DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••• A•• C•••••• L•
Latest filing Apr 30, 2026
First filing on the tape Sep 30, 2020 · 10 filings
SEC status approved since Oct 28, 2020
RAUM
$867M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$867M as of Apr 30, 2026
Mar 30, 2021$310M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 30, 20210 then
Employees (5.A)13 as of Apr 30, 2026
Mar 30, 202114 then
Private funds13 as of Apr 30, 2026
Mar 30, 20216 then
RAUM +25% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $61.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $786M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$867M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $786M for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••• A•• C•••••• F••• I• L• | Private Equity Fund | $155M | 59 | Sep 30, 2020 |
| L•• I••••••••• L• | Private Equity Fund | $121M | 43 | Oct 2, 2017 |
| L•• I•••••• L•• | Private Equity Fund | $109M | 87 | Jun 21, 2019 |
| L•• I••••••• L• | Private Equity Fund | $76.0M | 22 | Mar 15, 2019 |
| L••• A•• C•••••• F••• I• •••• S••• | Private Equity Fund | $53.5M | 20 | Sep 30, 2020 |
| L•• I••••• ••••••••• L•• | Private Equity Fund | $25.9M | 7 | Jul 11, 2019 |
| L•• C••••••••• S••••••• L••• | Private Equity Fund | $6.5M | 5 | Mar 30, 2023 |
| L•• C••••••••• C••••••••• L••• | Private Equity Fund | $4.2M | 2 | Mar 30, 2023 |
| L•• C••••••••• C•• L••• | Private Equity Fund | $1.8M | 2 | Mar 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• F•••••••• P••• · Member / Chief Compliance Officer / Chief Financial Officecontrolsince 04/2016 · owns less than 5%
- K••••••• K••••••••• A••• · Chief Operating Officercontrolsince 05/2019 · owns less than 5%
- B•••••••• G••••• · Shareholdercontrolsince 04/2016 · owns 75% or more of L••• A•• C•••••• G• L••
Entity owners
- L•• H••••••• •••••••• L• · Limited Partnerdirect · owns 75% or more
- L••• A•• C•••••• G• L•• · General Partnerdirect · owns less than 5%
- L•• P••••••• •••••••• L• · Limited Partnerindirect · owns 75% or more of L•• H••••••• •••••••• L•
- L••• A•• C•••••• G• L•• · General Partnerindirect · owns F of L•• H••••••• •••••••• L•
- L••• A•• C•••••• G• L•• · General Partnerindirect · owns F of L•• P••••••• •••••••• L•
- T•• B••• M••• T•••• C• O• D••••••• A• T•••••• · T••••••indirect · owns F of T•• S••• F••••• T•••• 6• • T•• B••• M••• T•••• C• O• D••••••• A• T••••••
- T•• S••• F••••• T•••• 6• • T•• B••• M••• T•••• C• O• D••••••• A• T•••••• · Limited Partnersindirect · owns 25% to 50% of L•• P••••••• •••••••• L•
Related persons
Schedule D 7.A
- L•• 3• G• L••pooled vehicle sponsorn
- L•• F••• I• G• •••• S•••pooled vehicle sponsorn
- L•• F••• I• G•• L••pooled vehicle sponsorn
- L•• R• M••••••• L••pooled vehicle sponsorn
- L••••••• G• L••pooled vehicle sponsorn
- L••••••••• G• L••pooled vehicle sponsorn
- L••• A•• C•••••• ••• L••investment advisery
- R•••••••• S••••••• C•••••• M••••••• L••broker-dealern
- R•••••••• S•••••••investment advisernRAUM $8.8B
Advisers that list L••• A•• C•••••• L• as a related person
- 289977 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $872M to $786MMar 30, 2026 to Apr 30, 2026
- Discretionary RAUM · $881M to $867MMar 30, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $881M to $867MMar 30, 2026 to Apr 30, 2026
- RAUM · $881M to $867MMar 30, 2026 to Apr 30, 2026
- Advisory employees · 6 to 5Mar 17, 2025 to Mar 30, 2026
- Assets in custody · $623M to $872MMar 17, 2025 to Mar 30, 2026
- Employees · 15 to 13Mar 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $694M to $881MMar 17, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $694M to $881MMar 17, 2025 to Mar 30, 2026
- RAUM · $694M to $881MMar 17, 2025 to Mar 30, 2026
- Accounts · 10 to 14May 2, 2024 to Mar 17, 2025
- Pooled vehicle clients · 10 to 14May 2, 2024 to Mar 17, 2025
- Assets in custody · $509M to $623MMay 2, 2024 to Mar 17, 2025
- Employees · 16 to 15May 2, 2024 to Mar 17, 2025
- Financial planning clients · unset to May 2, 2024 to Mar 17, 2025
- Private funds · 9 to 13May 2, 2024 to Mar 17, 2025
- Discretionary RAUM · $598M to $694MMay 2, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $598M to $694MMay 2, 2024 to Mar 17, 2025
- RAUM · $598M to $694MMay 2, 2024 to Mar 17, 2025
- Assets in custody · $408M to $509MMay 4, 2023 to Mar 27, 2024
- Employees · 15 to 16May 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $538M to $598MMay 4, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $538M to $598MMay 4, 2023 to Mar 27, 2024
- RAUM · $538M to $598MMay 4, 2023 to Mar 27, 2024
- Accounts · 7 to 10Mar 24, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 10Mar 24, 2022 to Mar 30, 2023
- Assets in custody · $443M to $408MMar 24, 2022 to Mar 30, 2023
- Employees · 16 to 15Mar 24, 2022 to Mar 30, 2023
- Private funds · 7 to 9Mar 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $494M to $538MMar 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $494M to $538MMar 24, 2022 to Mar 30, 2023
- RAUM · $494M to $538MMar 24, 2022 to Mar 30, 2023
- Accounts · 6 to 7Mar 30, 2021 to Mar 24, 2022
- Pooled vehicle clients · 6 to 7Mar 30, 2021 to Mar 24, 2022
- Assets in custody · $271M to $443MMar 30, 2021 to Mar 24, 2022
- Employees · 14 to 16Mar 30, 2021 to Mar 24, 2022
- Private funds · 6 to 7Mar 30, 2021 to Mar 24, 2022
- Discretionary RAUM · $310M to $494MMar 30, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $310M to $494MMar 30, 2021 to Mar 24, 2022
- RAUM · $310M to $494MMar 30, 2021 to Mar 24, 2022
Signals
4 dated events
- L••• A•• C•••••• L• reported RAUM $881.3M, up 27% from $693.8M (2025-03-17 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- L••• A•• C•••••• L• reported RAUM $494.2M, up 60% from $309.6M (2021-03-30 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- Anne Katherine Kelberg (Chief Operating Officer) appeared on Schedule A of L••• A•• C•••••• L•Mar 30, 2021 · Control person joined · fact
- L••• A•• C•••••• L• filed its initial SEC registration (Form ADV)Sep 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••• A•• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- L••• A•• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- L•••ARC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-430-2250reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026