DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Zarvona Energy LLC
Latest filing Mar 31, 2026
First filing on the tape Sep 6, 2017 · 13 filings
SEC status approved since Oct 6, 2017
RAUM
$423M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$423M
derived; firm RAUM over IAPD count
Employees
102
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$423M as of Mar 31, 2026
Mar 29, 2018$72.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 29, 20181 then
Employees (5.A)102 as of Mar 31, 2026
Mar 29, 201837 then
Private funds5 as of Mar 31, 2026
Mar 29, 20182 then
RAUM +3.1% over the last fiscal year+5.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $423MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $84.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 102.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$423M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Zarvona III-A, L.P. | Private Equity Fund | $269M | 66 | Sep 6, 2017 |
| Zarvona IV-A, L.P. | Private Equity Fund | $74.1M | 14 | Mar 29, 2024 |
| Zarvona III-B, L.P. | Private Equity Fund | $62.3M | 14 | Sep 6, 2017 |
| Permian III-5 Co-Invest, L.P. | Private Equity Fund | $13.5M | 26 | Mar 30, 2021 |
| Zarvona IV-B, L.P. | Private Equity Fund | $7.5M | 3 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Steven Matthew Jurgens · Vice Presidentcontrolsince 12/2014 · owns less than 5%
- Seeber Kathryn Macaskie · Managing Membercontrolsince 09/2010 · owns 75% or more
- Marcus Robert Macaskie · Vice President, Chief Compliance Officercontrolsince 12/2014 · owns less than 5%
Related persons
Schedule D 7.A
- The Salient Zarvona Energy Fund Gp, L.P.investment adviserpooled vehicle sponsoryRAUM $264M
Advisers that list Zarvona Energy LLC as a related person
- 162712 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $410M to $423MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $410M to $423MMar 31, 2025 to Mar 31, 2026
- RAUM · $410M to $423MMar 31, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $426M to $410MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $426M to $410MMar 29, 2024 to Mar 31, 2025
- RAUM · $426M to $410MMar 29, 2024 to Mar 31, 2025
- Accounts · 3 to 5Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 5Mar 31, 2023 to Mar 29, 2024
- Private funds · 3 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $363M to $426MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $363M to $426MMar 31, 2023 to Mar 29, 2024
- RAUM · $363M to $426MMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $396M to $363MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $396M to $363MMar 30, 2022 to Mar 31, 2023
- RAUM · $396M to $363MMar 30, 2022 to Mar 31, 2023
- Financial planning clients · unset to 0Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $367M to $396MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $367M to $396MMar 30, 2021 to Mar 30, 2022
- RAUM · $367M to $396MMar 30, 2021 to Mar 30, 2022
- Accounts · 2 to 3Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 2 to 3Mar 30, 2020 to Mar 30, 2021
- Employees · 52 to 102Mar 30, 2020 to Mar 30, 2021
- Private funds · 2 to 3Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $373M to $367MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $373M to $367MMar 30, 2020 to Mar 30, 2021
- RAUM · $373M to $367MMar 30, 2020 to Mar 30, 2021
- Advisory employees · 4 to 3Apr 1, 2019 to Mar 30, 2020
- Discretionary RAUM · $333M to $373MApr 1, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $333M to $373MApr 1, 2019 to Mar 30, 2020
- RAUM · $333M to $373MApr 1, 2019 to Mar 30, 2020
- Employees · 45 to 52Dec 12, 2018 to Apr 1, 2019
- Discretionary RAUM · $329M to $333MDec 12, 2018 to Apr 1, 2019
- Pooled vehicle RAUM · $329M to $333MDec 12, 2018 to Apr 1, 2019
- RAUM · $329M to $333MDec 12, 2018 to Apr 1, 2019
- Accounts · 1 to 2May 31, 2018 to Dec 12, 2018
- Pooled vehicle clients · 1 to 2May 31, 2018 to Dec 12, 2018
- Employees · 37 to 45May 31, 2018 to Dec 12, 2018
- Discretionary RAUM · $72.0M to $329MMay 31, 2018 to Dec 12, 2018
- Pooled vehicle RAUM · $72.0M to $329MMay 31, 2018 to Dec 12, 2018
Signals
3 dated events
- Alan David Love (Vice President) no longer on Schedule A of Zarvona Energy Llc (listed 2019-04-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Zarvona Energy Llc reported RAUM $329.4M, up 357% from $72.0M (2018-05-31 to 2018-12-12)Dec 12, 2018 · RAUM change · derived
- Zarvona Energy Llc filed its initial SEC registration (Form ADV)Sep 6, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Zarvona Energy LLC · Independent Sponsorsshared crd · capital_provider
- Zarvona Energy LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ZARVONAENERGY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-600-0600reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $423Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026