DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Argentic
Legal name Argentic Investment Management LLC
Latest filing Mar 30, 2026
First filing on the tape Sep 18, 2017 · 21 filings
SEC status approved since Oct 19, 2017
RAUM
$1.8B
reported, Item 5.F
Discretionary
52%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.8B as of Mar 30, 2026
Mar 28, 2018$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20180 then
Employees (5.A)70 as of Mar 30, 2026
Mar 28, 201843 then
Private funds3 as of Mar 30, 2026
Mar 28, 20181 then
RAUM +30% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $604MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 52%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 9 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Argentic Securties Holdings Cayman Ltd | Hedge Fund | $797M | 2 | Sep 18, 2017 |
| Argentic Securities Holdings 2 Cayman Ltd | Hedge Fund | $329M | 2 | Mar 31, 2023 |
| Argentic H3 Holdings LLC | Real Estate Fund | $39.7M | 2 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- Lee Claudia Borg · Chief Compliance Officercontrolsince 12/2017 · owns less than 5%
- Marc Rossman · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- James Douglas Tiesi · Chief Executive Officercontrolsince 07/2016 · owns less than 5%
- Myron Kaplan · Trusteecontrolsince 12/2018 · owns F of Paul E. Singer Family Trust Iih
- Matthew Gordon Singer · Trusteecontrolsince 12/2018 · owns F of Paul E. Singer Family Trust Iih
- Elliott Paul Singer · Member, Presidentcontrolsince 01/2019 · owns F of Elliott International Special Gp, LLC
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 12/2018 · owns F of Elliott International Advisors Gp LLC
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 02/2003 · owns 75% or more of Elliott Asset Management LLC
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 03/2017 · owns 75% or more of Elliott Advisors Gp LLC
- Elliott Paul Singer · President, Director, Shareholdercontrolsince 04/1997 · owns 75% or more of Braxton Associates, Inc.
- Elliott Paul Singer · Managing Member, Presidentcontrolsince 09/2004 · owns F of Elliott Special Gp, LLC
- Matthew Gordon Singer · Membersince 01/2010 · owns 25% to 50% of Elliott Special Gp, LLC
Entity owners
- Argentic Investment Management LP · Managing Memberdirect · owns 75% or more
- Argentic Holdings USA LLC · Shareholderindirect · owns 75% or more of Eprex Investments S.A.R.L.
- Braxton Associates, Inc. · General Partnerindirect · owns F of Elliott Capital Advisors, L.P
- Elliott Advisors Gp LLC · General Partnerindirect · owns F of Eprex Investments S.A.R.L.
- Elliott Advisors Gp LLC · General Partnerindirect · owns F of Elliott Capital Advisors, L.P.
- Elliott Asset Management LLC · General Partnerindirect · owns F of Elliott Capital Advisors, L.P
- Elliott Associates, L.P. · Managing Memberindirect · owns 25% to 50% of Argentic Holdings USA LLC
- Elliott Capital Advisors, L.P. · Managing Memberindirect · owns F of Elliott Special Gp, LLC
- Elliott Capital Advisors, L.P. · General Partnerindirect · owns F of Eprex Investments S.A.R.L.
- Elliott International Advisors Gp LLC · Manager, Class A Memberindirect · owns 50% to 75% of Elliott International Special Gp, LLC
- Elliott International Limited · Limited Partnerindirect · owns 75% or more of Elliott International, L.P.
- Elliott International Special Gp, LLC · Class A Shareholderindirect · owns 75% or more of Hambledon, Inc.
- Elliott International, L.P. · Shareholderindirect · owns 75% or more of Preston (Cayman) Ltd.
- Elliott Special Gp, LLC · General Partnerindirect · owns F of Elliott Associates, L.P.
- Epeak Holdings LLC · Memberindirect · owns 75% or more of Epeak Member LLC
- Epeak Member LLC · General Partner And Limited Partnerindirect · owns 50% to 75% of Argentic Investment Management LP
- Eprex Holdings LLC · Managing Memberindirect · owns 75% or more of Epeak Holdings LLC
- Eprex Investments S.A.R.L. · Managing Memberindirect · owns 75% or more of Eprex Holdings LLC
- Hambledon, Inc. · General Partnerindirect · owns F of Elliott International, L.P.
- Paul E. Singer Family Trust Iih · Managing Memberindirect · owns 75% or more of Pesft Iih Ea LLC
Related persons
Schedule D 7.A
- Eall Llpinvestment adviserbankn
- Eimct LLCinvestment adviserbankn
- Eimfl LLCinvestment adviserbankn
- Eimfl Sub LLCinvestment adviserbankn
- Elliott Advisors (Uk) Limitedinvestment adviserbankn
- Elliott Advisors Gp LLCinvestment adviserbankpooled vehicle sponsory
- Elliott Capital Advisors, L.P.investment adviserbankpooled vehicle sponsory
- Elliott Financial Italia S.R.L.investment adviserbankn
- Elliott Investment Management L.P.investment adviserbanknRAUM $129B
- Elliott Management Corporationinvestment adviserbanknRAUM $74B
- Elliott Special Gp, LLCinvestment adviserbankpooled vehicle sponsory
- Emcca Corporationinvestment advisern
- Epeak Member LLCbanky
- Hambledon Management LLCinvestment adviserbankn
- Hambledon, Inc.investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 37.0% to 52.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Pooled vehicle clients · 8 to 9Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $1.4B to $1.8BMar 28, 2025 to Mar 30, 2026
- Employees · 65 to 70Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $509M to $950MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $883M to $861MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.8BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.8BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 8Jan 30, 2025 to Mar 28, 2025
- Assets in custody · $1.2B to $1.4BJan 30, 2025 to Mar 28, 2025
- Employees · 53 to 65Jan 30, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 28, 2025
- Discretionary RAUM · $329M to $509MJan 30, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $836M to $883MJan 30, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.4BJan 30, 2025 to Mar 28, 2025
- RAUM · $1.2B to $1.4BJan 30, 2025 to Mar 28, 2025
- Accounts · 7 to 3Apr 27, 2023 to Mar 28, 2024
- Assets in custody · $948M to $1.2BApr 27, 2023 to Mar 28, 2024
- Employees · 48 to 53Apr 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $273M to $329MApr 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $853M to $836MApr 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BApr 27, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.2BApr 27, 2023 to Mar 28, 2024
- Accounts · 4 to 7Dec 8, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 7Dec 8, 2022 to Mar 31, 2023
- Assets in custody · $1.1B to $948MDec 8, 2022 to Mar 31, 2023
- Employees · 54 to 48Dec 8, 2022 to Mar 31, 2023
- Private funds · 2 to 3Dec 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $0 to $273MDec 8, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $916M to $853MDec 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $916M to $1.1BDec 8, 2022 to Mar 31, 2023
- RAUM · $916M to $1.1BDec 8, 2022 to Mar 31, 2023
- Advisory employees · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $793M to $1.1BMar 30, 2021 to Mar 30, 2022
- Employees · 48 to 54Mar 30, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $711M to $916MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $711M to $916MMar 30, 2021 to Mar 30, 2022
- RAUM · $711M to $916MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $947M to $793MApr 28, 2020 to Mar 30, 2021
- Employees · 52 to 48Apr 28, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $794M to $711MApr 28, 2020 to Mar 30, 2021
Signals
9 dated events
- Argentic reported RAUM $1.8B, up 30% from $1.4B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Argentic reported RAUM $915.7M, up 29% from $710.7M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Albert Mark Walsh (Managing Member) no longer on Schedule A of Argentic (listed 2020-04-28, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Ishwar Kaushik Amin (Managing Member) no longer on Schedule A of Argentic (listed 2020-04-28, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- (Nmn) Brett Bossung (Grantor) no longer on Schedule A of Argentic (listed 2020-04-28, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Argentic reported RAUM $794.3M, up 28% from $621.7M (2019-11-12 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Argentic reported RAUM $621.7M, up 169% from $231.0M (2018-07-20 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Argentic reported RAUM $231.0M, up 194% from $78.5M (2017-09-18 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- Argentic Investment Management Llc filed its initial SEC registration (Form ADV)Sep 18, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/argentic-investment-management-llc/?viereportedpublic record, Form ADV, Sep 17, 2026
- Website
- argentic.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646 560-1700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Argentic is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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