DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••• A•••••• I••••••••• F•••• L•

Gross asset value
$152M
as of Aug 16, 2024; not a fund size
Peak GAV
$307M
highest filing
Owners
51
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
7%
Reported
34 filings
Mar 14, 2013 to Aug 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$152M as of Aug 16, 2024
Mar 14, 2013$53.3M then
Owners51 as of Aug 16, 2024
Mar 14, 201330 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-188869reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon Wealth Management
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons