DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• P••••••• L••
Latest filing May 20, 2026
First filing on the tape Mar 31, 2022 · 12 filings
SEC status approved since Apr 29, 2022
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$125M as of May 20, 2026
Mar 31, 2023$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 20, 2026
Mar 31, 20230 then
Employees (5.A)30 as of May 20, 2026
Mar 31, 202325 then
Private funds9 as of May 20, 2026
Mar 31, 202314 then
RAUM -6.4% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $125M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$125M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $125M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• ••••••••• O••••••••• L••no longer reported | Private Equity Fund | $50.0M | 3 | Sep 15, 2017 |
| L••••••• A••••••••• L•• | Private Equity Fund | $41.6M | 8 | Mar 31, 2022 |
| W• A••••••••• L•• | Private Equity Fund | $33.5M | 13 | Mar 31, 2022 |
| L••••••• W••• O••••••••• L•• | Private Equity Fund | $32.0M | 9 | Mar 14, 2018 |
| L••••••• V•••••• A••••• F••• L•• | Private Equity Fund | $31.2M | 49 | Mar 31, 2022 |
| L••••••• O••••• L•• | Private Equity Fund | $19.1M | 15 | Mar 31, 2022 |
| L••••••• R••••• L•• | Private Equity Fund | $6.6M | 5 | Mar 31, 2022 |
| L••••••• A••••••••• B•••••• L•• | Private Equity Fund | $5.2M | 3 | Mar 31, 2022 |
| L••••••• G• L•• | Private Equity Fund | $4.9M | 9 | Mar 31, 2022 |
| L••••••• P• C••••••••• ••• L•• | Private Equity Fund | $4.3M | 5 | Mar 31, 2022 |
| L••••••• V•••••• A••••• F••• A• L•• | Private Equity Fund | $4.1M | 27 | Mar 31, 2022 |
| L••••••• C••••••••• L•• | Private Equity Fund | $3.0M | 47 | Mar 31, 2022 |
| L••••••• P• L•• | Private Equity Fund | $990,086 | 14 | Mar 31, 2022 |
| L••••••• C• O••••••••• L•• | Private Equity Fund | $758,562 | 9 | Sep 15, 2017 |
| L•• C•••••••• L•• | Private Equity Fund | $288,891 | 2 | Mar 31, 2022 |
| L••••••• S• O••••••••• L••no longer reported | Private Equity Fund | $17,508 | 8 | Sep 15, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• A••••• B••••••• · Chief Executive Officercontrolsince 05/2012 · owns less than 5%
- F•••••• D••••• S•••• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- M•••••• W••••• K•••••• · Chief Compliance Officercontrolsince 09/2019 · owns less than 5%
- S•••••••• E••••• B••••• · Managing Partnercontrolsince 07/2012 · owns less than 5%
- S•••••• A•• · Chief Operating Officer, General Counselcontrolsince 07/2023 · owns less than 5%
- B•••••••• A••••• B••••••• · Member And Directorcontrolsince 05/2012 · owns 50% to 75% of L••••••• G• L••
- B•••••••• A••••• B••••••• · Limited Partnercontrolsince 04/2021 · owns 75% or more of B• F•••••••• I••••••••• L•• H••••••• L•
- B•••••••• A••••• B••••••• · Sole Membercontrolsince 04/2021 · owns 75% or more of B••••••• G•••• F•••••••• I••••••••• H••••••• ••• L••
- S•••••••• E••••• B••••• · Member And Directorcontrolsince 05/2012 · owns F of L••••••• G• L••
Entity owners
- L••••••• L•• · Memberdirect · owns 75% or more
- B••••••• G•••• F•••••••• I••••••••• H••••••• ••• L•• · General Partnerindirect · owns F of B• F•••••••• I••••••••• L•• H••••••• L•
- B• F•••••••• I••••••••• L•• H••••••• L• · Limited Partnerindirect · owns 50% to 75% of L••••••• H••••••• L•
- L••••••• G• L•• · General Partnerindirect · owns F of L••••••• H••••••• L•
- L••••••• H••••••• L• · Managing Memberindirect · owns 75% or more of L••••••• L••
Related persons
Schedule D 7.A
- L••••••• A••••••• F••••• S••broker-dealern
- L••••••• A••••••• L••broker-dealern
- L••••••• A••••••• U• L••broker-dealern
- L••••••• A••••••••• M•••••• L••pooled vehicle sponsory
- L••••••• I••••••••• F••• G•• L•••pooled vehicle sponsorn
- L••••••• I••••••••• M••••••••• L••investment advisern
- L••••••• Y••• I••••••••• G• L••pooled vehicle sponsorn
- L• W•••••• L••pooled vehicle sponsory
- T••••• C•••••• F••• G•• L••pooled vehicle sponsorn
- T••••• C••••••• L••investment advisern
Advisers that list L••••••• P••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 11Mar 31, 2026 to May 20, 2026
- Employees · 31 to 30Mar 31, 2026 to May 20, 2026
- Accounts · 11 to 9Sep 15, 2025 to Mar 31, 2026
- Advisory employees · 11 to 12Sep 15, 2025 to Mar 31, 2026
- BD registered reps · 7 to 8Sep 15, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 9Sep 15, 2025 to Mar 31, 2026
- Assets in custody · $134M to $125MSep 15, 2025 to Mar 31, 2026
- Employees · 29 to 31Sep 15, 2025 to Mar 31, 2026
- Private funds · 11 to 9Sep 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $134M to $125MSep 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $134M to $125MSep 15, 2025 to Mar 31, 2026
- RAUM · $134M to $125MSep 15, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 1, 2025
- Advisory employees · 10 to 11Jun 26, 2024 to Mar 28, 2025
- Assets in custody · $167M to $134MJun 26, 2024 to Mar 28, 2025
- Employees · 32 to 29Jun 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $167M to $134MJun 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $167M to $134MJun 26, 2024 to Mar 28, 2025
- RAUM · $167M to $134MJun 26, 2024 to Mar 28, 2025
- Accounts · 14 to 11Aug 4, 2023 to Mar 29, 2024
- Advisory employees · 6 to 10Aug 4, 2023 to Mar 29, 2024
- BD registered reps · 8 to 7Aug 4, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 11Aug 4, 2023 to Mar 29, 2024
- Assets in custody · $195M to $167MAug 4, 2023 to Mar 29, 2024
- Employees · 25 to 32Aug 4, 2023 to Mar 29, 2024
- Private funds · 14 to 11Aug 4, 2023 to Mar 29, 2024
- Discretionary RAUM · $195M to $167MAug 4, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $195M to $167MAug 4, 2023 to Mar 29, 2024
- RAUM · $195M to $167MAug 4, 2023 to Mar 29, 2024
- Employees · 13 to 25Aug 29, 2022 to Mar 31, 2023
- Advisory employees · 4 to 6Aug 29, 2022 to Mar 31, 2023
- BD registered reps · 4 to 8Aug 29, 2022 to Mar 31, 2023
- Assets in custody · $245M to $195MAug 29, 2022 to Mar 31, 2023
- Insurance-licensed employees · 2 to 0Aug 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $245M to $195MAug 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $245M to $195MAug 29, 2022 to Mar 31, 2023
- RAUM · $245M to $195MAug 29, 2022 to Mar 31, 2023
- Private funds · 28 to 14Mar 31, 2022 to Aug 29, 2022
Signals
4 dated events
- G•••• K••••••••• (General Counsel) no longer on Schedule A of L••••••• P••••••• L•• (listed 2023-08-04, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- S•••• D•••• F••••• (Chief Financial Officer) appeared on Schedule A of L••••••• P••••••• L••Mar 29, 2024 · Control person joined · fact
- Avi Sutton (Chief Operating Officer, General Counsel) appeared on Schedule A of L••••••• P••••••• L••Mar 29, 2024 · Control person joined · fact
- L••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- l•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-644-4200reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026