DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••••• T••• C•••••• M••••••••• L••
Latest filing Apr 24, 2026
First filing on the tape Jul 2, 2020 · 19 filings
SEC status approved since Aug 17, 2020
RAUM
$91.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
69%
$63.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$45.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$91.7M as of Apr 24, 2026
Mar 30, 2021$182M then
HNW client RAUM$60.8M as of Apr 24, 2026
Mar 30, 2021$106M then
State-registered IARs (5.B.3)2 as of Apr 24, 2026
Mar 30, 20211 then
Employees (5.A)5 as of Apr 24, 2026
Mar 30, 20215 then
Private funds: no history
RAUM -10% over the last fiscal year-7.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $45.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$60.8M66%
- Investment companies$24.2M26%
- Pension and profit-sharing plans$2.9M3.2%
- Individuals$2.8M3.1%
- Corporations and businesses$962,6481.0%
- Individual clients
- 10reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 77reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.69 fund_share=0.26 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M•••••• R•••••••Chartered Financial Analyst | Alexandria, Va | Jan 31, 2018 | 25 y | 2 |
| A••••• G•••• T•••••Chartered Financial Analyst | Collierville, Tn | Mar 15, 2023 | 23 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• G•••• T••••• from G••••• C•••••• S•••••••• I•••Mar 15, 2023 · Other
- T••••• M•••••• R••••••• from S•••• C•••••• M••••••••• L••Jan 31, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••••• B••••• K• · Ccocontrolsince 10/2024 · owns less than 5%
- R•••••••• T•••••• M•••••• · Ceo/Cio/LLC Managercontrolsince 08/2017 · owns less than 5%
- R•••••••• S•••• · Trusteecontrolsince 03/2016 · owns F of T••••• R••••••• R•••••••• T••••
- R•••••••• T•••••• M•••••• · Trusteecontrolsince 03/2016 · owns F of T••••• R••••••• R•••••••• T••••
Entity owners
- T••••• R••••••• R•••••••• T•••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alexandria, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 84 to 77Jul 9, 2025 to Mar 17, 2026
- HNW clients · 44 to 37Jul 9, 2025 to Mar 17, 2026
- Discretionary RAUM · $102M to $91.7MJul 9, 2025 to Mar 17, 2026
- HNW RAUM · $63.0M to $60.8MJul 9, 2025 to Mar 17, 2026
- Individual RAUM · $2.9M to $2.8MJul 9, 2025 to Mar 17, 2026
- Pension RAUM · $2.5M to $2.9MJul 9, 2025 to Mar 17, 2026
- RAUM · $102M to $91.7MJul 9, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 9, 2025
- Accounts · 98 to 84Oct 11, 2024 to Mar 27, 2025
- Corporate clients · 5.0 to unsetOct 11, 2024 to Mar 27, 2025
- HNW clients · 51 to 44Oct 11, 2024 to Mar 27, 2025
- Individual clients · 12 to 10Oct 11, 2024 to Mar 27, 2025
- Discretionary RAUM · $103M to $102MOct 11, 2024 to Mar 27, 2025
- HNW RAUM · $66.8M to $63.0MOct 11, 2024 to Mar 27, 2025
- Individual RAUM · $2.8M to $2.9MOct 11, 2024 to Mar 27, 2025
- Pension RAUM · $1.9M to $2.5MOct 11, 2024 to Mar 27, 2025
- RAUM · $103M to $102MOct 11, 2024 to Mar 27, 2025
- Advisory employees · 3 to 4Aug 9, 2024 to Aug 23, 2024
- Assets in custody · 4691688.0 to unsetAug 9, 2024 to Aug 23, 2024
- Custody of client assets · true to falseAug 9, 2024 to Aug 23, 2024
- Employees · 4 to 5Aug 9, 2024 to Aug 23, 2024
- Accounts · 108 to 98May 1, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3May 1, 2023 to Mar 28, 2024
- Advisory activities · 4 to 3May 1, 2023 to Mar 28, 2024
- Corporate clients · 7 to 5May 1, 2023 to Mar 28, 2024
- HNW clients · 55 to 51May 1, 2023 to Mar 28, 2024
- Individual clients · 13 to 12May 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1.0 to unsetMay 1, 2023 to Mar 28, 2024
- Assets in custody · $3.4M to $4.7MMay 1, 2023 to Mar 28, 2024
- Employees · 5 to 4May 1, 2023 to Mar 28, 2024
- State-registered IARs · 1 to 2May 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $118M to $103MMay 1, 2023 to Mar 28, 2024
- HNW RAUM · $52.0M to $66.8MMay 1, 2023 to Mar 28, 2024
- Individual RAUM · $2.0M to $2.8MMay 1, 2023 to Mar 28, 2024
- Pension RAUM · $1.2M to $1.9MMay 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · 39473364.0 to unsetMay 1, 2023 to Mar 28, 2024
- RAUM · $118M to $103MMay 1, 2023 to Mar 28, 2024
- Accounts · 116 to 108Mar 30, 2022 to Mar 15, 2023
- Corporate clients · 8 to 7Mar 30, 2022 to Mar 15, 2023
- HNW clients · 61 to 55Mar 30, 2022 to Mar 15, 2023
Signals
3 dated events
- K Bryan Jacobsen (Cco) appeared on Schedule A of E••••••••• T••• C•••••• M••••••••• L••Oct 11, 2024 · Control person joined · fact
- E••••••••• T••• C•••••• M••••••••• L•• reported RAUM $182.2M, up 179% from $65.3M (2020-12-22 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- E••••••••• T••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 571-257-8051reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 703-544-2300reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/E•••••••••-T•••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- E•••••••••T•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 703-544-2300reportedpublic record, Form ADV, Apr 24, 2026
- Team page
- e•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026