DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gc Advisors LLC
Latest filing Aug 28, 2026
First filing on the tape Mar 30, 2012 · 54 filings
SEC status approved since Aug 7, 2009
RAUM
$178B
reported, Item 5.F
Discretionary
36%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,035
274 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
42
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$178B as of Aug 28, 2026
Mar 30, 2012$9.4B then
HNW client RAUM$0 as of Aug 28, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Apr 1, 20130 then
Employees (5.A)1,035 as of Aug 28, 2026
Apr 1, 2013171 then
Private funds42 as of Aug 28, 2026
Mar 30, 201225 then
RAUM +15% over the last fiscal year+15% a year over threeIARs 0 to 0offices 7 to 8
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 36%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$143B95%
- Insurance companies$4.6B3.0%
- State and municipal entities$1.7B1.1%
- Other investment advisers$1.0B0.7%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 144reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=false related_bank=true bd_reps=23.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
84 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Golub Capital Finance LLCno longer reported | Hedge Fund | $5.9B | 6 | Mar 30, 2012 |
| Golub Capital Finance Funding Trust | Hedge Fund | $3.0B | 1 | Mar 30, 2012 |
| Gc Finance Operations II, Inc.no longer reported | Hedge Fund | $2.7B | 1 | Aug 27, 2021 |
| Golub Capital Partners Holdings Ltd.no longer reported | Hedge Fund | $2.2B | 1 | Aug 28, 2015 |
| Gc Finance Operations II, Inc.no longer reported | Hedge Fund | $2.0B | 1 | Feb 19, 2020 |
| Golub Capital Partners Private Credit Trust | Hedge Fund | $2.0B | 1 | May 26, 2022 |
| Golub Capital Finance Funding IV Trust | Hedge Fund | $1.5B | 1 | Feb 23, 2022 |
| Golub Capital Finance Funding III Trust | Hedge Fund | $1.4B | 1 | Nov 27, 2018 |
| Golub Capital Partners 12, L.P. | Hedge Fund | $1.3B | 808 | Nov 27, 2018 |
| Golub Capital Partners 11, L.P. | Hedge Fund | $1.3B | 1,169 | Mar 31, 2017 |
| Golub Capital Partners 14, L.P. | Hedge Fund | $1.2B | 1,188 | Aug 27, 2021 |
| Gbdc 3 Funding LLC | Hedge Fund | $1.0B | 1 | Nov 21, 2019 |
| Gcic Clo II LLC | Securitized Asset Fund | $871M | 1 | Feb 27, 2019 |
| Golub Capital Partners 10, L.P. | Hedge Fund | $831M | 706 | Feb 29, 2016 |
| Gcic Funding LLCno longer reported | Hedge Fund | $733M | 1 | Feb 27, 2017 |
| Gems Fund 5, L.P. | Hedge Fund | $711M | 574 | Aug 28, 2020 |
| Golub Capital Partners Rollover Fund 2, L.P. | Hedge Fund | $686M | 407 | Mar 30, 2012 |
| Golub Capital Pearls Direct Lending Program, L.P. | Hedge Fund | $585M | 4 | Mar 30, 2012 |
| Golub Capital Bdc Clo III LLC | Securitized Asset Fund | $577M | 1 | Feb 27, 2019 |
| Gems Fund 6, L.P. | Hedge Fund | $554M | 340 | Mar 30, 2024 |
| Golub Capital Partners Viii, L.P.no longer reported | Hedge Fund | $539M | 413 | Feb 26, 2013 |
| Gc Finance Operations Multicurrency Trust | Hedge Fund | $486M | 1 | Feb 27, 2019 |
| Golub Capital Partners 11 Rollover Fund, L.P. | Hedge Fund | $477M | 367 | Mar 31, 2017 |
| Golub Capital Bdc Funding II LLCno longer reported | Hedge Fund | $475M | 1 | May 29, 2019 |
| Golub Capital Partners 9, L.P. | Hedge Fund | $469M | 437 | May 30, 2014 |
| Gems Fund 6 International, L.P. | Hedge Fund | $429M | 156 | Mar 31, 2023 |
| Gcic Funding II LLCno longer reported | Hedge Fund | $420M | 1 | Feb 27, 2019 |
| Golub Capital Bdc 3 Abs 2022-1 LLC | Hedge Fund | $417M | 1 | May 26, 2022 |
| Gcp Finance 4 Ltd.no longer reported | Hedge Fund | $416M | 2 | Aug 29, 2016 |
| Golub Capital Bdc 3 Clo 1 LLC | Securitized Asset Fund | $411M | 1 | May 27, 2021 |
| Golub Capital Investment Corporation Clo 2016(M) LLCno longer reported | Securitized Asset Fund | $409M | 1 | Feb 27, 2017 |
| Golub Capital Bdc 3 Clo 2 LLC | Securitized Asset Fund | $393M | 1 | Mar 31, 2023 |
| Gcic Holdings LLCno longer reported | Hedge Fund | $382M | 1 | Feb 27, 2019 |
| Golub Capital Finance LLCno longer reported | Hedge Fund | $372M | 6 | Aug 28, 2015 |
| Golub Capital Bdc 2010-1 LLCno longer reported | Securitized Asset Fund | $360M | 1 | Mar 30, 2012 |
| Gcm 2007 Opportunity Fund, L.P.no longer reported | Private Equity Fund | $349M | 125 | Mar 30, 2012 |
| Golub Capital Finance Funding Repo Nw | Hedge Fund | $347M | 1 | Mar 30, 2024 |
| Golub Capital Bdc Funding LLCno longer reported | Hedge Fund | $326M | 1 | Mar 30, 2012 |
| Golub Capital Funding Clo-8, Ltdno longer reported | Securitized Asset Fund | $308M | 1 | Mar 30, 2012 |
| Golub Capital Bdc Clo 4 LLCno longer reported | Securitized Asset Fund | $306M | 1 | Nov 28, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B David Golub · Presidentcontrolsince 04/2011 · owns less than 5%
- Eric Lawrence Golub · Chairman, Chief Executive Officer, Co-General Counselcontrolsince 12/2012 · owns less than 5%
- Pierre-Olivier Lamoureux · Chief Financial Officercontrolsince 02/2018 · owns less than 5%
- Mark Joshua Levinson · Co-General Counsel And Chief Compliance Officercontrolsince 12/2012 · owns less than 5%
- Patrick Francis Straub III · Chief Administrative Officercontrolsince 05/2010 · owns less than 5%
- David Finegold · Trusteecontrolsince 01/2014 · owns F of Kpbgc Exempt 2013n Trust
- B David Golub · Managercontrolsince 01/2014 · owns F of Cdg 2013 Pe, LLC
- B David Golub · Managercontrolsince 06/2012 · owns F of Gc Pe Holdings LLC
- Eric Lawrence Golub · Managercontrolsince 06/2012 · owns F of Gc Pe Holdings LLC
- Eric Lawrence Golub · Managercontrolsince 08/2018 · owns F of Second Buchanan Holdings, LLC
- Eric Lawrence Golub · Managercontrolsince 09/2012 · owns F of Whitehall Capital Investors New Pe, LLC
- Alan Stephen Kepniss · Trusteecontrolsince 07/2018 · owns F of The Bragol Trust II
Entity owners
- Gcdm Midco Holdings, LP · Memberdirect · owns 75% or more
- Cdg 2013 Pe, LLC · Memberindirect · owns 25% to 50% of Gc Pe Holdings LLC
- Gc Pe Holdings LLC · Managing Memberindirect · owns 75% or more of Gcdm Holdings Gp, LLC
- Gc Pe Holdings LLC · Limited Partnerindirect · owns 75% or more of Gcdm Holdings, LP
- Gcdm Holdings Gp, LLC · General Partnerindirect · owns F of Gcdm Holdings, LP
- Gcdm Holdings, LP · Limited Partnerindirect · owns 75% or more of Gcdm Midco Holdings, LP
- Kpbgc Exempt 2013n Trust · Memberindirect · owns 75% or more of Cdg 2013 Pe, LLC
- Second Buchanan Holdings, LLC · Memberindirect · owns 75% or more of Whitehall Capital Investors New Pe, LLC
- The Bragol Trust II · Memberindirect · owns 75% or more of Second Buchanan Holdings, LLC
- Whitehall Capital Investors New Pe, LLC · Memberindirect · owns 50% to 75% of Gc Pe Holdings LLC
- Gcdm Holdings Gp, LLC · General Partnerindirect · owns F of Gcdm Midco Holdings, LP
Related persons
Schedule D 7.A
- Gc Investment Management LLCinvestment adviserpooled vehicle sponsornRAUM $3.5B
- Gc Opal Advisors LLCinvestment adviserpooled vehicle sponsornRAUM $124B
- Gcp Master Holdings Gp, Ltd.pooled vehicle sponsorn
- Golub Capital Coinvestment LLCpooled vehicle sponsorn
- Golub Offshore Gp, Ltd.pooled vehicle sponsorn
- Golub Onshore Gp 2, LLCpooled vehicle sponsorn
- Golub Onshore Gp 3, LLCpooled vehicle sponsorn
- Golub Onshore Gp Nc, LLCpooled vehicle sponsorn
- Golub Onshore Gp, LLCpooled vehicle sponsorn
- Leg Gp, L.P.pooled vehicle sponsorn
- Opal Bsl Holdings 2 LLCpooled vehicle sponsorn
- Opal Bsl LLC (Management Series)investment adviserpooled vehicle sponsorn
- Qeb Manager, LLCpooled vehicle sponsorn
Advisers that list Gc Advisors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY107 employees
- Chicago, IL73 employees
- Huntersville, NC15 employees
- London, United Kingdom8 employees
- Greenwich, CT4 employees
- San Francisco, CA4 employees
- Miami, FL3 employees
What changed
consecutive filings, newest first
- Private funds · 38 to 42Jun 16, 2026 to Aug 28, 2026
- Private funds · 36 to 38Mar 30, 2026 to May 28, 2026
- Accounts · 130 to 144Feb 26, 2026 to Mar 30, 2026
- Advisory employees · 255 to 274Feb 26, 2026 to Mar 30, 2026
- Advisory activities · 3 to 4Feb 26, 2026 to Mar 30, 2026
- BD registered reps · 15 to 23Feb 26, 2026 to Mar 30, 2026
- Pooled vehicle clients · 92 to 99Feb 26, 2026 to Mar 30, 2026
- Employees · 938 to 1,035Feb 26, 2026 to Mar 30, 2026
- Other offices · 7 to 8Feb 26, 2026 to Mar 30, 2026
- Private funds · 37 to 36Feb 26, 2026 to Mar 30, 2026
- Discretionary RAUM · $46B to $64BFeb 26, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $109B to $113BFeb 26, 2026 to Mar 30, 2026
- Pension RAUM · 0.0 to unsetFeb 26, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $130B to $143BFeb 26, 2026 to Mar 30, 2026
- RAUM · $155B to $178BFeb 26, 2026 to Mar 30, 2026
- Private funds · 33 to 37Sep 29, 2025 to Feb 26, 2026
- Private funds · 26 to 33Mar 31, 2025 to Sep 29, 2025
- Accounts · 119 to 130Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 228 to 255Mar 30, 2024 to Mar 31, 2025
- BD registered reps · 6 to 15Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 88 to 92Mar 30, 2024 to Mar 31, 2025
- Employees · 836 to 938Mar 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 30, 2024 to Mar 31, 2025
- Private funds · 32 to 26Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $37B to $46BMar 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $96B to $109BMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $118B to $130BMar 30, 2024 to Mar 31, 2025
- RAUM · $133B to $155BMar 30, 2024 to Mar 31, 2025
- Accounts · 105 to 119Jul 7, 2023 to Mar 30, 2024
- Advisory employees · 219 to 228Jul 7, 2023 to Mar 30, 2024
- BD registered reps · 0 to 6Jul 7, 2023 to Mar 30, 2024
- Pooled vehicle clients · 83 to 88Jul 7, 2023 to Mar 30, 2024
- Employees · 727 to 836Jul 7, 2023 to Mar 30, 2024
- Other offices · 8 to 7Jul 7, 2023 to Mar 30, 2024
- Private funds · 28 to 32Jul 7, 2023 to Mar 30, 2024
- Discretionary RAUM · $30B to $37BJul 7, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $87B to $96BJul 7, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $107B to $118BJul 7, 2023 to Mar 30, 2024
- RAUM · $117B to $133BJul 7, 2023 to Mar 30, 2024
- Accounts · 97 to 105May 26, 2022 to Mar 31, 2023
Signals
4 dated events
- Gc Advisors Llc reported RAUM $95.3B, up 36% from $70.1B (2022-02-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Gc Advisors Llc reported RAUM $60.8B, up 32% from $46.0B (2020-02-19 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Alan Stephen Kepniss (Trustee) appeared on Schedule A of Gc Advisors LlcMar 29, 2019 · Control person joined · fact
- Pierre-Olivier Lamoureux (Chief Financial Officer) appeared on Schedule A of Gc Advisors LlcMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- GC Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GOLUB-GROWTHreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GOLUB-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- education.golubcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-205-5050reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026