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SEC-registered adviser

E•••••••• C•••••• L••

Institutional managerHarrisburg, PennsylvaniaCRD 290018SEC 801-111927websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Sep 26, 2017 · 54 filings
SEC status approved since Oct 25, 2017
RAUM
$368M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.0%
$7.4M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$73.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$368M as of Mar 31, 2026
Mar 8, 2018$233M then
HNW client RAUM$4.5M as of Mar 31, 2026
Feb 5, 2019$99,287 then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 8, 20181 then
Employees (5.A)4 as of Mar 31, 2026
Mar 8, 20183 then
Private funds1 as of Mar 31, 2026
Feb 11, 20221 then
RAUM +7.6% over the last fiscal year+7.8% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
RAUM per advisor
$73.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
3derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$751,685derivedHNW RAUM over HNW clients
Average account
$6.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.8derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$21.7M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$307M83%
  • Corporations and businesses$30.8M8.4%
  • Pooled investment vehicles$21.7M5.9%
  • High-net-worth individuals$4.5M1.2%
  • Individuals$2.9M0.8%
  • Charitable organizations$1.3M0.4%
Individual clients
7reported
HNW clients
6reported
Pension plan clients
0reported
Charitable clients
n/areported
Accounts
58reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$21.7M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.02 fund_share=0.06 institutional_share=0.84 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G••••• A••• P•••••Harrisburg, PaJan 12, 201913 y0
T••••• O••• S••••••Harrisburg, PaMar 12, 201911 y0
M•••••• J•••• L•••Harrisburg, PaJul 1, 202214 y0
O••• M•••••• H••••••Harrisburg, PaAug 22, 202310 y0
N••••••• W••••• W•••Harrisburg, PaJul 31, 202611 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•••••••• C•••••• P•••••••• L•Hedge Fund$17.1M7Aug 23, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••• G•••••• A••• · Vice Presidentcontrol
        since 12/2022 · owns less than 5%
      • P•••••• B••••••• J••• · Ownercontrol
        since 03/2010 · owns 50% to 75% of P••••• 2••• F••••• C••••••••• T••••
      • P•••••• G•••••• A•••• · Ownercontrol
        since 03/2010 · owns 50% to 75% of P••••• 2••• F••••• C••••••••• T••••
      • C•••• R••••••• L••••• · Chief Compliance Officer
        since 01/2024 · owns less than 5%
      • P•••••• B••••••• J••• · Member, Trustee
        since 03/2010 · owns less than 5%
      • P•••••• G•••••• A•••• · Member, Trustee
        since 03/2010 · owns less than 5%
      Entity owners
      • P••••• 2••• F••••• C••••••••• T•••• · Member, Trust
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • E•••••• A••••••• I•••••••• C••••••
        real estatey
      • I•••••••• U••••••••• I•••
        real estatey
      • R•• O• P•••••••••
        insurancey
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Harrisburg, Pa · principal510
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 49 to 58
        Mar 31, 2025 to Mar 31, 2026
      • Charity clients · 1.0 to unset
        Mar 31, 2025 to Mar 31, 2026
      • HNW clients · 5 to 6
        Mar 31, 2025 to Mar 31, 2026
      • Individual clients · 8 to 7
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $18.7M to $21.7M
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $342M to $368M
        Mar 31, 2025 to Mar 31, 2026
      • HNW RAUM · $2.0M to $4.5M
        Mar 31, 2025 to Mar 31, 2026
      • Individual RAUM · $2.5M to $2.9M
        Mar 31, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $24,210 to $45,425
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $18.7M to $21.7M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $342M to $368M
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 38 to 49
        Mar 12, 2024 to Mar 31, 2025
      • Advisory employees · 5 to 4
        Mar 12, 2024 to Mar 31, 2025
      • Charity clients · 0 to 1
        Mar 12, 2024 to Mar 31, 2025
      • Individual clients · 5 to 8
        Mar 12, 2024 to Mar 31, 2025
      • Assets in custody · $17.1M to $18.7M
        Mar 12, 2024 to Mar 31, 2025
      • Employees · 5 to 4
        Mar 12, 2024 to Mar 31, 2025
      • Financial planning clients · 1-10 to 1-10
        Mar 12, 2024 to Mar 31, 2025
      • State-registered IARs · 5 to 4
        Mar 12, 2024 to Mar 31, 2025
      • Discretionary RAUM · $298M to $342M
        Mar 12, 2024 to Mar 31, 2025
      • HNW RAUM · $1.8M to $2.0M
        Mar 12, 2024 to Mar 31, 2025
      • Individual RAUM · $1.2M to $2.5M
        Mar 12, 2024 to Mar 31, 2025
      • Non-discretionary RAUM · $0 to $24,210
        Mar 12, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $17.1M to $18.7M
        Mar 12, 2024 to Mar 31, 2025
      • RAUM · $298M to $342M
        Mar 12, 2024 to Mar 31, 2025
      • Advisory employees · 4 to 5
        Jan 17, 2024 to Mar 12, 2024
      • Assets in custody · $5.0B to $17.1M
        Jan 17, 2024 to Mar 12, 2024
      • Employees · 4 to 5
        Jan 17, 2024 to Mar 12, 2024
      • Financial planning clients · unset to 1-10
        Jan 17, 2024 to Mar 12, 2024
      • State-registered IARs · 4 to 5
        Jan 17, 2024 to Mar 12, 2024
      • Discretionary RAUM · $294M to $298M
        Jan 17, 2024 to Mar 12, 2024
      • HNW RAUM · $1.6M to $1.8M
        Jan 17, 2024 to Mar 12, 2024
      • Individual RAUM · $1.1M to $1.2M
        Jan 17, 2024 to Mar 12, 2024
      • Pooled vehicle RAUM · $15.1M to $17.1M
        Jan 17, 2024 to Mar 12, 2024
      • RAUM · $294M to $298M
        Jan 17, 2024 to Mar 12, 2024
      • Related insurance company · false to true
        Jan 17, 2024 to Mar 12, 2024
      • Accounts · 45 to 38
        Dec 5, 2022 to Mar 27, 2023
      • Corporate clients · 10 to 7
        Dec 5, 2022 to Mar 27, 2023
      • Assets in custody · unset to 5000000000.0
        Dec 5, 2022 to Mar 27, 2023
      • Custody of client assets · false to true
        Dec 5, 2022 to Mar 27, 2023
      Signals
      3 dated events
      • Jordan Derrik Brown (Chief Compliance Officer And Investment Advisor Representative) no longer on Schedule A of E•••••••• C•••••• L•• (listed 2022-11-08, absent 2022-11-29)
        Nov 29, 2022 · Control person left · inference
      • A••• G••••• P••••• (Vice President/Chief Compliance Officer) appeared on Schedule A of E•••••••• C•••••• L••
        Nov 29, 2022 · Control person joined · fact
      • E•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Sep 26, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/enhancing-capitalreportedpublic record, Form ADV, Sep 21, 2026
      Website
      e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      (717) 561-4491reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Institutional managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $73.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026