DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealthfront Strategies LLC

Asset manager (funds and pooled vehicles)Palo Alto, CaliforniaCRD 289148SEC 801-111023IAPD
Latest filing May 1, 2026
First filing on the tape Jul 19, 2017 · 20 filings
SEC status approved since Aug 23, 2017
RAUM
$112M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$112M as of May 1, 2026
Oct 29, 2018$775M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Oct 29, 20182 then
Employees (5.A)21 as of May 1, 2026
Oct 29, 20189 then
Private funds: no history
RAUM -92% over the last fiscal year-54% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$112MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$112M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • David Fortunato · Chief Executive Officercontrol
        since 02/2020 · owns less than 5%
      • Dean Alan Imberman · Chief Financial Officercontrol
        since 02/2020 · owns less than 5%
      • Foster Jonathan Matthews · Chief Compliance Officer & Secretarycontrol
        since 04/2020 · owns less than 5%
      • Boris Kessler · General Counsel
        since 09/2023 · owns less than 5%
      Entity owners
      • Wealthfront Corporation · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list Wealthfront Strategies LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM down 50 %Change between filings · filing Mar 27, 2026
        RAUM (Item 5.F) moved from $1,328,640,340 to $0 (-100.0%) between the annual amendments of 2024-10-29 and 2026-03-27; the peer median change was +4.0% (1148 comparable advisers, 0.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,148) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Mar 27, 2026 to May 1, 2026
      • Advisory employees · 19 to 18
        Mar 27, 2026 to May 1, 2026
      • Employees · 23 to 21
        Mar 27, 2026 to May 1, 2026
      • Discretionary RAUM · $0 to $112M
        Mar 27, 2026 to May 1, 2026
      • RAUM · $0 to $112M
        Mar 27, 2026 to May 1, 2026
      • Accounts · 1 to 0
        Oct 29, 2024 to Oct 22, 2025
      • Advisory employees · 14 to 19
        Oct 29, 2024 to Oct 22, 2025
      • Employees · 18 to 23
        Oct 29, 2024 to Oct 22, 2025
      • Financial planning clients · unset to
        Oct 29, 2024 to Oct 22, 2025
      • Discretionary RAUM · $1.3B to $0
        Oct 29, 2024 to Oct 22, 2025
      • RAUM · $1.3B to $0
        Oct 29, 2024 to Oct 22, 2025
      • Advisory employees · 5 to 14
        Oct 27, 2023 to Oct 29, 2024
      • Employees · 11 to 18
        Oct 27, 2023 to Oct 29, 2024
      • Discretionary RAUM · $1.2B to $1.3B
        Oct 27, 2023 to Oct 29, 2024
      • RAUM · $1.2B to $1.3B
        Oct 27, 2023 to Oct 29, 2024
      • Advisory employees · 4 to 5
        Oct 28, 2022 to Oct 27, 2023
      • Employees · 7 to 11
        Oct 28, 2022 to Oct 27, 2023
      • Discretionary RAUM · $1.2B to $1.2B
        Oct 28, 2022 to Oct 27, 2023
      • RAUM · $1.2B to $1.2B
        Oct 28, 2022 to Oct 27, 2023
      • BD registered reps · 3 to 2
        May 13, 2022 to Oct 28, 2022
      • Employees · 8 to 7
        May 13, 2022 to Oct 28, 2022
      • Discretionary RAUM · $1.6B to $1.2B
        May 13, 2022 to Oct 28, 2022
      • RAUM · $1.6B to $1.2B
        May 13, 2022 to Oct 28, 2022
      • Advisory employees · 1 to 4
        Oct 27, 2020 to Oct 28, 2021
      • Employees · 5 to 8
        Oct 27, 2020 to Oct 28, 2021
      • Discretionary RAUM · $959M to $1.6B
        Oct 27, 2020 to Oct 28, 2021
      • RAUM · $959M to $1.6B
        Oct 27, 2020 to Oct 28, 2021
      • Advisory employees · 2 to 1
        Apr 29, 2020 to Oct 27, 2020
      • BD registered reps · 4 to 3
        Apr 29, 2020 to Oct 27, 2020
      • Employees · 8 to 5
        Apr 29, 2020 to Oct 27, 2020
      • State-registered IARs · 2 to 0
        Apr 29, 2020 to Oct 27, 2020
      • Discretionary RAUM · $992M to $959M
        Apr 29, 2020 to Oct 27, 2020
      • RAUM · $992M to $959M
        Apr 29, 2020 to Oct 27, 2020
      • Discretionary RAUM · $775M to $992M
        Aug 13, 2019 to Oct 29, 2019
      • RAUM · $775M to $992M
        Aug 13, 2019 to Oct 29, 2019
      • HQ city · REDWOOD CITY to PALO ALTO
        Mar 22, 2019 to Aug 13, 2019
      • Advisory employees · 3 to 2
        Oct 29, 2018 to Mar 22, 2019
      • Employees · 9 to 8
        Oct 29, 2018 to Mar 22, 2019
      • Business name · WFAS LLC to WEALTHFRONT STRATEGIES LLC
        Apr 17, 2018 to Oct 29, 2018
      • Legal name · WFAS LLC to WEALTHFRONT STRATEGIES LLC
        Apr 17, 2018 to Oct 29, 2018
      Signals
      14 dated events
      • Wealthfront Strategies Llc reported RAUM $0, down 100% from $1.3B (2024-10-29 to 2025-10-22)
        Oct 22, 2025 · RAUM change · derived
      • Wealthfront Strategies Llc reported RAUM $1.2B, down 26% from $1.6B (2022-05-13 to 2022-10-28)
        Oct 28, 2022 · RAUM change · derived
      • Fernando Brasil Luis De Oliveira (Chief Operations Officer) no longer on Schedule A of Wealthfront Strategies Llc (listed 2021-10-28, absent 2022-05-13)
        May 13, 2022 · Control person left · inference
      • Wealthfront Strategies Llc reported RAUM $1.6B, up 64% from $958.8M (2020-10-27 to 2021-10-28)
        Oct 28, 2021 · RAUM change · derived
      • Joonwon Choe (Chief Compliance Officer & Secretary) no longer on Schedule A of Wealthfront Strategies Llc (listed 2020-02-28, absent 2020-04-29)
        Apr 29, 2020 · Control person left · inference
      • Foster Jonathan Matthews (Chief Compliance Officer & Secretary) appeared on Schedule A of Wealthfront Strategies Llc
        Apr 29, 2020 · Control person joined · fact
      • Whitfield Fieglein Ashley Johnson (Chief Executive Officer And Chief Financial Officer) no longer on Schedule A of Wealthfront Strategies Llc (listed 2019-10-29, absent 2020-02-28)
        Feb 28, 2020 · Control person left · inference
      • Fernando Brasil Luis De Oliveira (Chief Operations Officer) appeared on Schedule A of Wealthfront Strategies Llc
        Feb 28, 2020 · Control person joined · fact
      • David Fortunato (Chief Executive Officer) appeared on Schedule A of Wealthfront Strategies Llc
        Feb 28, 2020 · Control person joined · fact
      • Dean Alan Imberman (Chief Financial Officer) appeared on Schedule A of Wealthfront Strategies Llc
        Feb 28, 2020 · Control person joined · fact
      • Wealthfront Strategies Llc reported RAUM $992.3M, up 28% from $775.5M (2019-08-13 to 2019-10-29)
        Oct 29, 2019 · RAUM change · derived
      • Wojciech Jakub Jurek (Chief Executive Officer And Chief Investment Officer) no longer on Schedule A of Wealthfront Strategies Llc (listed 2018-10-29, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      • Wealthfront Strategies Llc reported RAUM $775.5M, up 74% from $446.0M (2018-04-17 to 2018-10-29)
        Oct 29, 2018 · RAUM change · derived
      • Wfas Llc filed its initial SEC registration (Form ADV)
        Jul 19, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      844-995-8437reportedpublic record, Form ADV, May 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026