DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

F•••••• C•••••• L••

Former SEC-registered adviserHouston, TexasCRD 291640SEC 801-112297IAPD
Latest filing Mar 29, 2019
First filing on the tape Dec 13, 2017 · 4 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$1.0B gross assets
History
4 filings and snapshots on the tape
RAUM$1.0B as of Mar 29, 2019
May 10, 2018$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Dec 13, 20170 then
Employees (5.A)2 as of Mar 29, 2019
Dec 13, 20173 then
Private funds1 as of Mar 29, 2019
May 10, 20181 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0BderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•••••• T••• I••••••••• F••• I• L•••Private Equity Fund$40.4M5May 10, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• I•• R•••••• T••••• · Membercontrol
        since 12/2017 · owns 75% or more
      • B•••••••• R•••••• T••••• · Elected Manager & Ceocontrol
        since 12/2017 · owns less than 5%
      • B••••••• R•••••• D•••• · Elected Managercontrol
        since 12/2017 · owns less than 5%
      • S•••••• A••••• · Chief Compliance Officercontrol
        since 12/2017 · owns less than 5%
      Related persons
      Schedule D 7.A
      • F•• G• I• L••
        pooled vehicle sponsory
      Advisers that list F•••••• C•••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $1.0B to $0
        May 10, 2018 to Mar 29, 2019
      • Employees · 3 to 2
        May 10, 2018 to Mar 29, 2019
      • Accounts · unset to 1.0
        Dec 14, 2017 to May 10, 2018
      • Pooled vehicle clients · 0 to 1
        Dec 14, 2017 to May 10, 2018
      • Assets in custody · unset to 1005000000.0
        Dec 14, 2017 to May 10, 2018
      • Custody of client assets · false to true
        Dec 14, 2017 to May 10, 2018
      • Private funds · unset to 1
        Dec 14, 2017 to May 10, 2018
      • Discretionary RAUM · unset to 0.0
        Dec 14, 2017 to May 10, 2018
      • Non-discretionary RAUM · unset to 1005000000.0
        Dec 14, 2017 to May 10, 2018
      • Pooled vehicle RAUM · $0 to $1.0B
        Dec 14, 2017 to May 10, 2018
      • RAUM · unset to 1005000000.0
        Dec 14, 2017 to May 10, 2018
      Signals
      1 dated events
      • F•••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Dec 13, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      F••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026