DFX Intelligence
RIA Intelligence
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SEC-registered adviser
E•••••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Sep 26, 2017 · 54 filings
SEC status approved since Oct 25, 2017
RAUM
$368M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.0%
$7.4M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$73.6M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$368M as of Mar 31, 2026
Mar 8, 2018$233M then
HNW client RAUM$4.5M as of Mar 31, 2026
Feb 5, 2019$99,287 then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 8, 20181 then
Employees (5.A)4 as of Mar 31, 2026
Mar 8, 20183 then
Private funds1 as of Mar 31, 2026
Feb 11, 20221 then
RAUM +7.6% over the last fiscal year+7.8% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $73.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $751,685derivedHNW RAUM over HNW clients
- Average account
- $6.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $21.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$307M83%
- Corporations and businesses$30.8M8.4%
- Pooled investment vehicles$21.7M5.9%
- High-net-worth individuals$4.5M1.2%
- Individuals$2.9M0.8%
- Charitable organizations$1.3M0.4%
- Individual clients
- 7reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 58reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $21.7M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.06 institutional_share=0.84 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• A••• P••••• | Harrisburg, Pa | Jan 12, 2019 | 13 y | 0 |
| T••••• O••• S•••••• | Harrisburg, Pa | Mar 12, 2019 | 11 y | 0 |
| M•••••• J•••• L••• | Harrisburg, Pa | Jul 1, 2022 | 14 y | 0 |
| O••• M•••••• H•••••• | Harrisburg, Pa | Aug 22, 2023 | 10 y | 0 |
| N••••••• W••••• W••• | Harrisburg, Pa | Jul 31, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• C•••••• P•••••••• L• | Hedge Fund | $17.1M | 7 | Aug 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• G•••••• A••• · Vice Presidentcontrolsince 12/2022 · owns less than 5%
- P•••••• B••••••• J••• · Ownercontrolsince 03/2010 · owns 50% to 75% of P••••• 2••• F••••• C••••••••• T••••
- P•••••• G•••••• A•••• · Ownercontrolsince 03/2010 · owns 50% to 75% of P••••• 2••• F••••• C••••••••• T••••
- C•••• R••••••• L••••• · Chief Compliance Officersince 01/2024 · owns less than 5%
- P•••••• B••••••• J••• · Member, Trusteesince 03/2010 · owns less than 5%
- P•••••• G•••••• A•••• · Member, Trusteesince 03/2010 · owns less than 5%
Entity owners
- P••••• 2••• F••••• C••••••••• T•••• · Member, Trustdirect · owns 75% or more
Related persons
Schedule D 7.A
- E•••••• A••••••• I•••••••• C••••••real estatey
- I•••••••• U••••••••• I•••real estatey
- R•• O• P•••••••••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Harrisburg, Pa · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 49 to 58Mar 31, 2025 to Mar 31, 2026
- Charity clients · 1.0 to unsetMar 31, 2025 to Mar 31, 2026
- HNW clients · 5 to 6Mar 31, 2025 to Mar 31, 2026
- Individual clients · 8 to 7Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $18.7M to $21.7MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $342M to $368MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $2.0M to $4.5MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $2.5M to $2.9MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $24,210 to $45,425Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $18.7M to $21.7MMar 31, 2025 to Mar 31, 2026
- RAUM · $342M to $368MMar 31, 2025 to Mar 31, 2026
- Accounts · 38 to 49Mar 12, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Mar 12, 2024 to Mar 31, 2025
- Charity clients · 0 to 1Mar 12, 2024 to Mar 31, 2025
- Individual clients · 5 to 8Mar 12, 2024 to Mar 31, 2025
- Assets in custody · $17.1M to $18.7MMar 12, 2024 to Mar 31, 2025
- Employees · 5 to 4Mar 12, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Mar 12, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 4Mar 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $298M to $342MMar 12, 2024 to Mar 31, 2025
- HNW RAUM · $1.8M to $2.0MMar 12, 2024 to Mar 31, 2025
- Individual RAUM · $1.2M to $2.5MMar 12, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $24,210Mar 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $17.1M to $18.7MMar 12, 2024 to Mar 31, 2025
- RAUM · $298M to $342MMar 12, 2024 to Mar 31, 2025
- Advisory employees · 4 to 5Jan 17, 2024 to Mar 12, 2024
- Assets in custody · $5.0B to $17.1MJan 17, 2024 to Mar 12, 2024
- Employees · 4 to 5Jan 17, 2024 to Mar 12, 2024
- Financial planning clients · unset to 1-10Jan 17, 2024 to Mar 12, 2024
- State-registered IARs · 4 to 5Jan 17, 2024 to Mar 12, 2024
- Discretionary RAUM · $294M to $298MJan 17, 2024 to Mar 12, 2024
- HNW RAUM · $1.6M to $1.8MJan 17, 2024 to Mar 12, 2024
- Individual RAUM · $1.1M to $1.2MJan 17, 2024 to Mar 12, 2024
- Pooled vehicle RAUM · $15.1M to $17.1MJan 17, 2024 to Mar 12, 2024
- RAUM · $294M to $298MJan 17, 2024 to Mar 12, 2024
- Related insurance company · false to trueJan 17, 2024 to Mar 12, 2024
- Accounts · 45 to 38Dec 5, 2022 to Mar 27, 2023
- Corporate clients · 10 to 7Dec 5, 2022 to Mar 27, 2023
- Assets in custody · unset to 5000000000.0Dec 5, 2022 to Mar 27, 2023
- Custody of client assets · false to trueDec 5, 2022 to Mar 27, 2023
Signals
3 dated events
- Jordan Derrik Brown (Chief Compliance Officer And Investment Advisor Representative) no longer on Schedule A of E•••••••• C•••••• L•• (listed 2022-11-08, absent 2022-11-29)Nov 29, 2022 · Control person left · inference
- A••• G••••• P••••• (Vice President/Chief Compliance Officer) appeared on Schedule A of E•••••••• C•••••• L••Nov 29, 2022 · Control person joined · fact
- E•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Sep 26, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/enhancing-capitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (717) 561-4491reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026