DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

Y•• W••••• A•••••••• L••

Former SEC-registered adviserWinchester, VirginiaCRD 291713SEC 801-120661IAPD
Latest filing Aug 12, 2022
First filing on the tape Mar 1, 2021 · 4 filings
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$110M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$110M as of Aug 12, 2022
Mar 1, 2021$102M then
HNW client RAUM$56.8M as of Aug 12, 2022
Mar 1, 2021$79.2M then
State-registered IARs (5.B.3)2 as of Aug 12, 2022
Mar 1, 20212 then
Employees (5.A)2 as of Aug 12, 2022
Mar 1, 20212 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 12, 2022; every figure names its basis
RAUM per advisor
$54.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
130derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$423,553derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$110MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$56.8M52%
  • Individuals$52.9M48%
Individual clients
230reported
HNW clients
29reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
259reported
Financial planning clients
51-100reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B•••••• R••••• R• · Director Of Wealth Managementcontrol
    since 02/2018 · owns 5% to 10%
  • T•••••• A••••• · Managing Member - Yhb Wealth Advisors LLCcontrol
    since 12/2017 · owns less than 5%
  • T•••••••• C••••• · Chief Compliance Officercontrol
    since 02/2018 · owns less than 5%
  • M••••••• S• S•••• · Principal/Board Of Directors - Y••••• H••• • B•••••• P•••
    since 12/2017 · owns F of Y••••• H••• • B•••••• P•••
Entity owners
  • Y••••• H••• • B•••••• P••• · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Y••••• H••• • B•••••• P•••
    insurancey
Offices
Schedule D 1.F, the 25 largest
  • Leesburg, VA1 employees
  • Richmond, VA1 employees
What changed
consecutive filings, newest first
  • Accounts · 231 to 259
    Aug 31, 2021 to Aug 12, 2022
  • Advisory activities · 3 to 2
    Aug 31, 2021 to Aug 12, 2022
  • Corporate clients · 2.0 to unset
    Aug 31, 2021 to Aug 12, 2022
  • HNW clients · 44 to 29
    Aug 31, 2021 to Aug 12, 2022
  • Individual clients · 97 to 230
    Aug 31, 2021 to Aug 12, 2022
  • Financial planning clients · 11-25 to 51-100
    Aug 31, 2021 to Aug 12, 2022
  • Discretionary RAUM · $103M to $110M
    Aug 31, 2021 to Aug 12, 2022
  • HNW RAUM · $67.4M to $56.8M
    Aug 31, 2021 to Aug 12, 2022
  • Individual RAUM · $28.7M to $52.9M
    Aug 31, 2021 to Aug 12, 2022
  • RAUM · $103M to $110M
    Aug 31, 2021 to Aug 12, 2022
  • Accounts · 216 to 231
    Apr 19, 2021 to Aug 31, 2021
  • HNW clients · 41 to 44
    Apr 19, 2021 to Aug 31, 2021
  • Individual clients · 96 to 97
    Apr 19, 2021 to Aug 31, 2021
  • Discretionary RAUM · $102M to $103M
    Apr 19, 2021 to Aug 31, 2021
  • HNW RAUM · $79.2M to $67.4M
    Apr 19, 2021 to Aug 31, 2021
  • Individual RAUM · $16.6M to $28.7M
    Apr 19, 2021 to Aug 31, 2021
  • RAUM · $102M to $103M
    Apr 19, 2021 to Aug 31, 2021
Signals
2 dated events
  • R•••• R• B••••• left Y•• W••••• A•••••••• L•• for G•••• J••••••• W••••• A••••••• (registered 2022-10-04)
    Oct 5, 2022 · Advisor changed firm · fact
  • Y•• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Mar 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026