DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• C••••••• L••
Latest filing May 7, 2026
First filing on the tape May 13, 2021 · 10 filings
SEC status approved since Jul 16, 2021
RAUM
$241M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$241M as of May 7, 2026
Mar 31, 2022$356M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20220 then
Employees (5.A)5 as of May 7, 2026
Mar 31, 20225 then
Private funds3 as of May 7, 2026
Mar 31, 20221 then
RAUM -53% over the last fiscal year-7.2% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $48.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -53%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $241M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$241M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $241M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• C•••••• M••••• F•••• L• | Hedge Fund | $290M | 45 | Mar 5, 2021 |
| T••••• L••••• O••••••••• F•••• L••• | Hedge Fund | $264M | 3 | Mar 24, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• S••••• · Presidentcontrolsince 03/2021 · owns 50% to 75%
- B•••••••• A••••• B••••••• · Ownercontrolsince 03/2021 · owns 10% to 25%
- S••••••• J••••••• E••• · Chief Financial Officer & Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- B•••••••• A••••• B••••••• · Limited Partnercontrolsince 04/2021 · owns 75% or more of L••••••• L••
- B•••••••• A••••• B••••••• · Managing Membercontrolsince 05/2012 · owns 25% to 50% of L••••••• G• L••
- B•••••••• A••••• B••••••• · Sole Ownercontrolsince 01/2024 · owns 75% or more of L••••••• H••••••• L•
Entity owners
- L••••••• T••••• L•• · Ownerdirect · owns 10% to 25%
- L••••••• G• L•• · General Partnerindirect · owns F of L••••••• H••••••• L•
- L••••••• H••••••• L• · Managing Memberindirect · owns 75% or more of L••••••• L••
- L••••••• L•• · Memberindirect · owns 75% or more of L••••••• P••••••• L••
- L••••••• P••••••• L•• · Ownerindirect · owns 75% or more of L••••••• T••••• L••
- T•• B••• M••• T•••• C•••••• O• D••••••• · Trusteeindirect · owns F of E•••• B••••••• 2••• D•••••• T••••
- E•••• B••••••• 2••• D•••••• T•••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- L••••••• I••••••••• M••••••••• L••investment advisernRAUM $1.7B
- L••••••• P••••••• L••investment adviseryRAUM $125M
- T••••• C•••••• F••• G•• L••bankpooled vehicle sponsorn
Advisers that list T••••• C••••••• L•• as a related person
- 315628 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $512,370,000 to $241,141,000 (-53.0%) between the annual amendments of 2025-03-18 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 3.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 2.7% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 2Mar 31, 2026 to May 7, 2026
- Private funds · 2 to 3Mar 31, 2026 to May 7, 2026
- Assets in custody · $512M to $241MMar 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $512M to $241MMar 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $512M to $241MMar 18, 2025 to Mar 31, 2026
- RAUM · $512M to $241MMar 18, 2025 to Mar 31, 2026
- Accounts · 4 to 5Mar 21, 2024 to Mar 18, 2025
- Pooled vehicle clients · 4 to 5Mar 21, 2024 to Mar 18, 2025
- Assets in custody · $554M to $512MMar 21, 2024 to Mar 18, 2025
- Employees · 4 to 5Mar 21, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $554M to $512MMar 21, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $554M to $512MMar 21, 2024 to Mar 18, 2025
- RAUM · $554M to $512MMar 21, 2024 to Mar 18, 2025
- Advisory employees · 3 to 2Sep 12, 2023 to Mar 21, 2024
- Assets in custody · $0 to $554MSep 12, 2023 to Mar 21, 2024
- Employees · 5 to 4Sep 12, 2023 to Mar 21, 2024
- Discretionary RAUM · $302M to $554MSep 12, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $302M to $554MSep 12, 2023 to Mar 21, 2024
- RAUM · $302M to $554MSep 12, 2023 to Mar 21, 2024
- HQ city · DENVER to NEW YORKMar 24, 2023 to Sep 12, 2023
- HQ state · CO to NYMar 24, 2023 to Sep 12, 2023
- Accounts · 3 to 4Oct 18, 2022 to Mar 24, 2023
- Pooled vehicle clients · 3 to 4Oct 18, 2022 to Mar 24, 2023
- Private funds · 1 to 2Oct 18, 2022 to Mar 24, 2023
- Discretionary RAUM · $356M to $302MOct 18, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $356M to $302MOct 18, 2022 to Mar 24, 2023
- RAUM · $356M to $302MOct 18, 2022 to Mar 24, 2023
- Advisory employees · 2 to 3Jul 16, 2021 to Mar 31, 2022
- Employees · 4 to 5Jul 16, 2021 to Mar 31, 2022
- Other offices · 0 to 1Jul 16, 2021 to Mar 31, 2022
- Discretionary RAUM · $203M to $356MJul 16, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $203M to $356MJul 16, 2021 to Mar 31, 2022
- RAUM · $203M to $356MJul 16, 2021 to Mar 31, 2022
- Related adviser · false to trueJul 16, 2021 to Mar 31, 2022
- Related bank · false to trueJul 16, 2021 to Mar 31, 2022
- Private funds · 2 to 1May 13, 2021 to Jul 16, 2021
Signals
6 dated events
- T••••• C••••••• L•• reported RAUM $241.1M, down 53% from $512.4M (2025-03-18 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- T••••• C••••••• L•• reported RAUM $553.9M, up 83% from $301.9M (2023-09-12 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- T••••• C••••••• L•• reported RAUM $355.9M, up 75% from $203.3M (2021-07-16 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Kreinen Wendy Modlin (Chief Compliance Officer) no longer on Schedule A of T••••• C••••••• L•• (listed 2021-07-16, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Bryant Ehren Stenzler (Managing Member) no longer on Schedule A of T••••• C••••••• L•• (listed 2021-07-16, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- T••••• C••••••• L•• filed its initial SEC registration (Form ADV)May 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-376-4800reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026