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SEC-registered adviser
C••••••• W••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Apr 3, 2025 · 3 filings
SEC status approved since May 5, 2025
RAUM
$133M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$128M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$133M as of Mar 13, 2026
Apr 3, 2025$125M then
HNW client RAUM$86.9M as of Mar 13, 2026
Apr 3, 2025$65.2M then
State-registered IARs (5.B.3)2 as of Mar 13, 2026
Apr 3, 20252 then
Employees (5.A)2 as of Mar 13, 2026
Apr 3, 20252 then
Private funds: no history
RAUM +6.0% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $44.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $234,991derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $19.5M, 83 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.9M66%
- Individuals$40.8M31%
- Charitable organizations$4.8M3.7%
- Individual clients
- 220reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 564reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $1.3M managedreported
- Custody of client assets
- $19.5M for 83 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• K••• D••••Certified Financial Planner | Valley View, Tx | Jul 19, 2017 | 25 y | 2 |
| M•••••• C•••••• S•••••Certified Financial Planner | Valley View, Tx | Mar 29, 2019 | 18 y | 2 |
| J•••• M•••••• G•••• | Valley View, Tx | Jun 10, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• C•••••• S••••• from F••••••• P••••••• A•• W•••••••• A•••••••Mar 29, 2019 · Affiliated broker-dealer or bank to independent RIA
- J••••• K••• D•••• from J• W• C••• A•••••••• I•••Jul 19, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J•••••• K••• · Chief Compliance Officercontrolsince 07/2017 · owns less than 5%
- D••••• S•••••• L••• · Managing Membercontrolsince 03/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Valley View, Tx | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Sep 15, 2026wrap fee program participation (Item 5.I): no on the filing of 2026-03-13, yes on the filing of 2026-09-15peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 13, 2026 to Sep 15, 2026
- HQ city · to unsetMar 13, 2026 to Sep 15, 2026
- HQ state · to unsetMar 13, 2026 to Sep 15, 2026
- Succession · false to unsetMar 13, 2026 to Sep 15, 2026
- Wrap assets (manager) · unset to 1290897.0Mar 13, 2026 to Sep 15, 2026
- Wrap assets (sponsor) · unset to 0.0Mar 13, 2026 to Sep 15, 2026
- Accounts · 538 to 564Apr 3, 2025 to Mar 13, 2026
- Corporate clients · 2.0 to unsetApr 3, 2025 to Mar 13, 2026
- HNW clients · 25 to 33Apr 3, 2025 to Mar 13, 2026
- Individual clients · 209 to 220Apr 3, 2025 to Mar 13, 2026
- Discretionary RAUM · $115M to $127MApr 3, 2025 to Mar 13, 2026
- HNW RAUM · $65.2M to $86.9MApr 3, 2025 to Mar 13, 2026
- Individual RAUM · $51.2M to $40.8MApr 3, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $10.0M to $5.2MApr 3, 2025 to Mar 13, 2026
- RAUM · $125M to $133MApr 3, 2025 to Mar 13, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@completewealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 940-382-9300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C•••••••WEALTHMGMT.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 940-382-9300reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026