
- Private funds · 9 to 6Jul 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $389M to $237MJul 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $389M to $237MJul 11, 2025 to Mar 31, 2026
- RAUM · $389M to $237MJul 11, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 11, 2025
- Discretionary RAUM · $619M to $389MJul 16, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $619M to $389MJul 16, 2024 to Mar 27, 2025
- RAUM · $619M to $389MJul 16, 2024 to Mar 27, 2025
- Discretionary RAUM · $708M to $619MMay 31, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $708M to $619MMay 31, 2023 to Mar 25, 2024
- RAUM · $708M to $619MMay 31, 2023 to Mar 25, 2024
- Advisory employees · 12 to 9Mar 29, 2022 to Mar 28, 2023
- Employees · 12 to 9Mar 29, 2022 to Mar 28, 2023
- Other offices · 1 to 0Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $712M to $708MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $712M to $708MMar 29, 2022 to Mar 28, 2023
- RAUM · $712M to $708MMar 29, 2022 to Mar 28, 2023
- Related adviser · false to trueMar 29, 2022 to Mar 28, 2023
- Accounts · 10 to 9Mar 27, 2021 to Mar 29, 2022
- Pooled vehicle clients · 10 to 9Mar 27, 2021 to Mar 29, 2022
- Private funds · 10 to 9Mar 27, 2021 to Mar 29, 2022
- Discretionary RAUM · $526M to $712MMar 27, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $526M to $712MMar 27, 2021 to Mar 29, 2022
- RAUM · $526M to $712MMar 27, 2021 to Mar 29, 2022
- Advisory employees · 11 to 12Mar 22, 2020 to Mar 27, 2021
- Employees · 11 to 12Mar 22, 2020 to Mar 27, 2021
- Other offices · 0 to 1Mar 22, 2020 to Mar 27, 2021
- Discretionary RAUM · $502M to $526MMar 22, 2020 to Mar 27, 2021
- Pooled vehicle RAUM · $502M to $526MMar 22, 2020 to Mar 27, 2021
- RAUM · $502M to $526MMar 22, 2020 to Mar 27, 2021
- Discretionary RAUM · $488M to $502MMar 27, 2019 to Mar 22, 2020
- Pooled vehicle RAUM · $488M to $502MMar 27, 2019 to Mar 22, 2020
- RAUM · $488M to $502MMar 27, 2019 to Mar 22, 2020
- Advisory employees · 8 to 11Jun 26, 2018 to Mar 27, 2019
- Employees · 8 to 11Jun 26, 2018 to Mar 27, 2019
- Private funds · 20 to 10Jun 26, 2018 to Mar 27, 2019
Signals
5 dated events
- S•••••••• C•••••• P•••••••• L•• reported RAUM $237.2M, down 39% from $388.7M (2025-07-11 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• reported RAUM $388.7M, down 37% from $618.7M (2024-07-16 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• reported RAUM $712.3M, up 36% from $525.6M (2021-03-27 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• reported RAUM $488.0M, up 148% from $196.7M (2018-06-26 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- S•••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
- S•••••••• C•••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- soundcorecap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-812-1180reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026