DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Elliott Management Corporation

Former SEC-registered adviserNew York, New YorkCRD 156601SEC 801-73640IAPD
Latest filing Nov 13, 2020
First filing on the tape Feb 14, 2012 · 32 filings
RAUM
$74B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
475
188 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
$74B gross assets
History
32 filings and snapshots on the tape
RAUM$74B as of Mar 30, 2020
Apr 1, 2013$32B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Apr 1, 20130 then
Employees (5.A)475 as of Mar 30, 2020
Apr 1, 2013298 then
Private funds5 as of Mar 30, 2020
Apr 1, 20132 then
RAUM +8.3% over the last fiscal year+9.5% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Nov 13, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+8.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$74B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
14reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Thomas Edward Joel · Chief Compliance Officercontrol
        since 07/2005 · owns less than 5%
      • D Jonathan Pollock · Vice President, Co-Chief Executive Officer And Co-Chief Investment Officercontrol
        since 01/2011 · owns less than 5%
      • Moshe Zion Shohet · Chief Operating Officer And Vice Presidentcontrol
        since 07/2015 · owns less than 5%
      • Elliott Paul Singer · President, Director, Co-Chief Executive Officer, Co-Chief Investment Officercontrol
        since 10/1994 · owns less than 5%
      • Benjamin Richard Zabel · Chief Legal Officer, General Counsel And Vice Presidentcontrol
        since 09/2015 · owns less than 5%
      • Elliott Paul Singer · President, Director, Shareholdercontrol
        since 04/1997 · owns 75% or more of Braxton Associates, Inc.
      • Elliott Paul Singer · Managing Member, Presidentcontrol
        since 03/2017 · owns 75% or more of Elliott Advisors Gp LLC
      • Elliott Paul Singer · Managing Member, Presidentcontrol
        since 02/2003 · owns 75% or more of Elliott Asset Management LLC
      • Elliot Greenberg · Vice President
        since 08/2005 · owns less than 5%
      • Jaime Hobbeheydar · Chief Marketing And Investor Relations Officer
        since 01/2017 · owns less than 5%
      • Jean-Yves Magnan · Chief Financial Officer, Vice President, Secretary, Treasurer
        since 10/2019 · owns less than 5%
      • Myron Kaplan · Trustee Of The Paul E. Singer Family Trust Iih
        since 12/2019 · owns F of Elliott Capital Advisors, L.P.
      • Andrew Morris-Singer · Trustee Of The April 1, 1990 Andrew Singer Trust
        since 08/2008 · owns F of Elliott Capital Advisors, L.P.
      • Matthew Gordon Singer · Trustee Of The Paul E. Singer Family Trust Iih
        since 12/2019 · owns F of Elliott Capital Advisors, L.P.
      Entity owners
      • Elliott Capital Advisors, L.P. · Shareholder
        direct · owns 75% or more
      • Braxton Associates, Inc. · General Partner
        indirect · owns F of Elliott Capital Advisors, L.P.
      • Elliott Advisors Gp LLC · General Partner
        indirect · owns F of Elliott Capital Advisors, L.P.
      • Elliott Asset Management LLC · General Partner
        indirect · owns F of Elliott Capital Advisors, L.P.
      • April 1, 1990 Andrew Singer Trust · Limited Partner
        indirect · owns 25% to 50% of Elliott Capital Advisors, L.P.
      • Paul E. Singer Family Trust Iih · Limited Partner
        indirect · owns 25% to 50% of Elliott Capital Advisors, L.P.
      Related persons
      Schedule D 7.A
      Advisers that list Elliott Management Corporation as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Luxembourg, Luxembourg1 employees
      What changed
      consecutive filings, newest first
      • Other offices · 2 to 1
        Oct 22, 2020 to Nov 13, 2020
      • Accounts · 3 to 14
        Jan 22, 2020 to Mar 30, 2020
      • Advisory employees · 197 to 188
        Jan 22, 2020 to Mar 30, 2020
      • Pooled vehicle clients · 3 to 14
        Jan 22, 2020 to Mar 30, 2020
      • Employees · 466 to 475
        Jan 22, 2020 to Mar 30, 2020
      • Private funds · 3 to 5
        Jan 22, 2020 to Mar 30, 2020
      • Discretionary RAUM · $68B to $74B
        Jan 22, 2020 to Mar 30, 2020
      • Pooled vehicle RAUM · $68B to $74B
        Jan 22, 2020 to Mar 30, 2020
      • RAUM · $68B to $74B
        Jan 22, 2020 to Mar 30, 2020
      • Advisory employees · 191 to 197
        Jul 16, 2018 to Mar 31, 2019
      • Employees · 443 to 466
        Jul 16, 2018 to Mar 31, 2019
      • Other offices · 1 to 2
        Jul 16, 2018 to Mar 31, 2019
      • Discretionary RAUM · $74B to $68B
        Jul 16, 2018 to Mar 31, 2019
      • Pooled vehicle RAUM · $74B to $68B
        Jul 16, 2018 to Mar 31, 2019
      • RAUM · $74B to $68B
        Jul 16, 2018 to Mar 31, 2019
      • Advisory employees · 186 to 191
        Jan 26, 2018 to Jul 16, 2018
      • Employees · 437 to 443
        Jan 26, 2018 to Jul 16, 2018
      • Accounts · 2 to 3
        Aug 9, 2017 to Jan 26, 2018
      • Advisory employees · 165 to 186
        Aug 9, 2017 to Jan 26, 2018
      • Charity clients · unset to 0.0
        Aug 9, 2017 to Jan 26, 2018
      • Corporate clients · unset to 0.0
        Aug 9, 2017 to Jan 26, 2018
      • HNW clients · unset to 0.0
        Aug 9, 2017 to Jan 26, 2018
      • Individual clients · unset to 0.0
        Aug 9, 2017 to Jan 26, 2018
      • Pension plan clients · unset to 0.0
        Aug 9, 2017 to Jan 26, 2018
      • Pooled vehicle clients · unset to 3.0
        Aug 9, 2017 to Jan 26, 2018
      • Employees · 390 to 437
        Aug 9, 2017 to Jan 26, 2018
      • Other offices · unset to 1.0
        Aug 9, 2017 to Jan 26, 2018
      • Private funds · 2 to 3
        Aug 9, 2017 to Jan 26, 2018
      • Discretionary RAUM · $56B to $74B
        Aug 9, 2017 to Jan 26, 2018
      • Pooled vehicle RAUM · unset to 74400616100.0
        Aug 9, 2017 to Jan 26, 2018
      • RAUM · $56B to $74B
        Aug 9, 2017 to Jan 26, 2018
      • Advisory employees · 164 to 165
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 364 to 390
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $46B to $56B
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $46B to $56B
        Mar 30, 2016 to Mar 31, 2017
      • Advisory employees · 159 to 164
        Jan 15, 2016 to Mar 30, 2016
      • Employees · 340 to 364
        Jan 15, 2016 to Mar 30, 2016
      • Discretionary RAUM · $45B to $46B
        Jan 15, 2016 to Mar 30, 2016
      • RAUM · $45B to $46B
        Jan 15, 2016 to Mar 30, 2016
      • Advisory employees · 147 to 159
        Mar 25, 2015 to Mar 31, 2015
      Signals
      2 dated events
      • Jay Joshua Nadell (Vice President, Secretary, Treasurer) no longer on Schedule A of Elliott Management Corporation (listed 2020-01-22, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Elliott Management Corporation reported RAUM $74.4B, up 33% from $56.0B (2017-08-09 to 2018-01-26)
        Jan 26, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026