DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• P•••••• P•••••••
Legal name H•• G•••• L••
Latest filing Jan 28, 2026
First filing on the tape Jun 16, 2017 · 20 filings
SEC status approved since Jul 17, 2017
RAUM
$251M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$251M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$251M as of Jan 28, 2026
Mar 20, 2018$159M then
HNW client RAUM$185M as of Jan 28, 2026
Mar 20, 2018$87.9M then
State-registered IARs (5.B.3)2 as of Jan 28, 2026
Mar 20, 20183 then
Employees (5.A)3 as of Jan 28, 2026
Mar 20, 20184 then
Private funds: no history
RAUM +2.6% over the last fiscal year+10.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 126derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $403,587derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $192M, 217 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$185M74%
- Individuals$65.9M26%
- Individual clients
- 173reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 622reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $192M for 217 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• L•• H•••• | Indian Wells, Ca | Jul 17, 2017 | 29 y | 3 |
| M•••••• J••• M•••••••• | Indian Wells, Ca | Jul 17, 2017 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• L•• H•••• from I••••••••• W••••• M••••••••• I•••Jul 17, 2017 · Other
- M•••••• J••• M•••••••• from I••••••••• W••••• M••••••••• I•••Jul 17, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from I••••••••• W••••• M••••••••• I•••Dec 31, 2017 · Marina Del Rey, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• M•••• L•• · Managing Membercontrolsince 07/2017 · owns 50% to 75%
- M••••••••• M••••••• J••• · Managing Member & Chief Compliance Officercontrolsince 07/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indian Wells, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 609 to 622Jan 29, 2025 to Jan 28, 2026
- HNW clients · 70 to 78Jan 29, 2025 to Jan 28, 2026
- Individual clients · 185 to 173Jan 29, 2025 to Jan 28, 2026
- Assets in custody · $177M to $192MJan 29, 2025 to Jan 28, 2026
- Discretionary RAUM · $245M to $251MJan 29, 2025 to Jan 28, 2026
- HNW RAUM · $175M to $185MJan 29, 2025 to Jan 28, 2026
- Individual RAUM · $70.2M to $65.9MJan 29, 2025 to Jan 28, 2026
- RAUM · $245M to $251MJan 29, 2025 to Jan 28, 2026
- Accounts · 600 to 609Feb 7, 2024 to Jan 29, 2025
- HNW clients · 88 to 70Feb 7, 2024 to Jan 29, 2025
- Individual clients · 164 to 185Feb 7, 2024 to Jan 29, 2025
- Assets in custody · $159M to $177MFeb 7, 2024 to Jan 29, 2025
- Financial planning clients · 0 to 0Feb 7, 2024 to Jan 29, 2025
- Discretionary RAUM · $219M to $245MFeb 7, 2024 to Jan 29, 2025
- HNW RAUM · $172M to $175MFeb 7, 2024 to Jan 29, 2025
- Individual RAUM · $47.5M to $70.2MFeb 7, 2024 to Jan 29, 2025
- RAUM · $219M to $245MFeb 7, 2024 to Jan 29, 2025
- Accounts · 603 to 600Feb 9, 2023 to Feb 7, 2024
- HNW clients · 81 to 88Feb 9, 2023 to Feb 7, 2024
- Individual clients · 173 to 164Feb 9, 2023 to Feb 7, 2024
- Assets in custody · $142M to $159MFeb 9, 2023 to Feb 7, 2024
- Discretionary RAUM · $189M to $219MFeb 9, 2023 to Feb 7, 2024
- HNW RAUM · $139M to $172MFeb 9, 2023 to Feb 7, 2024
- Individual RAUM · $50.0M to $47.5MFeb 9, 2023 to Feb 7, 2024
- RAUM · $189M to $219MFeb 9, 2023 to Feb 7, 2024
- Accounts · 647 to 603Feb 4, 2022 to Feb 9, 2023
- HNW clients · 94 to 81Feb 4, 2022 to Feb 9, 2023
- Individual clients · 151 to 173Feb 4, 2022 to Feb 9, 2023
- Assets in custody · $161M to $142MFeb 4, 2022 to Feb 9, 2023
- Discretionary RAUM · $214M to $189MFeb 4, 2022 to Feb 9, 2023
- HNW RAUM · $170M to $139MFeb 4, 2022 to Feb 9, 2023
- Individual RAUM · $44.2M to $50.0MFeb 4, 2022 to Feb 9, 2023
- RAUM · $214M to $189MFeb 4, 2022 to Feb 9, 2023
- Accounts · 628 to 647Feb 9, 2021 to Feb 4, 2022
- HNW clients · 80 to 94Feb 9, 2021 to Feb 4, 2022
- Individual clients · 169 to 151Feb 9, 2021 to Feb 4, 2022
- Assets in custody · $139M to $161MFeb 9, 2021 to Feb 4, 2022
- Discretionary RAUM · $181M to $214MFeb 9, 2021 to Feb 4, 2022
- HNW RAUM · $136M to $170MFeb 9, 2021 to Feb 4, 2022
- Individual RAUM · $45.4M to $44.2MFeb 9, 2021 to Feb 4, 2022
Signals
1 dated events
- H•• G•••• L•• D•• M• P•••••• P••••••• filed its initial SEC registration (Form ADV)Jun 16, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mpremierpartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 442-274-5300reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 442-274-5300reportedpublic record, Form ADV, Jan 28, 2026
- Contact form
- mpremierpartners.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026