DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• P•••••• W•••••• L••
Latest filing Mar 27, 2026
First filing on the tape Sep 21, 2017 · 20 filings
SEC status approved since Oct 25, 2017
RAUM
$243M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
98%
$239M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
12
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$243M as of Mar 27, 2026
Mar 22, 2018$115M then
HNW client RAUM$232M as of Mar 27, 2026
Mar 22, 2018$99.8M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 22, 20181 then
Employees (5.A)12 as of Mar 27, 2026
Mar 22, 20188 then
Private funds: no history
RAUM -1.9% over the last fiscal year+13% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $121MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $570,045derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.5%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $8.2M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$232M95%
- Individuals$7.3M3.0%
- Corporations and businesses$2.7M1.1%
- Charitable organizations$1.1M0.5%
- Individual clients
- 10reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 426reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 27 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• R•••••• M••••••• | Winter Park, Fl | Nov 27, 2017 | 14 y | 0 |
| J••••• J•••• E••••••••Chartered Financial Analyst | Winter Park, Fl | Sep 18, 2025 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• J•••• E•••••••• from L••• I••••••••• A•••••••• L••Sep 18, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• C•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- M•••••••• R••••••• R•••••• · Managercontrolsince 08/2017 · owns 75% or more
Related persons
Schedule D 7.A
- M••••••• • M•••••••• P•n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 487 to 426Apr 1, 2025 to Mar 27, 2026
- Advisory employees · 1 to 2Apr 1, 2025 to Mar 27, 2026
- Corporate clients · 3 to 2Apr 1, 2025 to Mar 27, 2026
- HNW clients · 36 to 33Apr 1, 2025 to Mar 27, 2026
- Individual clients · 11 to 10Apr 1, 2025 to Mar 27, 2026
- Assets in custody · $8.7M to $8.2MApr 1, 2025 to Mar 27, 2026
- Employees · 8 to 12Apr 1, 2025 to Mar 27, 2026
- State-registered IARs · 1 to 2Apr 1, 2025 to Mar 27, 2026
- Discretionary RAUM · $210M to $198MApr 1, 2025 to Mar 27, 2026
- HNW RAUM · $234M to $232MApr 1, 2025 to Mar 27, 2026
- Individual RAUM · $8.5M to $7.3MApr 1, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $37.6M to $44.9MApr 1, 2025 to Mar 27, 2026
- RAUM · $248M to $243MApr 1, 2025 to Mar 27, 2026
- Accounts · 467 to 487Mar 27, 2024 to Apr 1, 2025
- Charity clients · unset to 1.0Mar 27, 2024 to Apr 1, 2025
- Corporate clients · unset to 3.0Mar 27, 2024 to Apr 1, 2025
- HNW clients · 32 to 36Mar 27, 2024 to Apr 1, 2025
- Individual clients · 14 to 11Mar 27, 2024 to Apr 1, 2025
- Assets in custody · $7.4M to $8.7MMar 27, 2024 to Apr 1, 2025
- Employees · 10 to 8Mar 27, 2024 to Apr 1, 2025
- Financial planning clients · 26-50 to 26-50Mar 27, 2024 to Apr 1, 2025
- Discretionary RAUM · $166M to $210MMar 27, 2024 to Apr 1, 2025
- HNW RAUM · $183M to $234MMar 27, 2024 to Apr 1, 2025
- Individual RAUM · $9.2M to $8.5MMar 27, 2024 to Apr 1, 2025
- Non-discretionary RAUM · $29.9M to $37.6MMar 27, 2024 to Apr 1, 2025
- RAUM · $196M to $248MMar 27, 2024 to Apr 1, 2025
- Accounts · 424 to 467Mar 29, 2023 to Mar 27, 2024
- HNW clients · 30 to 32Mar 29, 2023 to Mar 27, 2024
- Individual clients · 13 to 14Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $6.0M to $7.4MMar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $144M to $166MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $154M to $183MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $8.9M to $9.2MMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $25.2M to $29.9MMar 29, 2023 to Mar 27, 2024
- RAUM · $169M to $196MMar 29, 2023 to Mar 27, 2024
- Accounts · 400 to 424Nov 7, 2022 to Mar 29, 2023
- HNW clients · 33 to 30Nov 7, 2022 to Mar 29, 2023
- Assets in custody · $7.6M to $6.0MNov 7, 2022 to Mar 29, 2023
- Discretionary RAUM · $142M to $144MNov 7, 2022 to Mar 29, 2023
- HNW RAUM · $151M to $154MNov 7, 2022 to Mar 29, 2023
Signals
4 dated events
- Michelle Brandy Myers (Chief Compliance Officer) no longer on Schedule A of M••••••• P•••••• W•••••• L•• (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- C•••••• H••••• (Chief Compliance Officer) appeared on Schedule A of M••••••• P•••••• W•••••• L••Mar 27, 2024 · Control person joined · fact
- Michelle Brandy Myers (Chief Compliance Officer) appeared on Schedule A of M••••••• P•••••• W•••••• L••Mar 27, 2019 · Control person joined · fact
- M••••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Sep 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-691-3300reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-691-3301reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/M•••••••-P••••••-WEALTHreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-691-3300reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- matthiaspw.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $121Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026