DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• F••••••••• L••
Latest filing Feb 26, 2026
First filing on the tape Mar 20, 2025 · 2 filings
SEC status approved since Apr 18, 2025
RAUM
$151M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
90%
$136M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$151M as of Feb 26, 2026
Mar 20, 2025$138M then
HNW client RAUM$64.7M as of Feb 26, 2026
Mar 20, 2025$60.8M then
State-registered IARs (5.B.3)3 as of Feb 26, 2026
Mar 20, 20253 then
Employees (5.A)4 as of Feb 26, 2026
Mar 20, 20253 then
Private funds: no history
RAUM +9.9% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $317,983derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$71.0M47%
- High-net-worth individuals$64.7M43%
- Pension and profit-sharing plans$15.7M10%
- Individual clients
- 203reported
- HNW clients
- 36reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 476reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• B•••• C•••••• | Farmington Hills, Mi | Jul 20, 2017 | 15 y | 2 |
| J•• D•••• R••••••••• | Farmington Hills, Mi | Aug 7, 2017 | 29 y | 2 |
| K••• L•••• O••• | Farmington Hills, Mi | Jul 1, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•• D•••• R••••••••• from L•• F•••••••• L••Aug 7, 2017 · Other
- K•••• B•••• C•••••• from H•••••••• A•••••• G••••• L••Jul 20, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••• B•••• · Managing Member/Ccocontrolsince 06/2017 · owns 50% to 75%
- R••••••••• J••• D•••• · Membercontrolsince 08/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Farmington Hills, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Feb 26, 2026accounts (Item 5.F.2.f) moved from 227.0 to 476.0 (+110.0%) between the annual amendments of 2025-03-20 and 2026-02-26; the peer median change was +5.0% (3687 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 227 to 476Mar 20, 2025 to Feb 26, 2026
- HNW clients · 35 to 36Mar 20, 2025 to Feb 26, 2026
- Individual clients · 196 to 203Mar 20, 2025 to Feb 26, 2026
- Pension plan clients · 4 to 5Mar 20, 2025 to Feb 26, 2026
- Employees · 3 to 4Mar 20, 2025 to Feb 26, 2026
- Insurance-licensed employees · 0 to 2Mar 20, 2025 to Feb 26, 2026
- Discretionary RAUM · $118M to $135MMar 20, 2025 to Feb 26, 2026
- HNW RAUM · $60.8M to $64.7MMar 20, 2025 to Feb 26, 2026
- Individual RAUM · $56.7M to $71.0MMar 20, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $20.2M to $16.2MMar 20, 2025 to Feb 26, 2026
- Pension RAUM · $20.2M to $15.7MMar 20, 2025 to Feb 26, 2026
- RAUM · $138M to $151MMar 20, 2025 to Feb 26, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-851-2727reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 844-200-8379reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••://WWW.I•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-851-2727reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026