DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Carnegie Wealth Management, LLC
Latest filing Jan 20, 2026
First filing on the tape Feb 27, 2019 · 43 filings
SEC status approved since Mar 26, 2019
RAUM
$357M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
96%
$343M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$179M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$357M as of Jan 20, 2026
Jan 17, 2020$138M then
HNW client RAUM$267M as of Jan 20, 2026
Jan 17, 2020$117M then
State-registered IARs (5.B.3)2 as of Jan 20, 2026
Jan 17, 20202 then
Employees (5.A)6 as of Jan 20, 2026
Jan 17, 20206 then
Private funds: no history
RAUM +7.0% over the last fiscal year+19% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $179MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 113derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $388,576derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 3.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$267M75%
- Individuals$76.3M21%
- Pension and profit-sharing plans$13.7M3.8%
- Individual clients
- 133reported
- HNW clients
- 93reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 919reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Taylor Sheffer | Berwyn, Pa | Mar 1, 2018 | 28 y | 3 |
| Amy Grace AbromaitisCertified Financial Planner | Berwyn, Pa | Jun 14, 2018 | 30 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jason Michael Ray to Zenith Wealth PartnersJun 17, 2019 · RIA to RIA
Joined, latest
- Jason Michael Ray from The Strategic Financial AllianceJun 14, 2018 · Affiliated broker-dealer or bank to independent RIA
- Amy Grace Abromaitis from The Strategic Financial AllianceJun 14, 2018 · Affiliated broker-dealer or bank to independent RIA
- Scott Taylor Sheffer from The Strategic Financial AllianceMar 1, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Taylor Scott Sheffer · Ceocontrolsince 10/2017 · owns 75% or more of So Farr Holdings, LLC
- Taylor Scott Sheffer · Chief Executive Officer And Chief Compliance Officersince 10/2017 · owns less than 5%
Entity owners
- So Farr Holdings, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Yardley, PA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jan 20, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-01-13, no on the filing of 2026-01-20peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 917 to 919Jan 13, 2025 to Jan 20, 2026
- HNW clients · 174 to 93Jan 13, 2025 to Jan 20, 2026
- Individual clients · 78 to 133Jan 13, 2025 to Jan 20, 2026
- Discretionary RAUM · $305M to $309MJan 13, 2025 to Jan 20, 2026
- HNW RAUM · $252M to $267MJan 13, 2025 to Jan 20, 2026
- Individual RAUM · $71.3M to $76.3MJan 13, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $29.1M to $47.9MJan 13, 2025 to Jan 20, 2026
- Pension RAUM · $10.1M to $13.7MJan 13, 2025 to Jan 20, 2026
- RAUM · $334M to $357MJan 13, 2025 to Jan 20, 2026
- Accounts · 916 to 917Dec 13, 2024 to Jan 13, 2025
- Financial planning clients · 11-25 to 11-25Dec 13, 2024 to Jan 13, 2025
- Discretionary RAUM · $307M to $305MDec 13, 2024 to Jan 13, 2025
- HNW RAUM · $72.6M to $252MDec 13, 2024 to Jan 13, 2025
- Individual RAUM · $253M to $71.3MDec 13, 2024 to Jan 13, 2025
- Non-discretionary RAUM · $29.7M to $29.1MDec 13, 2024 to Jan 13, 2025
- Pension RAUM · $10.3M to $10.1MDec 13, 2024 to Jan 13, 2025
- RAUM · $336M to $334MDec 13, 2024 to Jan 13, 2025
- Accounts · 947 to 916Jul 15, 2024 to Dec 13, 2024
- HNW clients · 88 to 174Jul 15, 2024 to Dec 13, 2024
- Individual clients · 168 to 78Jul 15, 2024 to Dec 13, 2024
- Discretionary RAUM · $304M to $307MJul 15, 2024 to Dec 13, 2024
- HNW RAUM · $106M to $72.6MJul 15, 2024 to Dec 13, 2024
- Individual RAUM · $182M to $253MJul 15, 2024 to Dec 13, 2024
- Non-discretionary RAUM · $0 to $29.7MJul 15, 2024 to Dec 13, 2024
- Pension RAUM · $15.0M to $10.3MJul 15, 2024 to Dec 13, 2024
- RAUM · $304M to $336MJul 15, 2024 to Dec 13, 2024
- Accounts · 852 to 947Dec 19, 2023 to Jan 30, 2024
- HNW clients · 81 to 88Dec 19, 2023 to Jan 30, 2024
- Individual clients · 163 to 168Dec 19, 2023 to Jan 30, 2024
- Pension plan clients · 0 to 3Dec 19, 2023 to Jan 30, 2024
- Discretionary RAUM · $294M to $304MDec 19, 2023 to Jan 30, 2024
- HNW RAUM · $197M to $106MDec 19, 2023 to Jan 30, 2024
- Individual RAUM · $97.2M to $182MDec 19, 2023 to Jan 30, 2024
- Pension RAUM · $0 to $15.0MDec 19, 2023 to Jan 30, 2024
- RAUM · $294M to $304MDec 19, 2023 to Jan 30, 2024
- Accounts · 782 to 852Nov 21, 2023 to Dec 19, 2023
- HNW clients · 53 to 81Nov 21, 2023 to Dec 19, 2023
- Individual clients · 215 to 163Nov 21, 2023 to Dec 19, 2023
- Discretionary RAUM · $214M to $294MNov 21, 2023 to Dec 19, 2023
- HNW RAUM · $148M to $197MNov 21, 2023 to Dec 19, 2023
Signals
1 dated events
- Carnegie Wealth Management, Llc filed its initial SEC registration (Form ADV)Feb 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- chabermehl@carnegiewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dmccarthy@carnegiewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mgillespie@carnegiewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pbruce@carnegiewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rjohnston@carnegiewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-579-5760reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-640-4300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/8431836/adminreportedpublic record, Form ADV, Sep 17, 2026
- Website
- carnegiewealth.com/who-we-are/we-are-carnegiereportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (610) 640-4300reportedpublic record, Form ADV, Jan 20, 2026
- Contact form
- carnegiewealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- carnegiewealth.com/who-we-are/we-are-carnegiereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $179Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026