DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••••• G•• F••• L•••

Hedge Fundadvised byC•••••••• U•• L•asset manager805-7162171665no longer reportedIAPD
Gross asset value
$97.0M
as of Mar 29, 2022; not a fund size
Peak GAV
$209M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Aug 24, 2018 to Mar 29, 2022
Reporting history
one row per Form ADV filing
Gross asset value$97.0M as of Mar 29, 2022
Aug 24, 2018$170M then
Owners2 as of Mar 29, 2022
Aug 24, 20182 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-320260reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman Sachs International
    London, United Kingdom · LEI W22LROWP2IHZNBB6K528
  • J.P. Morgan Securities LLC
    New York, New York
  • Jefferies Financial Products, LLC
    Wilmington, Delaware · LEI 549300VTTUT4EQ1V6W27
  • Jefferies Financial Services, Inc.
    Wilmington, Delaware · LEI O26QTPAJC1X7058KCW11
  • Jefferies LLC
    New York, New York
  • Morgan Stanley & Co International Plc
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
  • UBS Ag
    London, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons