DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••••• U•• L•
Latest filing Mar 30, 2026
First filing on the tape Jan 30, 2018 · 19 filings
SEC status approved since Jan 1, 2018
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$3.7B as of Mar 30, 2026
Mar 27, 2019$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20190 then
Employees (5.A)30 as of Mar 30, 2026
Mar 27, 201933 then
Private funds4 as of Mar 30, 2026
Mar 27, 20194 then
RAUM -31% over the last fiscal year-4.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $366MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• M••••• F••• L••• | Hedge Fund | $3.6B | 105 | Jan 30, 2015 |
| C•••••••• C•••••••• M••••• F••• L• | Hedge Fund | $1.3B | 72 | Sep 28, 2017 |
| C•••••••• C••••••••• F••• L• | Hedge Fund | $104M | 2 | Aug 24, 2018 |
| C•••••••• G•• F••• L•••no longer reported | Hedge Fund | $97.0M | 2 | Aug 24, 2018 |
| C•••••••• A••••••••• F••• L••• | Hedge Fund | $19.4M | 1 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• N•••••• E••••• · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- M••••••• M••••••• J••• · Co-Chief Investment Officercontrolsince 10/2017 · owns less than 5%
- M••••• M••••••• N•• · General Counselcontrolsince 10/2017 · owns less than 5%
- S•••••• D••••• B•••••• · Vice Chairmancontrolsince 10/2017 · owns less than 5%
- S••••••••• R•••••• J•••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- V•••••• J••••• W•••••• · Co-Chief Investment Officercontrolsince 10/2017 · owns less than 5%
Entity owners
- A••••• G••••• H••••••• P•• L•••••• A• T•••••• F•• M•••••• F••••• T•••• · L•••••• Partnerdirect · owns 50% to 75%
- C•••••••• U• G•• L•• · General Partnerdirect · owns less than 5%
- M•••••••• P•• L•••••• A• T•••••• F•• G•• F••••• T•••• · L•••••• Partnerdirect · owns 50% to 75%
- C•••••••• •••••••• I••••••••• P•• L•••••• · Sole Memberindirect · owns 75% or more of C•••••••• U• G•• L••
Related persons
Schedule D 7.A
- C•••••••• •••••••• I••••••••• P•• L••••••investment advisernRAUM $10B
- C•••••••• C•••••••• G•• L••pooled vehicle sponsorn
- C•••••••• G•• L••pooled vehicle sponsorn
- C•••••••• U• G• L••y
Advisers that list C•••••••• U•• L• as a related person
- 161331 n
Offices
Schedule D 1.F, the 25 largest
- Sydney, Australia7 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $5,275,234,450 to $3,659,525,025 (-31.0%) between the annual amendments of 2025-03-17 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 3.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 2.8% percentile
What changed
consecutive filings, newest first
- Accounts · 11 to 10Sep 26, 2025 to Mar 30, 2026
- Advisory employees · 9 to 10Sep 26, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 10Sep 26, 2025 to Mar 30, 2026
- Employees · 28 to 30Sep 26, 2025 to Mar 30, 2026
- Private funds · 5 to 4Sep 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.5B to $3.7BSep 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.5B to $3.7BSep 26, 2025 to Mar 30, 2026
- RAUM · $4.5B to $3.7BSep 26, 2025 to Mar 30, 2026
- Accounts · 8 to 11Mar 17, 2025 to Sep 26, 2025
- Advisory employees · 10 to 9Mar 17, 2025 to Sep 26, 2025
- Pooled vehicle clients · 8 to 11Mar 17, 2025 to Sep 26, 2025
- Employees · 31 to 28Mar 17, 2025 to Sep 26, 2025
- Private funds · 4 to 5Mar 17, 2025 to Sep 26, 2025
- Discretionary RAUM · $5.3B to $4.5BMar 17, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $5.3B to $4.5BMar 17, 2025 to Sep 26, 2025
- RAUM · $5.3B to $4.5BMar 17, 2025 to Sep 26, 2025
- Financial planning clients · unset to Jan 6, 2025 to Mar 17, 2025
- Discretionary RAUM · $5.0B to $5.3BJan 6, 2025 to Mar 17, 2025
- Pooled vehicle RAUM · $5.0B to $5.3BJan 6, 2025 to Mar 17, 2025
- RAUM · $5.0B to $5.3BJan 6, 2025 to Mar 17, 2025
- Advisory employees · 11 to 10Jan 23, 2024 to Feb 22, 2024
- Employees · 33 to 31Jan 23, 2024 to Feb 22, 2024
- Discretionary RAUM · $4.2B to $5.0BJan 23, 2024 to Feb 22, 2024
- Pooled vehicle RAUM · $4.2B to $5.0BJan 23, 2024 to Feb 22, 2024
- RAUM · $4.2B to $5.0BJan 23, 2024 to Feb 22, 2024
- Accounts · 9 to 8Mar 29, 2022 to Mar 28, 2023
- Advisory employees · 12 to 11Mar 29, 2022 to Mar 28, 2023
- Pooled vehicle clients · 9 to 8Mar 29, 2022 to Mar 28, 2023
- Employees · 34 to 33Mar 29, 2022 to Mar 28, 2023
- Private funds · 5 to 4Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $5.2B to $4.2BMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $5.2B to $4.2BMar 29, 2022 to Mar 28, 2023
- RAUM · $5.2B to $4.2BMar 29, 2022 to Mar 28, 2023
- Employees · 31 to 34Sep 24, 2021 to Mar 29, 2022
- Discretionary RAUM · $7.0B to $5.2BSep 24, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $7.0B to $5.2BSep 24, 2021 to Mar 29, 2022
- RAUM · $7.0B to $5.2BSep 24, 2021 to Mar 29, 2022
- Accounts · 8 to 9Sep 28, 2020 to Mar 30, 2021
- Advisory employees · 11 to 12Sep 28, 2020 to Mar 30, 2021
- Pooled vehicle clients · 8 to 9Sep 28, 2020 to Mar 30, 2021
Signals
15 dated events
- Jason Robert Silverstein (Chief Compliance Officer) appeared on Schedule A of C•••••••• U•• L•Jan 23, 2024 · Control person joined · fact
- Alexander Mark Nelson (Chairman) no longer on Schedule A of C•••••••• U•• L• (listed 2023-08-25, absent 2024-01-23)Jan 23, 2024 · Control person left · inference
- Nicole Heather Hilgers (Chief Compliance Officer) no longer on Schedule A of C•••••••• U•• L• (listed 2023-03-28, absent 2023-08-25)Aug 25, 2023 · Control person left · inference
- C•••••••• U•• L• reported RAUM $5.2B, down 25% from $7.0B (2021-09-24 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- C•••••••• U•• L• reported RAUM $7.0B, up 82% from $3.8B (2020-09-28 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- David Ian Darling (Shareholder) no longer on Schedule A of C•••••••• U•• L• (listed 2020-03-27, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- Gordon Michael Darling (Shareholder) no longer on Schedule A of C•••••••• U•• L• (listed 2020-03-27, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- C•••••••• U•• L• reported RAUM $3.8B, up 53% from $2.5B (2019-09-26 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- David Bernard Stanton (Director) no longer on Schedule A of C•••••••• U•• L• (listed 2019-03-27, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Anthony Luke Stevens (Chief Financial Officer) no longer on Schedule A of C•••••••• U•• L• (listed 2019-03-27, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Edward Nathan Easter (Chief Financial Officer) appeared on Schedule A of C•••••••• U•• L•Aug 1, 2019 · Control person joined · fact
- C•••••••• U•• L• reported RAUM $2.5B, up 220% from $781.1M (2018-08-24 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- Nicole Heather Hilgers (Chief Compliance Officer) appeared on Schedule A of C•••••••• U•• L•Mar 27, 2019 · Control person joined · fact
- C•••••••• U•• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 30, 2018 · Succession (Item 4) · fact
- C•••••••• U•• L• filed its initial SEC registration (Form ADV)Jan 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- caledonia.com.aureportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-347-287-3760reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026