DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• F•••••••• P•••••••• L••
Latest filing Sep 11, 2026
First filing on the tape Jun 17, 2017 · 16 filings
SEC status approved since Dec 4, 2020
RAUM
$401M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$401M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$401M as of Mar 25, 2026
Feb 24, 2021$142M then
HNW client RAUM$384M as of Mar 25, 2026
Feb 24, 2021$111M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Feb 24, 20212 then
Employees (5.A)3 as of Mar 25, 2026
Feb 24, 20212 then
Private funds: no history
RAUM +24% over the last fiscal year+30% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $661,401derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +35%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $11.0M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$384M96%
- Individuals$17.8M4.4%
- Individual clients
- 54reported
- HNW clients
- 187reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 607reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.0M for 15 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D• E••••Chartered Financial Analyst | Bellevue, Wa | Jan 12, 2018 | 18 y | 1 |
| J•••• M•••••• R••••••• | Bellevue, Wa | Jan 12, 2018 | 31 y | 1 |
| C••••• J•••• R•••••••Chartered Financial Analyst | Bellevue, Wa | Oct 7, 2022 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• M••••••• D• · Member, Manager, President And Chief Investment Officercontrolsince 05/2017 · owns 50% to 75%
- R•••••••• J••••• M•••••• · Member, Manager, Chief Executive Officer And Chief Compliance Officercontrolsince 05/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 25, 2026 to Sep 11, 2026
- HQ city · to unsetMar 25, 2026 to Sep 11, 2026
- HQ state · to unsetMar 25, 2026 to Sep 11, 2026
- Related adviser · false to unsetMar 25, 2026 to Sep 11, 2026
- Related bank · false to unsetMar 25, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetMar 25, 2026 to Sep 11, 2026
- Related insurance company · false to unsetMar 25, 2026 to Sep 11, 2026
- Succession · false to unsetMar 25, 2026 to Sep 11, 2026
- Accounts · 563 to 607Sep 10, 2025 to Mar 25, 2026
- HNW clients · 107 to 187Sep 10, 2025 to Mar 25, 2026
- Individual clients · 72 to 54Sep 10, 2025 to Mar 25, 2026
- Assets in custody · $8.9M to $11.0MSep 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $324M to $401MSep 10, 2025 to Mar 25, 2026
- HNW RAUM · $295M to $384MSep 10, 2025 to Mar 25, 2026
- Individual RAUM · $28.8M to $17.8MSep 10, 2025 to Mar 25, 2026
- RAUM · $324M to $401MSep 10, 2025 to Mar 25, 2026
- Accounts · 521 to 563Mar 17, 2024 to Mar 20, 2025
- HNW clients · 82 to 107Mar 17, 2024 to Mar 20, 2025
- Individual clients · 76 to 72Mar 17, 2024 to Mar 20, 2025
- Assets in custody · $5.3M to $8.9MMar 17, 2024 to Mar 20, 2025
- Financial planning clients · 51-100 to 101-250Mar 17, 2024 to Mar 20, 2025
- HQ city · unset to Mar 17, 2024 to Mar 20, 2025
- HQ state · unset to Mar 17, 2024 to Mar 20, 2025
- Discretionary RAUM · $270M to $324MMar 17, 2024 to Mar 20, 2025
- HNW RAUM · $226M to $295MMar 17, 2024 to Mar 20, 2025
- Individual RAUM · $41.9M to $28.8MMar 17, 2024 to Mar 20, 2025
- Pension RAUM · 1569198.0 to unsetMar 17, 2024 to Mar 20, 2025
- RAUM · $270M to $324MMar 17, 2024 to Mar 20, 2025
- Accounts · 399 to 521Mar 23, 2023 to Mar 17, 2024
- Advisory employees · 2 to 3Mar 23, 2023 to Mar 17, 2024
- HNW clients · 78 to 82Mar 23, 2023 to Mar 17, 2024
- Individual clients · 58 to 76Mar 23, 2023 to Mar 17, 2024
- Assets in custody · $2.2M to $5.3MMar 23, 2023 to Mar 17, 2024
- Discretionary RAUM · $178M to $270MMar 23, 2023 to Mar 17, 2024
- HNW RAUM · $160M to $226MMar 23, 2023 to Mar 17, 2024
- Individual RAUM · $19.5M to $41.9MMar 23, 2023 to Mar 17, 2024
- Non-discretionary RAUM · $4.9M to $0Mar 23, 2023 to Mar 17, 2024
- Pension RAUM · $1.3M to $1.6MMar 23, 2023 to Mar 17, 2024
- RAUM · $183M to $270MMar 23, 2023 to Mar 17, 2024
- Accounts · 388 to 399Aug 31, 2022 to Mar 23, 2023
Signals
1 dated events
- L•••••• F•••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/leeward-financial-partners-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- l••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (206) 718-6644reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026