DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• F•••••••• S•••••••
Legal name W•••••• F•••••••• S•••••••• I•••
Latest filing Apr 14, 2026
First filing on the tape Sep 29, 2017 · 20 filings
SEC status approved since Oct 29, 2017
RAUM
$467M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$454M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$66.7M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$467M as of Apr 14, 2026
Feb 20, 2018$140M then
HNW client RAUM$285M as of Apr 14, 2026
Feb 20, 2018$76.3M then
State-registered IARs (5.B.3)6 as of Apr 14, 2026
Feb 20, 20183 then
Employees (5.A)14 as of Apr 14, 2026
Feb 20, 20188 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $66.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $413,830derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $44.7M, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$285M61%
- Individuals$169M36%
- Corporations and businesses$7.9M1.7%
- Charitable organizations$4.9M1.1%
- Individual clients
- 428reported
- HNW clients
- 123reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,128reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $44.7M for 34 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• T••••• W••••••Certified Financial Planner | Bowie, Md | May 31, 1995 | 37 y | 0 |
| R••••• P••••••• R•••• | Bowie, Md | Apr 16, 2001 | 26 y | 0 |
| D•••• M•••••• G•••••••• | Silver Spring, Md | Jan 22, 2002 | 32 y | 0 |
| D•••• C•••• W••• | Bowie, Md | Jan 4, 2010 | 19 y | 0 |
| L•••• A•• R••• | Bowie, Md | Jul 9, 2019 | 17 y | 0 |
| W•••••• G•••••Certified Financial Planner | Bowie, Md | Jul 9, 2020 | 13 y | 1 |
| J••••• M• H••••• | Bowie, Md | Jun 25, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• A•••••• R••• to A••••••••• F•••••••• S•••••••• L••Dec 13, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• A•••••• R••• from C••••••••• F•••••••• N••••••Nov 22, 2023 · Affiliated broker-dealer or bank to independent RIA
- W•••••• G••••• from C••••••••• F•••••••• N••••••Jul 9, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• L••••• A•• · Coo, Compliance Managercontrolsince 01/2009 · owns less than 5%
- W••••••• A••••• T••••• · President, Chief Compliance Officer, Directorcontrolsince 11/1988 · owns 75% or more
- R••••• R•••••• P••••••• · Investment Adviser Representativesince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bowie, Md · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,020 to 1,128Mar 21, 2025 to Mar 29, 2026
- HNW clients · 99 to 123Mar 21, 2025 to Mar 29, 2026
- Individual clients · 410 to 428Mar 21, 2025 to Mar 29, 2026
- Assets in custody · $23.1M to $44.7MMar 21, 2025 to Mar 29, 2026
- State-registered IARs · 5 to 6Mar 21, 2025 to Mar 29, 2026
- Discretionary RAUM · $385M to $466MMar 21, 2025 to Mar 29, 2026
- HNW RAUM · $212M to $285MMar 21, 2025 to Mar 29, 2026
- Individual RAUM · $162M to $169MMar 21, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $1.1M to $1.2MMar 21, 2025 to Mar 29, 2026
- RAUM · $386M to $467MMar 21, 2025 to Mar 29, 2026
- Accounts · 932 to 1,020May 8, 2024 to Mar 21, 2025
- Advisory employees · 10 to 9May 8, 2024 to Mar 21, 2025
- BD registered reps · 5 to 6May 8, 2024 to Mar 21, 2025
- Charity clients · 5.0 to unsetMay 8, 2024 to Mar 21, 2025
- HNW clients · 86 to 99May 8, 2024 to Mar 21, 2025
- Individual clients · 399 to 410May 8, 2024 to Mar 21, 2025
- Assets in custody · $17.4M to $23.1MMay 8, 2024 to Mar 21, 2025
- Employees · 10 to 14May 8, 2024 to Mar 21, 2025
- Insurance-licensed employees · 7 to 8May 8, 2024 to Mar 21, 2025
- Financial planning clients · 251-500 to More than 500May 8, 2024 to Mar 21, 2025
- State-registered IARs · 4 to 5May 8, 2024 to Mar 21, 2025
- Discretionary RAUM · $340M to $385MMay 8, 2024 to Mar 21, 2025
- HNW RAUM · $174M to $212MMay 8, 2024 to Mar 21, 2025
- Individual RAUM · $154M to $162MMay 8, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $979,512 to $1.1MMay 8, 2024 to Mar 21, 2025
- RAUM · $341M to $386MMay 8, 2024 to Mar 21, 2025
- Accounts · 841 to 932Mar 14, 2023 to Mar 28, 2024
- Advisory employees · 8 to 10Mar 14, 2023 to Mar 28, 2024
- Charity clients · unset to 5.0Mar 14, 2023 to Mar 28, 2024
- HNW clients · 66 to 86Mar 14, 2023 to Mar 28, 2024
- Individual clients · 392 to 399Mar 14, 2023 to Mar 28, 2024
- Assets in custody · $16.0M to $17.4MMar 14, 2023 to Mar 28, 2024
- Employees · 8 to 10Mar 14, 2023 to Mar 28, 2024
- Insurance-licensed employees · 6 to 7Mar 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $302M to $340MMar 14, 2023 to Mar 28, 2024
- HNW RAUM · $152M to $174MMar 14, 2023 to Mar 28, 2024
- Individual RAUM · $142M to $154MMar 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $840,530 to $979,512Mar 14, 2023 to Mar 28, 2024
- RAUM · $303M to $341MMar 14, 2023 to Mar 28, 2024
- Accounts · 761 to 841Mar 9, 2022 to Mar 14, 2023
Signals
2 dated events
- M•••••• A•••••• R••• left W•••••• F•••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-03-06)Dec 13, 2023 · Advisor changed firm · fact
- W•••••• F•••••••• S••••••• filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@widmannfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-262-2919reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-262-3481reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/widmann-financial-svcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-262-2919reportedpublic record, Form ADV, Apr 14, 2026
- Contact form
- widmannfinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026