RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I• O• C•••••• independent RIA currentsince Nov 18, 2025 · Miami, Fl
- A••••• C•••••• unclassifiedAug 17, 2020 to Mar 3, 2021 · Miami, Fl
- F••• C•••••• A••••••• unclassifiedNov 27, 2018 to Jun 21, 2019 · Coral Gables, Fl
- H••••• I••••• mixed wealthAug 15, 2017 to Oct 31, 2017 · Aventura, Fl
- W•••• C•••••• A••••••• L•• asset managerJul 24, 2012 to Jul 5, 2017 · Miami, Fl
- A••••• C•••••• to I• O• C••••••left Mar 3, 2021, registered Nov 18, 2025 (1721 days) · Other
- F••• C•••••• A••••••• to A••••• C••••••left Jun 21, 2019, registered Aug 17, 2020 (423 days) · Other
- H••••• I••••• to F••• C•••••• A•••••••left Oct 31, 2017, registered Nov 27, 2018 (392 days) · Other
- W•••• C•••••• A••••••• L•• to H••••• I•••••left Jul 5, 2017, registered Aug 15, 2017 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address