DFX Intelligence
RIA Intelligence
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SEC-registered adviser
F•••••••••
Legal name F••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 31, 2017 · 21 filings
SEC status approved since Aug 19, 2019
RAUM
$272M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$272M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$272M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$272M as of Mar 31, 2026
Mar 31, 2020$161M then
HNW client RAUM$266M as of Mar 31, 2026
Mar 31, 2020$154M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 31, 20201 then
Employees (5.A)1 as of Mar 31, 2026
Mar 31, 20201 then
Private funds: no history
RAUM +6.4% over the last fiscal year+13% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $272MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.8MderivedHNW RAUM over HNW clients
- Average account
- $5.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$266M98%
- Individuals$6.0M2.2%
- Individual clients
- 9reported
- HNW clients
- 39reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 48reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• C••••••••• S•••••• | Troy, Mi | Jan 10, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• S••••• C••••••••• · Chief Executive Officer/Chief Compliance Officer/Managing Membercontrolsince 07/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 233.0 to 48.0 (-79.0%) between the annual amendments of 2025-03-24 and 2026-03-31; the peer median change was +5.0% (3685 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,685) · 0.4% percentile
What changed
consecutive filings, newest first
- Accounts · 233 to 48Mar 24, 2025 to Mar 31, 2026
- HNW clients · 34 to 39Mar 24, 2025 to Mar 31, 2026
- Individual clients · 11 to 9Mar 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $256M to $272MMar 24, 2025 to Mar 31, 2026
- HNW RAUM · $243M to $266MMar 24, 2025 to Mar 31, 2026
- Individual RAUM · $13.1M to $6.0MMar 24, 2025 to Mar 31, 2026
- RAUM · $256M to $272MMar 24, 2025 to Mar 31, 2026
- Accounts · 249 to 233Mar 28, 2024 to Mar 24, 2025
- HNW clients · 40 to 34Mar 28, 2024 to Mar 24, 2025
- Individual clients · 8 to 11Mar 28, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $278M to $256MMar 28, 2024 to Mar 24, 2025
- HNW RAUM · $274M to $243MMar 28, 2024 to Mar 24, 2025
- Individual RAUM · $4.1M to $13.1MMar 28, 2024 to Mar 24, 2025
- RAUM · $278M to $256MMar 28, 2024 to Mar 24, 2025
- Accounts · 233 to 249Mar 31, 2023 to Mar 28, 2024
- HNW clients · 37 to 40Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $188M to $278MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $184M to $274MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $3.8M to $4.1MMar 31, 2023 to Mar 28, 2024
- RAUM · $188M to $278MMar 31, 2023 to Mar 28, 2024
- Accounts · 262 to 233Mar 30, 2022 to Mar 31, 2023
- HNW clients · 41 to 37Mar 30, 2022 to Mar 31, 2023
- Individual clients · 11 to 8Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $253M to $188MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $247M to $184MMar 30, 2022 to Mar 31, 2023
- Individual RAUM · $6.3M to $3.8MMar 30, 2022 to Mar 31, 2023
- RAUM · $253M to $188MMar 30, 2022 to Mar 31, 2023
- Accounts · 246 to 262Apr 3, 2021 to Mar 30, 2022
- HNW clients · 38 to 41Apr 3, 2021 to Mar 30, 2022
- Discretionary RAUM · $209M to $253MApr 3, 2021 to Mar 30, 2022
- HNW RAUM · $203M to $247MApr 3, 2021 to Mar 30, 2022
- Individual RAUM · $6.0M to $6.3MApr 3, 2021 to Mar 30, 2022
- RAUM · $209M to $253MApr 3, 2021 to Mar 30, 2022
- HNW clients · 16 to 38Mar 31, 2021 to Apr 3, 2021
- Individual clients · 33 to 11Mar 31, 2021 to Apr 3, 2021
- HNW RAUM · $145M to $203MMar 31, 2021 to Apr 3, 2021
- Individual RAUM · $63.5M to $6.0MMar 31, 2021 to Apr 3, 2021
- Accounts · 164 to 246Oct 7, 2020 to Mar 31, 2021
- HNW clients · 26 to 16Oct 7, 2020 to Mar 31, 2021
Signals
1 dated events
- Firstmetric filed its initial SEC registration (Form ADV)Jul 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@firstmetric.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 248-817-8919reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/F•••••••••reportedpublic record, Form ADV, Sep 21, 2026
- Website
- F•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 248-817-8919reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- FIRSTMETRIC.COM/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $272Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026