DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• G••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Dec 5, 2017 · 19 filings
SEC status approved since Jan 4, 2018
RAUM
$1.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 27, 2026
Apr 5, 2019$180M then
HNW client RAUM$3.2M as of Apr 2, 2020
Apr 5, 2019$2.8M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 5, 20192 then
Employees (5.A)8 as of Mar 27, 2026
Apr 5, 20195 then
Private funds3 as of Mar 27, 2026
Apr 1, 20211 then
RAUM +32% over the last fiscal year+38% a year over threeIARs 2 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$726M66%
- Charitable organizations$237M22%
- Pooled investment vehicles$90.6M8.2%
- Other investment advisers$49.5M4.5%
- Corporations and businesses$789,2010.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 16reported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $34.7M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.13 institutional_share=0.87 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• B• C••••••• G••••• E••••••• M•••••• S••••••• F•••• A• S••••• O• T•• C••••••• I••••••• S••••• F•••• L•• | Other Private Fund | $25.5M | 1 | Oct 15, 2020 |
Owners and control persons
Schedule A and B, latest filing
- H•••• R•••••• W•••• · Portfolio Manager & LLC-Member/Ownercontrolsince 11/2017 · owns 10% to 25%
- J••••••• J••••••••• S••••• · Managing Director, Chief Investment Officer, Portfolio Manager & LLC-Member/Ownercontrolsince 09/2017 · owns 25% to 50%
- H•••••••• R•••••• B•••••• · LLC-Member/Owner & Founder-Partnercontrolsince 08/2003 · owns 50% to 75% of C••••••• C•••••• M••••••••• L••
- H•••• R•••••• W•••• · Trustee & Trustor-Grantorcontrolsince 08/2013 · owns F of H••• F••••• T••••
- J••••••• J••••••••• S••••• · Trustee & Trustor-Grantorcontrolsince 08/1996 · owns F of J•••••••• S• J•••••• T••••
- M•••••• W••••••• E••• · LLC-Member/Owner & Founder-Partnercontrolsince 01/2004 · owns 50% to 75% of C••••••• C•••••• M••••••••• L••
- W••••••• S•••••• G•••••• · Chief Legal & Governance Officer, Managing Corporate Counsel & Chief Compliance Officersince 11/2017 · owns less than 5%
Entity owners
- C••••••• C•••••• M••••••••• L•• · LLC-Member/Ownerdirect · owns 50% to 75%
- H••• F••••• T•••• · LLC Member/Ownerdirect · owns 10% to 25%
- J•••••••• S• J•••••• T•••• · LLC-Member/Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- C••••••• C•••••• M••••••••• L••investment adviseryRAUM $4.2B
Advisers that list C••••••• G••••• A•••••••• L•• as a related person
- 128450 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026wrap fee program participation (Item 5.I): no on the filing of 2025-03-31, yes on the filing of 2026-03-27peers: institutional managers, $1B to $5B (121)
What changed
consecutive filings, newest first
- Accounts · 33 to 37Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 2 to 4Mar 31, 2025 to Mar 27, 2026
- Charity clients · 14 to 16Mar 31, 2025 to Mar 27, 2026
- Employees · 7 to 8Mar 31, 2025 to Mar 27, 2026
- HQ city · MIAMI to FORT LAUDERDALEMar 31, 2025 to Mar 27, 2026
- State-registered IARs · 2 to 0Mar 31, 2025 to Mar 27, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $844M to $1.1BMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $46.3MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $56.2M to $90.6MMar 31, 2025 to Mar 27, 2026
- RAUM · $844M to $1.1BMar 31, 2025 to Mar 27, 2026
- Wrap assets (manager) · unset to 34666563.0Mar 31, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · unset to 0.0Mar 31, 2025 to Mar 27, 2026
- Accounts · 30 to 33Mar 5, 2024 to Mar 31, 2025
- Charity clients · 13 to 14Mar 5, 2024 to Mar 31, 2025
- Pooled vehicle clients · 1 to 3Mar 5, 2024 to Mar 31, 2025
- Assets in custody · 23138000.0 to unsetMar 5, 2024 to Mar 31, 2025
- Custody of client assets · true to falseMar 5, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 5, 2024 to Mar 31, 2025
- Private funds · 1 to 3Mar 5, 2024 to Mar 31, 2025
- Discretionary RAUM · $553M to $844MMar 5, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $25.5M to $56.2MMar 5, 2024 to Mar 31, 2025
- RAUM · $553M to $844MMar 5, 2024 to Mar 31, 2025
- Accounts · 25 to 30Apr 30, 2023 to Mar 5, 2024
- Charity clients · 10 to 13Apr 30, 2023 to Mar 5, 2024
- Discretionary RAUM · $425M to $553MApr 30, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $19.7M to $25.5MApr 30, 2023 to Mar 5, 2024
- RAUM · $425M to $553MApr 30, 2023 to Mar 5, 2024
- Accounts · 20 to 25Apr 1, 2022 to Mar 31, 2023
- Advisory employees · 3 to 2Apr 1, 2022 to Mar 31, 2023
- Charity clients · unset to 10.0Apr 1, 2022 to Mar 31, 2023
- Employees · 8 to 7Apr 1, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 2Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $358M to $425MApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $23.1M to $19.7MApr 1, 2022 to Mar 31, 2023
- RAUM · $358M to $425MApr 1, 2022 to Mar 31, 2023
- Accounts · 17 to 20Aug 27, 2021 to Apr 1, 2022
- Assets in custody · $19.7M to $23.1MAug 27, 2021 to Apr 1, 2022
- Employees · 6 to 8Aug 27, 2021 to Apr 1, 2022
- State-registered IARs · 2 to 3Aug 27, 2021 to Apr 1, 2022
Signals
6 dated events
- C••••••• G••••• A•••••••• L•• reported RAUM $1.1B, up 32% from $844.2M (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- C••••••• G••••• A•••••••• L•• reported RAUM $844.2M, up 53% from $553.4M (2024-03-05 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C••••••• G••••• A•••••••• L•• reported RAUM $553.4M, up 30% from $424.7M (2023-04-30 to 2024-03-05)Mar 5, 2024 · RAUM change · derived
- C••••••• G••••• A•••••••• L•• reported RAUM $357.9M, up 52% from $236.1M (2020-10-16 to 2021-04-01)Apr 1, 2021 · RAUM change · derived
- Wayne Ronald Holt (Portfolio Manager & Llc-Member/Owner) appeared on Schedule A of C••••••• G••••• A•••••••• L••Apr 1, 2021 · Control person joined · fact
- C••••••• G••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 5, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••• G••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- C•••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-517-5107reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026