DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oaktree Capital Management, L.P.
Latest filing Aug 17, 2026
First filing on the tape Dec 16, 2011 · 108 filings
SEC status approved since Apr 7, 1995
RAUM
$183B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$183B
derived; firm RAUM over IAPD count
Employees
905
282 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
284
reported on Schedule D
History
108 filings and snapshots on the tape
RAUM$183B as of Aug 17, 2026
Dec 16, 2011$81B then
HNW client RAUM$0 as of Aug 17, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 28, 20130 then
Employees (5.A)905 as of Aug 17, 2026
Mar 28, 2013626 then
Private funds284 as of Aug 17, 2026
Mar 28, 201374 then
RAUM +7.2% over the last fiscal year+6.6% a year over threeIARs 0 to 0offices 14 to 17
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $183BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $296MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 905.0derivedItem 5.A over advisors
- Advisors per office
- 0.1derived18 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $130B, 247 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$149B82%
- Insurance companies$16B8.5%
- Pension and profit-sharing plans$9.9B5.4%
- State and municipal entities$5.5B3.0%
- Corporations and businesses$1.6B0.9%
- Other investment advisers$394M0.2%
- Charitable organizations$309M0.2%
- Sovereign wealth funds$283M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 37reported
- Charitable clients
- 1reported
- Accounts
- 620reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $130B for 247 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.17 related_bd=true related_bank=true bd_reps=53.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Charles Brandner | New York, Ny | Jun 8, 2005 | 32 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
200 reported on Schedule D 7.B.(1)
All funds of Oaktree Capital Management, L.P.
Owners and control persons
Schedule A and B, latest filing
- Bernkopf John Frank · Vice Chairmancontrolsince 07/2001 · owns less than 5%
- Allen Bruce Karsh · Co-Chairman, Chief Investment Officercontrolsince 05/1995 · owns less than 5%
- Dane Daniel Levin · Managing Director And Chief Financial Officercontrolsince 04/2017 · owns less than 5%
- Stanley Howard Marks · Co-Chairmancontrolsince 04/1995 · owns less than 5%
- Emmet Todd Molz · Chief Operating Officercontrolsince 03/2024 · owns less than 5%
- J Robert O'Leary · Co-Ceocontrolsince 03/2024 · owns less than 5%
- Ryan Armen Panossian · Co-Ceocontrolsince 03/2024 · owns less than 5%
- Michael Sheldon Stone · Principalcontrolsince 04/1995 · owns less than 5%
- Kwang Pei Richard Ting · General Counselcontrolsince 03/2024 · owns less than 5%
- Parama Rodney Vencatachellum · Managing Director And Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- Bernkopf John Frank · Managercontrolsince 05/2007 · owns F of Oaktree Capital Group Holdings Gp, LLC
- Allen Bruce Karsh · Managercontrolsince 05/2007 · owns F of Oaktree Capital Group Holdings Gp, LLC
- Stanley Howard Marks · Managercontrolsince 05/2007 · owns F of Oaktree Capital Group Holdings Gp, LLC
- Michael Sheldon Stone · Managercontrolsince 05/2007 · owns F of Oaktree Capital Group Holdings Gp, LLC
Entity owners
- Oaktree Capital Group Holdings, L.P. · Limited Partnerdirect · owns 25% to 50%
- Oaktree Capital Management Gp, LLC · General And Limited Partnerdirect · owns 50% to 75%
- Atlas Holdings II LLC · Memberindirect · owns 75% or more of Oaktree New Holdings LLC
- Atlas Subco Holdings LLC · Memberindirect · owns 75% or more of Atlas Holdings II LLC
- Atlas Top LLC · Memberindirect · owns 75% or more of Atlas Subco Holdings LLC
- Brookfield Asset Management Ltd. · Shareholderindirect · owns 25% to 50% of Brookfield Asset Management Ulc · public reporting company
- Brookfield Asset Management Ulc · Shareholderindirect · owns 75% or more of Brookfield US Holdings Inc.
- Brookfield Corporation · Shareholderindirect · owns 75% or more of Brookfield Asset Management Ulc · public reporting company
- Brookfield US Holdings Inc. · Shareholderindirect · owns 75% or more of Brookfield US Inc.
- Brookfield US Inc. · Memberindirect · owns 75% or more of Atlas Top LLC
- Oaktree Capital Group Holdings Gp, LLC · General Partnerindirect · owns F of Oaktree Capital Group Holdings, L.P.
- Oaktree Capital Holdings, LLC · Managing Memberindirect · owns 75% or more of Oaktree Capital Management Gp, LLC
- Oaktree New Holdings LLC · Memberindirect · owns 75% or more of Oaktree Capital Holdings, LLC
Related persons
Schedule D 7.A
- Highstar Capital Gp IV, L.P.investment adviserpooled vehicle sponsorn
- Lfe European Asset Management S.A.R.L.investment advisern
- Oaktree Absolute Return Income Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Alias Investment Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Alpha Credit Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Az Strategic Lending Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Bioyield Investment Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Boulder Investment Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Broadgate Multi-Strategy Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Capital Management (Europe) Llpinvestment advisern
- Oaktree Capital Management Hispania, S.L.investment advisern
- Oaktree Cascade Investment Fund I Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Cascade Investment Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Cascade Investment Fund III Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Clo Equity Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Desert Sky Investment Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Desert Sky Investment Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Direct Lending Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Emerging Markets Debt Total Return Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Emerging Markets Equity Fund (Feeder) Gp, L.P.pooled vehicle sponsorn
- Oaktree Emerging Markets Equity Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Emerging Markets Opportunities Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Enhanced Income Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree Enhanced Income Fund Gp, Ltd.investment adviserpooled vehicle sponsorn
- Oaktree Enhanced Income Fund II Gp, Ltd.investment adviserpooled vehicle sponsorn
- Oaktree Enhanced Income Fund III Gp, Ltd.investment adviserpooled vehicle sponsorn
- Oaktree Epsilon Investment Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree European Capital Solutions Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Oaktree European Capital Solutions Fund II Gp S.A R.L.investment adviserpooled vehicle sponsorn
- Oaktree European Capital Solutions Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
Advisers that list Oaktree Capital Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom76 employees
- New York, NY71 employees
- Stamford, CT21 employees
- Central, Hong Kong16 employees
- Los Angeles, CA15 employees
- Frankfurt, Germany7 employees
- Singapore, Singapore6 employees
- Sydney, Australia6 employees
- Dallas, TX2 employees
- Houston, TX2 employees
- Tokyo, Japan1 employees
- Madrid, Spain1 employees
- Santa Barbara, CA1 employees
- New York, NY
What changed
consecutive filings, newest first
- Other offices · 16 to 17Jul 28, 2026 to Aug 17, 2026
- Private funds · 283 to 284Jul 28, 2026 to Aug 17, 2026
- Private funds · 281 to 283Mar 31, 2026 to May 21, 2026
- Accounts · 610 to 620Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 271 to 282Feb 10, 2026 to Mar 31, 2026
- BD registered reps · 49 to 53Feb 10, 2026 to Mar 31, 2026
- Charity clients · 3 to 1Feb 10, 2026 to Mar 31, 2026
- Pension plan clients · 35 to 37Feb 10, 2026 to Mar 31, 2026
- Pooled vehicle clients · 252 to 275Feb 10, 2026 to Mar 31, 2026
- Assets in custody · $127B to $130BFeb 10, 2026 to Mar 31, 2026
- Employees · 875 to 905Feb 10, 2026 to Mar 31, 2026
- Other offices · 14 to 16Feb 10, 2026 to Mar 31, 2026
- Private funds · 293 to 281Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $169B to $181BFeb 10, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $2.0B to $1.9BFeb 10, 2026 to Mar 31, 2026
- Pension RAUM · $7.8B to $9.9BFeb 10, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $142B to $149BFeb 10, 2026 to Mar 31, 2026
- RAUM · $171B to $183BFeb 10, 2026 to Mar 31, 2026
- Private funds · 288 to 293Nov 20, 2025 to Feb 10, 2026
- Private funds · 277 to 288Aug 18, 2025 to Nov 20, 2025
- Private funds · 274 to 277May 15, 2025 to Aug 18, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 15, 2025
- Private funds · 267 to 274Mar 31, 2025 to May 15, 2025
- Accounts · 637 to 610Feb 20, 2025 to Mar 31, 2025
- Advisory employees · 277 to 271Feb 20, 2025 to Mar 31, 2025
- BD registered reps · 64 to 49Feb 20, 2025 to Mar 31, 2025
- Corporate clients · 13 to 12Feb 20, 2025 to Mar 31, 2025
- Pension plan clients · 32 to 35Feb 20, 2025 to Mar 31, 2025
- Pooled vehicle clients · 270 to 252Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $122B to $127BFeb 20, 2025 to Mar 31, 2025
- Employees · 853 to 875Feb 20, 2025 to Mar 31, 2025
- Private funds · 262 to 267Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $160B to $169BFeb 20, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $1.8B to $2.0BFeb 20, 2025 to Mar 31, 2025
- Pension RAUM · $6.8B to $7.8BFeb 20, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $136B to $142BFeb 20, 2025 to Mar 31, 2025
- RAUM · $161B to $171BFeb 20, 2025 to Mar 31, 2025
- Private funds · 259 to 262Jan 30, 2025 to Feb 20, 2025
- Organization form · Partnership to Limited PartnershipDec 2, 2024 to Jan 30, 2025
- Private funds · 260 to 259Nov 26, 2024 to Dec 2, 2024
Signals
6 dated events
- J Robert O'Leary (Co-Ceo) appeared on Schedule A of Oaktree Capital Management, L.P.Mar 28, 2024 · Control person joined · fact
- Ryan Armen Panossian (Co-Ceo) appeared on Schedule A of Oaktree Capital Management, L.P.Mar 28, 2024 · Control person joined · fact
- Richard Ting (General Counsel) appeared on Schedule A of Oaktree Capital Management, L.P.Mar 28, 2024 · Control person joined · fact
- Steven Jay Wintrob (Chief Executive Officer) no longer on Schedule A of Oaktree Capital Management, L.P. (listed 2024-02-14, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Oaktree Capital Management, L.P. reported RAUM $125.3B, up 26% from $99.4B (2021-02-11 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Oaktree Capital Management, L.P. reported 11 offices beyond its principal office, up from 5 (2020-02-21 to 2020-03-30)Mar 30, 2020 · Office count change · derived
Across DFX
shared identifiers only, never a name match
- Oaktree Capital Management, L.P. · Independent Sponsorsshared crd · capital_provider
- Oaktree Capital Management, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oaktree-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- oaktreecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 213-830-6300reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $183Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Oaktree Capital Management, L.P. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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