DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aegon Asset Management Uk Plc
Latest filing Mar 27, 2026
First filing on the tape Aug 10, 2017 · 25 filings
SEC status approved since Sep 7, 2017
RAUM
$53B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
254
87 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$53B as of Mar 27, 2026
Mar 30, 2021$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20180 then
Employees (5.A)254 as of Mar 27, 2026
Mar 29, 2018330 then
Private funds: no history
RAUM +21% over the last fiscal year+298% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $358MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$31B58%
- Pooled investment vehicles$20B37%
- Pension and profit-sharing plans$1.7B3.3%
- Investment companies$670M1.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 147reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.39 institutional_share=0.61 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Charles Adrian Hull · Directorcontrolsince 09/2022 · owns less than 5%
- Mary Kerrigan · Non-Executive Directorcontrolsince 12/2020 · owns less than 5%
- Sarah Kirstie Macgillivray · Chief Executive Officercontrolsince 09/2022 · owns less than 5%
- John Andrew Mack · Non-Executive Directorcontrolsince 09/2022 · owns less than 5%
- Marc Alexander Jonkheer Van Weede · Non-Executive Directorcontrolsince 03/2024 · owns less than 5%
- John Charles Adrian Hull · Director/Elected Managercontrolsince 09/2022 · owns F of Aegon Asset Management Holdings Limited
- Sarah Kirstie Macgillivray · Director/Elected Managercontrolsince 09/2022 · owns F of Aegon Asset Management Holdings Limited
- Marc Alexander Jonkheer Van Weede · Non-Executive Directorcontrolsince 03/2024 · owns F of Aegon Asset Management Holding B.V.
- Christopher Scott Shine · Chief Compliance Officersince 11/2023 · owns less than 5%
- Mary Kerrigan · Non-Executive Directorsince 12/2020 · owns F of Aegon Asset Management Holdings Limited
- John Andrew Mack · Non-Executive Directorsince 09/2022 · owns F of Aegon Asset Management Holdings Limited
Entity owners
- Aegon Asset Management Holdings Limited · Direct Parentdirect · owns 75% or more
- Aegon Asset Management Holding B.V. · Shareholderindirect · owns 75% or more of Kames Capital Holdings Limited
- Aegon Ltd · Shareholderindirect · owns 75% or more of Aegon Asset Management Holding B.V. · public reporting company
Related persons
Schedule D 7.A
- Aegon Asset Management Hungary B.V.insurancen
- Aegon Investment Management B.V.investment advisern
- Aegon Asset Management USinvestment adviserpooled vehicle sponsornRAUM $89B
- North Westerly Holdings B.V.investment advisern
- Transamerica Asset Management, Inc.investment adviserbanknRAUM $66B
Advisers that list Aegon Asset Management Uk Plc as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom10 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 27, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2025-03-28, yes on the filing of 2026-03-27peers: other advisers, $20B and over (120)
What changed
consecutive filings, newest first
- Accounts · 35 to 147Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 71 to 87Mar 28, 2025 to Mar 27, 2026
- Pension plan clients · 11 to 6Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 20 to 44Mar 28, 2025 to Mar 27, 2026
- Employees · 273 to 254Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $41B to $50BMar 28, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.1B to $2.8BMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $2.1B to $1.7BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $13B to $20BMar 28, 2025 to Mar 27, 2026
- RAUM · $43B to $53BMar 28, 2025 to Mar 27, 2026
- Related broker-dealer · false to trueMar 28, 2025 to Mar 27, 2026
- Accounts · 6 to 35Sep 18, 2024 to Mar 28, 2025
- Advisory employees · 90 to 71Sep 18, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Sep 18, 2024 to Mar 28, 2025
- Pension plan clients · unset to 11.0Sep 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 20Sep 18, 2024 to Mar 28, 2025
- Employees · 301 to 273Sep 18, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 18, 2024 to Mar 28, 2025
- HQ state · unset to Sep 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $759M to $41BSep 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.3B to $2.1BSep 18, 2024 to Mar 28, 2025
- Pension RAUM · $21.5M to $2.1BSep 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.3B to $13BSep 18, 2024 to Mar 28, 2025
- RAUM · $2.1B to $43BSep 18, 2024 to Mar 28, 2025
- Accounts · 2 to 6Nov 10, 2023 to Mar 28, 2024
- Advisory employees · 100 to 90Nov 10, 2023 to Mar 28, 2024
- Pooled vehicle clients · unset to 3.0Nov 10, 2023 to Mar 28, 2024
- Employees · 313 to 301Nov 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $833M to $759MNov 10, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $1.3BNov 10, 2023 to Mar 28, 2024
- Pension RAUM · unset to 21455756.0Nov 10, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · unset to 1326276348.0Nov 10, 2023 to Mar 28, 2024
- RAUM · $833M to $2.1BNov 10, 2023 to Mar 28, 2024
- Wrap assets (manager) · 0.0 to unsetNov 10, 2023 to Mar 28, 2024
- Wrap assets (sponsor) · 0.0 to unsetNov 10, 2023 to Mar 28, 2024
- Advisory employees · 99 to 100Nov 4, 2022 to Mar 29, 2023
- Advisory activities · 4 to 2Nov 4, 2022 to Mar 29, 2023
- Employees · 307 to 313Nov 4, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.0B to $833MNov 4, 2022 to Mar 29, 2023
- RAUM · $1.0B to $833MNov 4, 2022 to Mar 29, 2023
Signals
20 dated events
- Aegon Asset Management Uk Plc reported RAUM $43.4B, up 1980% from $2.1B (2024-09-18 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- James Marshall Stephen Jones (Director/Elected Manager) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2024-03-28, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Aegon Asset Management Uk Plc reported RAUM $2.1B, up 150% from $832.9M (2023-11-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Marc Alexander Jonkheer Van Weede (Non-Executive Director) appeared on Schedule A of Aegon Asset Management Uk PlcMar 28, 2024 · Control person joined · fact
- C Christopher Thompson (Elected Manager) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2023-11-10, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Henry O'Donnell John (Global Head Enterprise Risk) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2023-11-10, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Philippa Louise Jane Daniel (Executive Director) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2022-11-04, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- John Charles Adrian Hull (Chief Investment Officer) appeared on Schedule A of Aegon Asset Management Uk PlcSep 20, 2022 · Control person joined · fact
- Sarah Kirstie Macgillivray (Chief Executive Officer) appeared on Schedule A of Aegon Asset Management Uk PlcSep 20, 2022 · Control person joined · fact
- Eric Van Der Maarel (Executive Committee Member) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2022-05-30, absent 2022-09-20)Sep 20, 2022 · Control person left · inference
- Olaf Van Den Heuvel (Executive Committee Member) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2022-05-30, absent 2022-09-20)Sep 20, 2022 · Control person left · inference
- Raj Sharma Rishi Santokhi (Executive Committee Member) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2022-05-30, absent 2022-09-20)Sep 20, 2022 · Control person left · inference
- Joris Johannes Wouter Peters (Executive Committee Member) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2022-05-30, absent 2022-09-20)Sep 20, 2022 · Control person left · inference
- Christian Bas Nieuweweme (Board Member/Director) appeared on Schedule A of Aegon Asset Management Uk PlcMar 30, 2021 · Control person joined · fact
- C Christopher Thompson (Elected Manager) appeared on Schedule A of Aegon Asset Management Uk PlcMar 30, 2021 · Control person joined · fact
- Janet Alison Talbot (Chief Legal Officer) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2019-10-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Christina Pamela Ogg (Chief Financial Officer) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2019-03-07, absent 2019-10-01)Oct 1, 2019 · Control person left · inference
- Anne Cecil Sarah Russell (Director/Elected Manager) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2019-03-07, absent 2019-10-01)Oct 1, 2019 · Control person left · inference
- Michael Arthur Martin Davis (Chief Executive Officer) no longer on Schedule A of Aegon Asset Management Uk Plc (listed 2019-03-07, absent 2019-10-01)Oct 1, 2019 · Control person left · inference
- Kames Capital Plc filed its initial SEC registration (Form ADV)Aug 10, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/AEGONAMUKreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AEGONAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 7780932104reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026