DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• F•••••••• G•••• L••
Latest filing Jan 28, 2026
First filing on the tape Apr 6, 2018 · 13 filings
SEC status approved since May 7, 2018
RAUM
$529M
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$265M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$529M as of Jan 28, 2026
Mar 8, 2019$500M then
HNW client RAUM$0 as of Jan 28, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)2 as of Jan 28, 2026
Mar 8, 20191 then
Employees (5.A)2 as of Jan 28, 2026
Mar 8, 20193 then
Private funds: no history
RAUM +13% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $265MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 39%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$529M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 47reported
- Charitable clients
- 0reported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• R•••••• B••••••• | Richmond, Va | Nov 18, 2020 | 33 y | 3 |
| A•••••••• C••••• P••• | Richmond, Va | Apr 15, 2021 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••••• R•••••• B••••••• from K••••• A••••••• S•••••••• L••Nov 18, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• G•••••• R•••••• · Managing Member, Chief Compliance Officer, And Chief Executive Officercontrolsince 04/1998 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••••• A••••••• L••real estaten
- S•••••••• I•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 39 to 47Jan 10, 2025 to Jan 28, 2026
- Pension plan clients · 39 to 47Jan 10, 2025 to Jan 28, 2026
- Discretionary RAUM · $161M to $205MJan 10, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $306M to $325MJan 10, 2025 to Jan 28, 2026
- Pension RAUM · $467M to $529MJan 10, 2025 to Jan 28, 2026
- RAUM · $467M to $529MJan 10, 2025 to Jan 28, 2026
- Accounts · 37 to 39Jan 19, 2024 to Jan 10, 2025
- Pension plan clients · 37 to 39Jan 19, 2024 to Jan 10, 2025
- Financial planning clients · unset to Jan 19, 2024 to Jan 10, 2025
- Discretionary RAUM · $120M to $161MJan 19, 2024 to Jan 10, 2025
- Non-discretionary RAUM · $347M to $306MJan 19, 2024 to Jan 10, 2025
- Pension RAUM · $467M to $467MJan 19, 2024 to Jan 10, 2025
- RAUM · $467M to $467MJan 19, 2024 to Jan 10, 2025
- Accounts · 26 to 37Jan 16, 2023 to Jan 19, 2024
- Pension plan clients · 26 to 37Jan 16, 2023 to Jan 19, 2024
- Discretionary RAUM · $61.0M to $120MJan 16, 2023 to Jan 19, 2024
- Non-discretionary RAUM · $319M to $347MJan 16, 2023 to Jan 19, 2024
- Pension RAUM · $380M to $467MJan 16, 2023 to Jan 19, 2024
- RAUM · $380M to $467MJan 16, 2023 to Jan 19, 2024
- Accounts · 10 to 26Dec 7, 2022 to Jan 16, 2023
- Pension plan clients · 10 to 26Dec 7, 2022 to Jan 16, 2023
- Discretionary RAUM · $72.0M to $61.0MDec 7, 2022 to Jan 16, 2023
- Non-discretionary RAUM · $318M to $319MDec 7, 2022 to Jan 16, 2023
- Pension RAUM · $390M to $380MDec 7, 2022 to Jan 16, 2023
- RAUM · $390M to $380MDec 7, 2022 to Jan 16, 2023
- Advisory employees · 1 to 2Nov 11, 2021 to Jan 19, 2022
- Corporate clients · 10 to 0Nov 11, 2021 to Jan 19, 2022
- Pension plan clients · 0 to 10Nov 11, 2021 to Jan 19, 2022
- Employees · 1 to 2Nov 11, 2021 to Jan 19, 2022
- State-registered IARs · 1 to 2Nov 11, 2021 to Jan 19, 2022
- Discretionary RAUM · $49.5M to $72.0MNov 11, 2021 to Jan 19, 2022
- Non-discretionary RAUM · $299M to $318MNov 11, 2021 to Jan 19, 2022
- Pension RAUM · $0 to $390MNov 11, 2021 to Jan 19, 2022
- RAUM · $349M to $390MNov 11, 2021 to Jan 19, 2022
- Accounts · 12 to 10Feb 10, 2021 to Feb 15, 2021
- Corporate clients · 9 to 10Feb 10, 2021 to Feb 15, 2021
- Employees · 3 to 1Feb 10, 2021 to Feb 15, 2021
- Discretionary RAUM · $39.8M to $49.5MFeb 10, 2021 to Feb 15, 2021
- Non-discretionary RAUM · $274M to $299MFeb 10, 2021 to Feb 15, 2021
- RAUM · $313M to $349MFeb 10, 2021 to Feb 15, 2021
Signals
2 dated events
- B•••••• F•••••••• G•••• L•• reported RAUM $313.3M, down 37% from $500.0M (2019-03-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- B•••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Apr 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 804-457-2309reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $265Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026