DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oaktree Fund Advisors, LLC
Latest filing Aug 17, 2026
First filing on the tape Feb 2, 2018 · 20 filings
SEC status approved since Mar 8, 2018
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
451
225 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$14B as of Aug 17, 2026
Mar 29, 2019$0 then
HNW client RAUM$0 as of Aug 17, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 29, 20190 then
Employees (5.A)451 as of Aug 17, 2026
Mar 29, 2019157 then
Private funds: no history
RAUM +22% over the last fiscal year+36% a year over threeIARs 0 to 0offices 9 to 12
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.6B91%
- Pooled investment vehicles$154M8.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=53.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bernkopf John Frank · Vice Chairmancontrolsince 09/2017 · owns less than 5%
- Allen Bruce Karsh · Co-Chairman, Chief Investment Officercontrolsince 09/2017 · owns less than 5%
- Dane Daniel Levin · Principal And Chief Financial Officercontrolsince 09/2017 · owns less than 5%
- Stanley Howard Marks · Co-Chairmancontrolsince 09/2017 · owns less than 5%
- Emmet Todd Molz · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- J Robert O'Leary · Co-Ceocontrolsince 03/2024 · owns less than 5%
- Ryan Armen Panossian · Co-Ceocontrolsince 03/2024 · owns less than 5%
- Michael Sheldon Stone · Principalcontrolsince 09/2017 · owns less than 5%
- Richard Ting · General Counselcontrolsince 03/2024 · owns less than 5%
- Parama Rodney Vencatachellum · Managing Director And Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- Bernkopf John Frank · Managercontrolsince 09/2017 · owns F of Oaktree Capital Group Holdings Gp, LLC
- Allen Bruce Karsh · Managercontrolsince 09/2017 · owns F of Oaktree Capital Group Holdings, L.P.
- Stanley Howard Marks · Managercontrolsince 09/2017 · owns F of Oaktree Capital Group Holdings, L.P.
- Michael Sheldon Stone · Managercontrolsince 09/2017 · owns F of Oaktree Capital Group Holdings Gp, LLC
Entity owners
- Oaktree Capital II, L.P. (Manager Series) · Managing Memberdirect · owns 75% or more
- Atlas Holdings II LLC · Memberindirect · owns 75% or more of Oaktree New Holdings LLC
- Atlas Subco Holdings LLC · Memberindirect · owns 75% or more of Atlas Holdings II LLC
- Atlas Subco Holdings LLC · Limited Partnerindirect · owns 75% or more of Oaktree Capital II, L.P. (Manager Series)
- Atlas Top LLC · Memberindirect · owns 75% or more of Atlas Subco Holdings LLC
- Brookfield Asset Management Ltd. · Shareholderindirect · owns 25% to 50% of Brookfield Asset Management Ulc · public reporting company
- Brookfield Asset Management Ulc · Shareholderindirect · owns 75% or more of Brookfield US Holdings Inc.
- Brookfield Corporation · Shareholderindirect · owns 75% or more of Brookfield Asset Management Ulc · public reporting company
- Brookfield US Holdings Inc. · Shareholderindirect · owns 75% or more of Brookfield US Inc.
- Brookfield US Inc. · Memberindirect · owns 75% or more of Atlas Top LLC
- Oaktree Capital Group Holdings Gp, LLC · General Partnerindirect · owns F of Oaktree Capital Group Holdings, L.P.
- Oaktree Capital Group Holdings, L.P. · Limited Partnerindirect · owns 25% to 50% of Oaktree Capital II, L.P. (Manager Series)
- Oaktree Capital Holdings LLC · Managing Memberindirect · owns 75% or more of Oaktree Capital II, Gp LLC
- Oaktree Capital II, Gp LLC · General Partnerindirect · owns F of Oaktree Capital II, L.P. (Manager Series)
- Oaktree New Holdings LLC · Memberindirect · owns 75% or more of Oaktree Capital Holdings LLC
Related persons
Schedule D 7.A
- Oaktree Capital (Australia) Pty Limitedinvestment advisern
- Oaktree Capital (Hong Kong) Limitedinvestment advisern
- Oaktree Capital Management (International) Limitedinvestment advisern
- Oaktree Capital Management (Uk) Llpinvestment advisern
- Oaktree Capital Management Pte. Ltd.investment advisern
- Oaktree Capital Management, L.P.investment adviserbankpooled vehicle sponsornRAUM $183B
- Ocm Investments, LLCbroker-dealern
Advisers that list Oaktree Fund Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY46 employees
- London, United Kingdom35 employees
- Stamford, CT16 employees
- Hong Kong, Hong Kong5 employees
- Singapore, Singapore4 employees
- Sydney, Australia2 employees
- Dallas, TX1 employees
- New York, NY
- Houston, TX
What changed
consecutive filings, newest first
- Other offices · 11 to 12Jul 28, 2026 to Aug 17, 2026
- Accounts · 13 to 14Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 49 to 53Mar 31, 2025 to Mar 31, 2026
- Employees · 442 to 451Mar 31, 2025 to Mar 31, 2026
- Other offices · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $14BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $73.7M to $154MMar 31, 2025 to Mar 31, 2026
- RAUM · $12B to $14BMar 31, 2025 to Mar 31, 2026
- Accounts · 14 to 13Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 262 to 225Mar 28, 2024 to Mar 31, 2025
- BD registered reps · 64 to 49Mar 28, 2024 to Mar 31, 2025
- Employees · 838 to 442Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $9.5B to $12BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $384M to $73.7MMar 28, 2024 to Mar 31, 2025
- RAUM · $9.5B to $12BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 198 to 262Apr 1, 2023 to Mar 28, 2024
- BD registered reps · 52 to 64Apr 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1 to 3Apr 1, 2023 to Mar 28, 2024
- Employees · 371 to 838Apr 1, 2023 to Mar 28, 2024
- Other offices · 6 to 9Apr 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.6B to $9.5BApr 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $476M to $384MApr 1, 2023 to Mar 28, 2024
- RAUM · $5.6B to $9.5BApr 1, 2023 to Mar 28, 2024
- Accounts · 13 to 14Jan 11, 2023 to Apr 1, 2023
- Advisory employees · 184 to 198Jan 11, 2023 to Apr 1, 2023
- BD registered reps · 16 to 52Jan 11, 2023 to Apr 1, 2023
- Assets in custody · unset to 0.0Jan 11, 2023 to Apr 1, 2023
- Employees · 294 to 371Jan 11, 2023 to Apr 1, 2023
- Discretionary RAUM · $4.4B to $5.6BJan 11, 2023 to Apr 1, 2023
- Pooled vehicle RAUM · $342M to $476MJan 11, 2023 to Apr 1, 2023
- RAUM · $4.4B to $5.6BJan 11, 2023 to Apr 1, 2023
- Accounts · 4 to 13Jan 12, 2022 to Mar 31, 2022
- Advisory employees · 79 to 184Jan 12, 2022 to Mar 31, 2022
- BD registered reps · 20 to 16Jan 12, 2022 to Mar 31, 2022
- Employees · 191 to 294Jan 12, 2022 to Mar 31, 2022
- Other offices · 5 to 6Jan 12, 2022 to Mar 31, 2022
- Discretionary RAUM · $3.3B to $4.4BJan 12, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $443M to $342MJan 12, 2022 to Mar 31, 2022
- RAUM · $3.3B to $4.4BJan 12, 2022 to Mar 31, 2022
Signals
9 dated events
- Oaktree Fund Advisors, Llc reported RAUM $9.5B, up 68% from $5.6B (2023-04-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Steven Jay Wintrob (Chief Executive Officer) no longer on Schedule A of Oaktree Fund Advisors, Llc (listed 2023-04-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Richard Ting (General Counsel) appeared on Schedule A of Oaktree Fund Advisors, LlcMar 28, 2024 · Control person joined · fact
- J Robert O'Leary (Co-Ceo) appeared on Schedule A of Oaktree Fund Advisors, LlcMar 28, 2024 · Control person joined · fact
- Ryan Armen Panossian (Co-Ceo) appeared on Schedule A of Oaktree Fund Advisors, LlcMar 28, 2024 · Control person joined · fact
- Oaktree Fund Advisors, Llc reported RAUM $5.6B, up 28% from $4.4B (2023-01-11 to 2023-04-01)Apr 1, 2023 · RAUM change · derived
- Oaktree Fund Advisors, Llc reported RAUM $4.4B, up 33% from $3.3B (2022-01-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Oaktree Fund Advisors, Llc reported RAUM $2.7B, up 753% from $313.6M (2020-03-30 to 2020-05-27)May 27, 2020 · RAUM change · derived
- Oaktree Fund Advisors, Llc filed its initial SEC registration (Form ADV)Feb 2, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- oaktreespecialtylending.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-830-6300reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026