DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• N•••• A•••••• L••
Latest filing Jul 1, 2026
First filing on the tape Aug 28, 2017 · 32 filings
SEC status approved since Sep 28, 2017
RAUM
$6.2B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
56
38 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
29
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$6.2B as of Jul 1, 2026
Mar 28, 2018$27.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 28, 20180 then
Employees (5.A)56 as of Jul 1, 2026
Mar 28, 20181 then
Private funds29 as of Jul 1, 2026
Mar 30, 20201 then
RAUM +1.3% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $181MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B100%
- Corporations and businesses$10.2M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.87 institutional_share=0.0 related_bd=false related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
32 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• S•••• D••••••• | Other Private Fund | $2.2B | 409 | Mar 31, 2022 |
| T•••••• I••••••••• C•••• A•••••no longer reported | Other Private Fund | $1.0B | 316 | Mar 31, 2022 |
| T•••••• 2••• | Other Private Fund | $742M | 252 | Mar 31, 2021 |
| T•••••• U••• C•• I• L••• | Securitized Asset Fund | $500M | 10 | Mar 28, 2024 |
| T•••••• U••• C•• V• L••• | Securitized Asset Fund | $500M | 17 | Mar 28, 2024 |
| T•••••• I••••••••• C•••• A••••• | Other Private Fund | $460M | 267 | Mar 28, 2024 |
| T•••••• U••• C•• I•• L••• | Securitized Asset Fund | $446M | 16 | Mar 28, 2024 |
| T•••••• S••••• F••• | Other Private Fund | $413M | 230 | Mar 31, 2022 |
| T•••••• U••• C•• I• L••• | Securitized Asset Fund | $400M | 9 | Mar 31, 2022 |
| S••• A•••••• I••••••••• F••• I• ••••••••• L• | Private Equity Fund | $398M | 16 | Mar 30, 2020 |
| T•••••• C••••• C•••• T•••• | Other Private Fund | $368M | 190 | Mar 31, 2021 |
| T•••••• U••• C•• I• L••• | Securitized Asset Fund | $325M | 15 | Mar 31, 2023 |
| T•••••• E••••••• H••• Y•••• | Other Private Fund | $302M | 609 | Mar 31, 2021 |
| T•••••• 2•••no longer reported | Other Private Fund | $243M | 163 | Mar 31, 2021 |
| S••• A•••••• I••••••••• F••• I•• L• | Private Equity Fund | $221M | 11 | Mar 30, 2020 |
| T•••••• 2••• | Other Private Fund | $202M | 175 | Mar 31, 2023 |
| T•••••• P•••••• D••• S••••••••• ••••••••• S••• | Private Equity Fund | $189M | 160 | Mar 31, 2021 |
| T•••••• P•• I• C• G•••••• S••• | Other Private Fund | $175M | 16 | Mar 31, 2023 |
| S••• A•••••• I••••••••• F•••• L• | Private Equity Fund | $152M | 51 | Mar 14, 2013 |
| T•••••• P•••••• D••• S••••••••• ••••••••• L• | Other Private Fund | $120M | 7 | Mar 31, 2021 |
| T•••••• G•••• D•••••• C•• E••••• L• | Other Private Fund | $112M | 2 | Mar 31, 2023 |
| M••••••• P• R•••••• L• | Private Equity Fund | $87.7M | 1 | Mar 31, 2023 |
| T•••••• P•• I• C••••••••• L• | Other Private Fund | $83.2M | 2 | Mar 31, 2023 |
| T•••••• P•••••• D••• S••••••••• I• ••••••••• L• | Other Private Fund | $79.0M | 1 | Mar 28, 2024 |
| M••• U•••• • T•••••• S•••••••• F•••• H••• Y•••• F••• | Other Private Fund | $49.3M | 500 | Mar 30, 2020 |
| T•••••• I••••• C••••• | Other Private Fund | $39.8M | 5 | Mar 31, 2022 |
| T•••••• G••••• C•••••no longer reported | Other Private Fund | $33.0M | 5 | Mar 31, 2021 |
| T•••••• 2••• | Other Private Fund | $19.3M | 12 | Mar 28, 2024 |
| T•••••• P•••••• D••• S••••••••• I• ••••••••• S••• | Other Private Fund | $15.3M | 40 | Mar 28, 2024 |
| T•••••• G••••• S•••• D•••••••no longer reported | Other Private Fund | $13.4M | 5 | Mar 31, 2022 |
| S••• A•••••• I••••••••• F••• A••••••••• L• | Private Equity Fund | $12.1M | 7 | Mar 14, 2013 |
| S••••no longer reported | Other Private Fund | $3.9M | 79 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M•••••• · President And Chairman Of The Boardcontrolsince 12/2017 · owns less than 5%
- G••••••••• F••••••• · Director, Deputy Chief Executive Officer Of T•••••• I••••••••• M•••••••••, Global Head Of Salescontrolsince 06/2019 · owns less than 5%
- B•••••••• A••• E•••••••• · Director, General Counsel And Secretarysince 06/2021 · owns less than 5%
- E••••••• W•••••• · Chief Compliance Officersince 08/2023 · owns less than 5%
- V••••••••• T••••• · Director And Vice President Of Human Resourcessince 07/2023 · owns less than 5%
- F••••••••• A••••••• D• · Ownersince 12/2002 · owns 75% or more of A••••
Entity owners
- T•••••• C•••••• S•• · Sole Memberdirect · owns 75% or more
- T•••••• C•••••• A••••••• · Ownerindirect · owns 75% or more of T•••••• C•••••• C•••••••••
- T•••••• C•••••• A••••••• · Ownerindirect · owns 50% to 75% of T•••••• C•••••• S••
- T•••••• C•••••• C••••••••• · Ownerindirect · owns F of T•••••• C•••••• S••
- A•••• · Ownerindirect · owns 25% to 50% of T•••••• C•••••• A•••••••
Related persons
Schedule D 7.A
- S••• A•••••• F••• G• L••pooled vehicle sponsorn
- S••• A•••••• F••• I• G• L••pooled vehicle sponsorn
- T•••••• C•••••• A•••••••investment adviserpooled vehicle sponsory
- T•••••• C•••••• E••••• L••••••pooled vehicle sponsorn
- T•••••• C•••••• S••investment adviserpooled vehicle sponsory
- T•••••• I••••••••• M•••••••••broker-dealerinvestment advisern
- T•••••• I••••••••• M••••••••• A••• P••• L••investment adviserpooled vehicle sponsorn
- T•••••• I••••••••• M••••••••• U•investment advisern
- T•••••• P•• G• S•••••••pooled vehicle sponsorn
- T•••••• P•• I• G• L••pooled vehicle sponsory
Advisers that list T•••••• C•••••• N•••• A•••••• L•• as a related person
- 165370 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.3B to $1.4BMar 30, 2026 to May 1, 2026
- Discretionary RAUM · $4.7B to $4.7BMar 30, 2026 to May 1, 2026
- Non-discretionary RAUM · $1.1B to $1.5BMar 30, 2026 to May 1, 2026
- Pooled vehicle RAUM · $5.0B to $5.3BMar 30, 2026 to May 1, 2026
- RAUM · $5.8B to $6.2BMar 30, 2026 to May 1, 2026
- Accounts · 36 to 34Sep 12, 2025 to Mar 30, 2026
- Advisory employees · 37 to 38Sep 12, 2025 to Mar 30, 2026
- BD registered reps · 5 to 4Sep 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 32 to 29Sep 12, 2025 to Mar 30, 2026
- Assets in custody · $2.3B to $1.3BSep 12, 2025 to Mar 30, 2026
- Employees · 53 to 56Sep 12, 2025 to Mar 30, 2026
- Private funds · 31 to 29Sep 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.2B to $4.7BSep 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $918M to $1.1BSep 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $5.4B to $5.0BSep 12, 2025 to Mar 30, 2026
- RAUM · $6.1B to $5.8BSep 12, 2025 to Mar 30, 2026
- Related bank · false to trueSep 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 27, 2025
- Accounts · 31 to 36Aug 16, 2024 to Mar 28, 2025
- Advisory employees · 36 to 37Aug 16, 2024 to Mar 28, 2025
- BD registered reps · 2 to 5Aug 16, 2024 to Mar 28, 2025
- Pooled vehicle clients · 26 to 32Aug 16, 2024 to Mar 28, 2025
- Assets in custody · $6.2B to $2.3BAug 16, 2024 to Mar 28, 2025
- Employees · 54 to 53Aug 16, 2024 to Mar 28, 2025
- Private funds · 27 to 31Aug 16, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.6B to $5.2BAug 16, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $506M to $918MAug 16, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.6B to $5.4BAug 16, 2024 to Mar 28, 2025
- RAUM · $9.1B to $6.1BAug 16, 2024 to Mar 28, 2025
- Related broker-dealer · true to falseAug 16, 2024 to Mar 28, 2025
- Accounts · 25 to 31Sep 21, 2023 to Mar 28, 2024
- Advisory employees · 34 to 36Sep 21, 2023 to Mar 28, 2024
- BD registered reps · 6 to 2Sep 21, 2023 to Mar 28, 2024
- Corporate clients · unset to 1.0Sep 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 20 to 26Sep 21, 2023 to Mar 28, 2024
- Assets in custody · $2.3B to $6.2BSep 21, 2023 to Mar 28, 2024
- Employees · 45 to 54Sep 21, 2023 to Mar 28, 2024
- Private funds · 20 to 27Sep 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1B to $8.6BSep 21, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $322M to $506MSep 21, 2023 to Mar 28, 2024
Signals
12 dated events
- T•••••• C•••••• N•••• A•••••• L•• reported RAUM $6.1B, down 33% from $9.1B (2024-08-16 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- T•••••• C•••••• N•••• A•••••• L•• reported RAUM $9.1B, up 168% from $3.4B (2023-09-21 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- F••••••• G••••••••• (Director, Deputy Chief Executive Officer Of T•••••• I••••••••• M•••••••••, Global Head Of Sales) appeared on Schedule A of T•••••• C•••••• N•••• A•••••• L••Sep 1, 2023 · Control person joined · fact
- John Timothy Grell (Ceo) no longer on Schedule A of T•••••• C•••••• N•••• A•••••• L•• (listed 2023-06-26, absent 2023-09-01)Sep 1, 2023 · Control person left · inference
- G••••••• R••••• (Director) no longer on Schedule A of T•••••• C•••••• N•••• A•••••• L•• (listed 2023-06-26, absent 2023-09-01)Sep 1, 2023 · Control person left · inference
- H•••• M•••••• (Director) no longer on Schedule A of T•••••• C•••••• N•••• A•••••• L•• (listed 2023-06-26, absent 2023-09-01)Sep 1, 2023 · Control person left · inference
- T•••••• C•••••• N•••• A•••••• L•• reported RAUM $3.4B, up 32% from $2.6B (2022-07-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T•••••• C•••••• N•••• A•••••• L•• reported RAUM $2.6B, up 91% from $1.3B (2021-08-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- T•••••• C•••••• N•••• A•••••• L•• reported RAUM $1.3B, up 633% from $183.2M (2020-08-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- M•••••• C•••••• (Chairman Of The Board) appeared on Schedule A of T•••••• C•••••• N•••• A•••••• L••Mar 29, 2019 · Control person joined · fact
- D Antoine Flamarion (Owner) appeared on Schedule A of T•••••• C•••••• N•••• A•••••• L••Mar 29, 2019 · Control person joined · fact
- T•••••• C•••••• filed its initial SEC registration (Form ADV)Aug 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• C•••••• N•••• A•••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••••• C•••••• N•••• A•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tikehaustarinfrareportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/tikehau-investment-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-922-3734reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026