DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• L••••• G••••
Legal name A••••• L••••• G••••• L••
Latest filing Mar 16, 2026
First filing on the tape Mar 15, 2022 · 11 filings
SEC status approved since Apr 15, 2022
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$133M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$133M as of Mar 16, 2026
Feb 27, 2023$105M then
HNW client RAUM$129M as of Mar 16, 2026
Feb 27, 2023$102M then
State-registered IARs (5.B.3)1 as of Mar 16, 2026
Feb 27, 20231 then
Employees (5.A)4 as of Mar 16, 2026
Feb 27, 20233 then
Private funds: no history
RAUM +14% over the last fiscal year+8.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $697,342derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M97%
- Individuals$3.9M2.9%
- Individual clients
- 27reported
- HNW clients
- 18reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 191reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• J•••• S•••••Certified Financial Planner, Chartered Financial Analyst | Clive, Ia | Dec 5, 2017 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••• J•••• S••••• from F••••• G••••• I•••Dec 5, 2017 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• S••••• J•••• · President And Chief Compliance Officercontrolsince 11/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 123 to 191Oct 23, 2025 to Mar 16, 2026
- HNW clients · 23 to 18Oct 23, 2025 to Mar 16, 2026
- Individual clients · 23 to 27Oct 23, 2025 to Mar 16, 2026
- Discretionary RAUM · $117M to $133MOct 23, 2025 to Mar 16, 2026
- HNW RAUM · $113M to $129MOct 23, 2025 to Mar 16, 2026
- Individual RAUM · $3.5M to $3.9MOct 23, 2025 to Mar 16, 2026
- RAUM · $117M to $133MOct 23, 2025 to Mar 16, 2026
- Accounts · 46 to 123Mar 1, 2024 to Feb 5, 2025
- Financial planning clients · 26-50 to 26-50Mar 1, 2024 to Feb 5, 2025
- Discretionary RAUM · $110M to $117MMar 1, 2024 to Feb 5, 2025
- HNW RAUM · $108M to $113MMar 1, 2024 to Feb 5, 2025
- Individual RAUM · $2.6M to $3.5MMar 1, 2024 to Feb 5, 2025
- RAUM · $110M to $117MMar 1, 2024 to Feb 5, 2025
- Accounts · 43 to 46Sep 5, 2023 to Mar 1, 2024
- Individual clients · 20 to 23Sep 5, 2023 to Mar 1, 2024
- Employees · 3 to 4Sep 5, 2023 to Mar 1, 2024
- Discretionary RAUM · $105M to $110MSep 5, 2023 to Mar 1, 2024
- HNW RAUM · $102M to $108MSep 5, 2023 to Mar 1, 2024
- Individual RAUM · $2.3M to $2.6MSep 5, 2023 to Mar 1, 2024
- RAUM · $105M to $110MSep 5, 2023 to Mar 1, 2024
- HQ city · WEST DES MOINES to CLIVEFeb 27, 2023 to May 31, 2023
- Accounts · 86 to 43May 26, 2022 to Feb 27, 2023
- HNW clients · 21 to 23May 26, 2022 to Feb 27, 2023
- Discretionary RAUM · $113M to $105MMay 26, 2022 to Feb 27, 2023
- HNW RAUM · $110M to $102MMay 26, 2022 to Feb 27, 2023
- Individual RAUM · $2.9M to $2.3MMay 26, 2022 to Feb 27, 2023
- RAUM · $113M to $105MMay 26, 2022 to Feb 27, 2023
Signals
1 dated events
- A••••• L••••• G•••• filed its initial SEC registration (Form ADV)Mar 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• L••••• G•••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 515-212-2112reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/acadia-legacy-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 515-212-2112reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- acadialegacygroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026