DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• R•••• P••••••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Aug 16, 2023 · 5 filings
SEC status approved since Sep 15, 2023
RAUM
$579M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$579M as of Mar 27, 2026
Mar 20, 2024$338M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 20, 20240 then
Employees (5.A)13 as of Mar 27, 2026
Mar 20, 202413 then
Private funds5 as of Mar 27, 2026
Mar 20, 20243 then
RAUM +19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $116MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $579M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$579M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $579M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• R•••• P••••••• F••• I• L• | Private Equity Fund | $216M | 51 | Aug 16, 2023 |
| T•• R•••• P••••••• F••• I••• L• | Private Equity Fund | $92.9M | 10 | Aug 16, 2023 |
| T•• N••• C••••••••• L• | Private Equity Fund | $29.2M | 4 | Aug 16, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• J••••••• M•••• · Principal, Head Of Finance, Ccocontrolsince 05/2022 · owns less than 5%
- Z•••••••• F•••••• •••• · Managing Partnercontrolsince 02/2022 · owns 75% or more
Related persons
Schedule D 7.A
- T•• N••• C•••••••• G•• L••pooled vehicle sponsorn
- T•• R•••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
Advisers that list T•• R•••• P••••••• M••••••••• L• as a related person
- 288749 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $488M to $579MMar 27, 2025 to Mar 27, 2026
- Private funds · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $488M to $579MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $488M to $579MMar 27, 2025 to Mar 27, 2026
- RAUM · $488M to $579MMar 27, 2025 to Mar 27, 2026
- Accounts · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Pooled vehicle clients · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Assets in custody · $338M to $488MMar 20, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 27, 2025
- Private funds · 3 to 4Mar 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $338M to $488MMar 20, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $338M to $488MMar 20, 2024 to Mar 27, 2025
- RAUM · $338M to $488MMar 20, 2024 to Mar 27, 2025
- Assets in custody · $86.6M to $338MDec 11, 2023 to Mar 20, 2024
- Discretionary RAUM · $183M to $338MDec 11, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $183M to $338MDec 11, 2023 to Mar 20, 2024
- RAUM · $183M to $338MDec 11, 2023 to Mar 20, 2024
- Advisory employees · 12 to 13Aug 16, 2023 to Dec 11, 2023
- Employees · 12 to 13Aug 16, 2023 to Dec 11, 2023
- Discretionary RAUM · $99.2M to $183MAug 16, 2023 to Dec 11, 2023
- Pooled vehicle RAUM · $99.2M to $183MAug 16, 2023 to Dec 11, 2023
- RAUM · $99.2M to $183MAug 16, 2023 to Dec 11, 2023
Signals
3 dated events
- T•• R•••• P••••••• M••••••••• L• reported RAUM $487.6M, up 44% from $337.6M (2024-03-20 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- T•• R•••• P••••••• M••••••••• L• reported RAUM $337.6M, up 85% from $183.0M (2023-12-11 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- T•• R•••• P••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•• R•••• P••••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- T•• R•••• P••••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/two-roads-partners/mycompanyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-300-9803reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026