DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•• I••••••••• A•••••••• L••

Independent wealth managerGlassboro, New JerseyCRD 289103SEC 801-120796websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 15, 2021 · 21 filings
SEC status approved since Apr 14, 2021
RAUM
$404M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
68%
$274M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$57.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$404M as of Mar 31, 2026
Mar 29, 2022$183M then
HNW client RAUM$169M as of Mar 31, 2026
Mar 29, 2022$104M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 29, 20224 then
Employees (5.A)5 as of Mar 31, 2026
Mar 29, 20224 then
Private funds: no history
RAUM n/a over the last fiscal year+30% a year over three
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$57.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
76derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$314,229derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.7derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$169M42%
  • Pension and profit-sharing plans$129M32%
  • Individuals$105M26%
  • Corporations and businesses$479,0000.1%
Individual clients
450reported
HNW clients
82reported
Pension plan clients
45reported
Charitable clients
0reported
Accounts
1,286reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• F•••••• G•••••••Certified Financial PlannerGlassboro, NjSep 21, 201716 y2
T•••• A•••••• R••••••Glassboro, NjMay 5, 202110 y0
J••••• G••••••Glassboro, NjJun 13, 202214 y0
B•••• H•••••Glassboro, NjMay 8, 202510 y0
A••••• D• B••••••••Certified Financial PlannerGlassboro, NjMay 16, 202511 y0
C•••••••• B• A•••••••••Certified Financial PlannerGlassboro, NjApr 22, 202632 y5
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • P•••••••• M••••••• P••• · President & Ceocontrol
    since 06/2017 · owns 75% or more
  • G•••••••• J••••• F•••••• · Vice President & Cco
    since 06/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Glassboro, Nj · principal710
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,171 to 1,286
    May 1, 2025 to Mar 31, 2026
  • Advisory activities · 4 to 5
    May 1, 2025 to Mar 31, 2026
  • HNW clients · 65 to 82
    May 1, 2025 to Mar 31, 2026
  • Individual clients · 414 to 450
    May 1, 2025 to Mar 31, 2026
  • Discretionary RAUM · $329M to $404M
    May 1, 2025 to Mar 31, 2026
  • HNW RAUM · $132M to $169M
    May 1, 2025 to Mar 31, 2026
  • Individual RAUM · $86.0M to $105M
    May 1, 2025 to Mar 31, 2026
  • Pension RAUM · $111M to $129M
    May 1, 2025 to Mar 31, 2026
  • RAUM · $329M to $404M
    May 1, 2025 to Mar 31, 2026
  • Accounts · 1,228 to 1,171
    Mar 15, 2024 to May 1, 2025
  • HNW clients · 54 to 65
    Mar 15, 2024 to May 1, 2025
  • Individual clients · 492 to 414
    Mar 15, 2024 to May 1, 2025
  • Pension plan clients · 20 to 45
    Mar 15, 2024 to May 1, 2025
  • Financial planning clients · 101-250 to 101-250
    Mar 15, 2024 to May 1, 2025
  • Discretionary RAUM · $258M to $329M
    Mar 15, 2024 to May 1, 2025
  • HNW RAUM · $113M to $132M
    Mar 15, 2024 to May 1, 2025
  • Individual RAUM · $94.6M to $86.0M
    Mar 15, 2024 to May 1, 2025
  • Non-discretionary RAUM · $3.4M to $0
    Mar 15, 2024 to May 1, 2025
  • Pension RAUM · $51.9M to $111M
    Mar 15, 2024 to May 1, 2025
  • RAUM · $261M to $329M
    Mar 15, 2024 to May 1, 2025
  • Accounts · 1,088 to 1,228
    Nov 13, 2023 to Mar 12, 2024
  • Corporate clients · 6 to 3
    Nov 13, 2023 to Mar 12, 2024
  • HNW clients · 45 to 54
    Nov 13, 2023 to Mar 12, 2024
  • Individual clients · 469 to 492
    Nov 13, 2023 to Mar 12, 2024
  • Pension plan clients · 5 to 20
    Nov 13, 2023 to Mar 12, 2024
  • Discretionary RAUM · $181M to $258M
    Nov 13, 2023 to Mar 12, 2024
  • HNW RAUM · $82.7M to $113M
    Nov 13, 2023 to Mar 12, 2024
  • Individual RAUM · $81.4M to $94.6M
    Nov 13, 2023 to Mar 12, 2024
  • Non-discretionary RAUM · $2.7M to $3.4M
    Nov 13, 2023 to Mar 12, 2024
  • Pension RAUM · $18.7M to $51.9M
    Nov 13, 2023 to Mar 12, 2024
  • RAUM · $184M to $261M
    Nov 13, 2023 to Mar 12, 2024
  • Accounts · 975 to 1,088
    Jan 5, 2023 to Mar 14, 2023
  • Corporate clients · 3 to 6
    Jan 5, 2023 to Mar 14, 2023
  • HNW clients · 51 to 45
    Jan 5, 2023 to Mar 14, 2023
  • Individual clients · 404 to 469
    Jan 5, 2023 to Mar 14, 2023
  • Pension plan clients · 2 to 5
    Jan 5, 2023 to Mar 14, 2023
  • Discretionary RAUM · $180M to $181M
    Jan 5, 2023 to Mar 14, 2023
  • HNW RAUM · $104M to $82.7M
    Jan 5, 2023 to Mar 14, 2023
  • Individual RAUM · $77.5M to $81.4M
    Jan 5, 2023 to Mar 14, 2023
  • Non-discretionary RAUM · $3.4M to $2.7M
    Jan 5, 2023 to Mar 14, 2023
Signals
1 dated events
  • H•• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Mar 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
hfmignite.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone
856-232-2270reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$57.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026