DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• A•••• M••••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Jul 17, 2019 · 12 filings
SEC status approved since Aug 16, 2019
RAUM
$65.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$65.0M as of Mar 13, 2026
Mar 20, 2020$84.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 13, 2026
Mar 20, 20200 then
Employees (5.A)3 as of Mar 13, 2026
Mar 20, 20202 then
Private funds2 as of Mar 13, 2026
Mar 20, 20202 then
RAUM +2.0% over the last fiscal year-20% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $65.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$35.1M54%
- Pooled investment vehicles$29.9M46%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.46 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••••• C•••••• L• | Hedge Fund | $27.3M | 36 | Jul 31, 2017 |
| V••••••• O••••••• L••• | Hedge Fund | $15.9M | 12 | Jul 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- V•••••••• R••• A•••• · Managing Member/Ccocontrolsince 10/2015 · owns 75% or more
- M•••• T•••• W••••• · Coosince 12/2023 · owns less than 5%
Related persons
Schedule D 7.A
- V••••••• C•••••• M••••••••• G• L••pooled vehicle sponsorn
Advisers that list V••••••• A•••• M••••••••• L•• as a related person
- 170286 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 2 to 1Jun 9, 2025 to Mar 13, 2026
- Employees · 4 to 3Jun 9, 2025 to Mar 13, 2026
- Discretionary RAUM · $63.7M to $65.0MJun 9, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $37.0M to $29.9MJun 9, 2025 to Mar 13, 2026
- RAUM · $63.7M to $65.0MJun 9, 2025 to Mar 13, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 9, 2025
- Accounts · 3 to 4Mar 25, 2024 to Mar 27, 2025
- Advisory employees · 4 to 3Mar 25, 2024 to Mar 27, 2025
- Corporate clients · 1 to 2Mar 25, 2024 to Mar 27, 2025
- Employees · 5 to 4Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $79.0M to $63.7MMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $43.2M to $37.0MMar 25, 2024 to Mar 27, 2025
- RAUM · $79.0M to $63.7MMar 25, 2024 to Mar 27, 2025
- Accounts · 4 to 3Dec 19, 2023 to Mar 25, 2024
- Corporate clients · 2 to 1Dec 19, 2023 to Mar 25, 2024
- Employees · 4 to 5Dec 19, 2023 to Mar 25, 2024
- Discretionary RAUM · $126M to $79.0MDec 19, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $81.9M to $43.2MDec 19, 2023 to Mar 25, 2024
- RAUM · $126M to $79.0MDec 19, 2023 to Mar 25, 2024
- Discretionary RAUM · $187M to $126MJul 18, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $115M to $81.9MJul 18, 2022 to Mar 30, 2023
- RAUM · $187M to $126MJul 18, 2022 to Mar 30, 2023
- Accounts · 3 to 4Mar 15, 2021 to Mar 10, 2022
- Corporate clients · 1 to 2Mar 15, 2021 to Mar 10, 2022
- State-registered IARs · 0 to 1Mar 15, 2021 to Mar 10, 2022
- Discretionary RAUM · $125M to $187MMar 15, 2021 to Mar 10, 2022
- Pooled vehicle RAUM · $115M to $115MMar 15, 2021 to Mar 10, 2022
- RAUM · $125M to $187MMar 15, 2021 to Mar 10, 2022
- Accounts · 2 to 3Mar 20, 2020 to Mar 15, 2021
- Advisory employees · 2 to 4Mar 20, 2020 to Mar 15, 2021
- BD registered reps · 0 to 2Mar 20, 2020 to Mar 15, 2021
- Corporate clients · unset to 1.0Mar 20, 2020 to Mar 15, 2021
- Employees · 2 to 4Mar 20, 2020 to Mar 15, 2021
- Discretionary RAUM · $84.9M to $125MMar 20, 2020 to Mar 15, 2021
- Pooled vehicle RAUM · $84.9M to $115MMar 20, 2020 to Mar 15, 2021
- RAUM · $84.9M to $125MMar 20, 2020 to Mar 15, 2021
- Related adviser · true to falseMar 20, 2020 to Mar 15, 2021
- Private funds · 4 to 2Jul 17, 2019 to Mar 20, 2020
- Discretionary RAUM · $99.2M to $84.9MJul 17, 2019 to Mar 20, 2020
- Pooled vehicle RAUM · $99.2M to $84.9MJul 17, 2019 to Mar 20, 2020
Signals
1 dated events
- V••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 17, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- V•••••••FUND.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-450-8875reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026