DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
1••• P•••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Nov 22, 2023 · 6 filings
SEC status approved since Jan 2, 2024
RAUM
$260M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$260M as of Mar 30, 2026
Mar 11, 2025$247M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 11, 20250 then
Employees (5.A)8 as of Mar 30, 2026
Mar 11, 20258 then
Private funds1 as of Mar 30, 2026
Mar 11, 20251 then
RAUM +5.4% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $260MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$260M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1••• P••••••• F••• I• L• | Private Equity Fund | $253M | 2 | Nov 22, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••••• D•••• · Managing Partnercontrolsince 10/2023 · owns less than 5%
- C•••••• J••••••• S•••• · General Counsel And Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- S••••••• J•••• E••••• · Partnercontrolsince 11/2023 · owns less than 5%
- Z••••••• M••••••• T• · Partnercontrolsince 11/2023 · owns less than 5%
- B••••••• R•••••• D•••• · Membercontrolsince 10/2023 · owns 50% to 75% of 1••• P••••••• H•••••••• L••
- B••••••• R•••••• D•••• · Membercontrolsince 10/2023 · owns 50% to 75% of B••• L••
- S••••••• J•••• E••••• · Membercontrolsince 11/2023 · owns 25% to 50% of 1••• P••••••• H•••••••• L••
- S••••••• J•••• E••••• · Membercontrolsince 11/2023 · owns 25% to 50% of B••• L••
- Z••••••• M••••••• T• · Membercontrolsince 11/2023 · owns 25% to 50% of B••• L••
- Z••••••• M••••••• T• · Membercontrolsince 11/2023 · owns 25% to 50% of 1••• P••••••• H•••••••• L••
- S•••••• A•••••• W• · Chief Financial Officersince 01/2024 · owns less than 5%
Entity owners
- 1••• P••••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
- B••• L•• · Sole Limited Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1••• P••••••• F••• I• G•• L••pooled vehicle sponsorn
- F•••••• C•••••• L••investment advisernRAUM $1.0B
- F•• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $247M to $260MMar 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $247M to $260MMar 11, 2025 to Mar 30, 2026
- RAUM · $247M to $260MMar 11, 2025 to Mar 30, 2026
- Advisory employees · 5 to 7Apr 29, 2024 to Mar 11, 2025
- Employees · 5 to 8Apr 29, 2024 to Mar 11, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 11, 2025
- Discretionary RAUM · $253M to $247MApr 29, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $253M to $247MApr 29, 2024 to Mar 11, 2025
- RAUM · $253M to $247MApr 29, 2024 to Mar 11, 2025
- Accounts · 0 to 1Nov 29, 2023 to Apr 29, 2024
- Pooled vehicle clients · 0 to 1Nov 29, 2023 to Apr 29, 2024
- Financial planning clients · 0 to unsetNov 29, 2023 to Apr 29, 2024
- Discretionary RAUM · $0 to $253MNov 29, 2023 to Apr 29, 2024
- Pooled vehicle RAUM · $0 to $253MNov 29, 2023 to Apr 29, 2024
- RAUM · $0 to $253MNov 29, 2023 to Apr 29, 2024
- Related adviser · false to trueNov 22, 2023 to Nov 29, 2023
Signals
1 dated events
- 1••• P•••••••• L• filed its initial SEC registration (Form ADV)Nov 22, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- 1••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 1876partners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 281-545-7805reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026