DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••• J••••••• W••••• A•••••••
Legal name G•••• J••••••• I••••••••• A•••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Mar 12, 2012 · 45 filings
SEC status approved since Mar 12, 2004
RAUM
$928M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$926M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$92.8M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$928M as of Mar 16, 2026
Mar 12, 2012$258M then
HNW client RAUM$640M as of Mar 16, 2026
Mar 7, 2018$306M then
State-registered IARs (5.B.3)9 as of Mar 16, 2026
Mar 12, 20120 then
Employees (5.A)9 as of Mar 16, 2026
Mar 11, 201310 then
Private funds: no history
RAUM n/a over the last fiscal year+6.4% a year over three
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $92.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $629,160derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $197M, 192 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$640M69%
- Individuals$286M31%
- Pension and profit-sharing plans$2.0M0.2%
- Charitable organizations$269,4520.0%
- Individual clients
- 350reported
- HNW clients
- 151reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 1,475reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $197M for 192 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• S•••••• D••••••Personal Financial Specialist | Denver, Co | Jan 8, 2003 | 31 y | 1 |
| C•••••••• R••• S•••••• | Owings Mills, Md | Oct 16, 2003 | 30 y | 2 |
| M••••• S••••••••• | Denver, Co | Nov 5, 2007 | 18 y | 0 |
| M•••••• K•••• C••••••Certified Financial Planner | Rockville, Md | Nov 9, 2011 | 29 y | 2 |
| R•••••• J••••• O••••••••Certified Financial Planner | Owings Mills, Md | Aug 3, 2018 | 32 y | 4 |
| G••••• T••••• I•••••Certified Financial Planner | Owings Mills, Md | Jul 25, 2019 | 20 y | 1 |
| T••• N•••••Certified Financial Planner | Denver, Co | Nov 20, 2020 | 18 y | 7 |
| D•••• P••••Certified Financial Planner | Owings Mills, Md | Feb 17, 2021 | 10 y | 2 |
| G••••• R••••• T••••••Certified Financial Planner, Chartered Financial Analyst | Reisterstown, Md | Oct 4, 2021 | 30 y | 4 |
| J••••• M•••••••Certified Financial Planner, Chartered Financial Consultant | Kensington, Md | Jun 9, 2023 | 11 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- R•••• R• B••••• to C•••••• L••Apr 29, 2025 · RIA to RIA
- Z••••• A•••• K••• to M••••••Feb 17, 2025 · RIA to affiliated broker-dealer or bank
- R••••• G••• to T••••••••• F•••••••• A•••••••• L••Nov 14, 2024 · RIA to affiliated broker-dealer or bank
- M•••••• L•••• M•••••• R••••••• to E•••••• A••••••• G••••• L••Sep 17, 2024 · RIA to affiliated broker-dealer or bank
- J••••••••• E•••••••• H••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Feb 1, 2023 · RIA to wirehouse
- T••••• A••••• T••• to T••• F•••••••• A••••••• C•••Jul 20, 2022 · RIA to RIA
- S••• C• B••••• to F••••••• P••••••• A•• W•••••••• A•••••••Jun 3, 2020 · RIA to affiliated broker-dealer or bank
- W•••••• C••••• to P••••••• S•••••••• G••••• L••Jun 11, 2018 · RIA to RIA
- R•••• T••••• to B••• I••••••••• S•••••••• I•••Jun 30, 2014 · Other
- J•••• P••• D•• to R•••••• J•••• • A••••••••• I•••Feb 25, 2014 · Other
- B••••• J••••• K••••••• to F•••••••• T••••••• I•••Aug 6, 2013 · Other
- P•••• B••••• F••••••• to M••••• A•••• M••••••••• C••••Dec 31, 2012 · Other
- J••• A•••••• M••••••• to T•••• A•••••••• L••Sep 12, 2011 · Other
- J••• D••••• M•••• to L••••••••• L••Jul 31, 2007 · Other
Joined, latest
- M•••••• L•••• M•••••• R••••••• from T• R••• P•••• A••••••• S•••••••• I•••Feb 2, 2024 · RIA to RIA
- R••••• G••• from W•••• F•••• A•••••••Feb 2, 2024 · Wirehouse to independent RIA
- J••••• M••••••• from U•• F•••••••• S••••••• I•••Jun 9, 2023 · Wirehouse to independent RIA
- Z••••• A•••• K••• from A•••• A•••• M••••••••• I•••Dec 8, 2022 · RIA to RIA
- J••••••••• E•••••••• H••••• from K••••• A••••••• S•••••••• L••Oct 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- R•••• R• B••••• from Y•• W••••• A•••••••• L••Oct 4, 2022 · RIA to RIA
- G••••• R••••• T•••••• from W••• C•••••• P•••••••• L••Oct 4, 2021 · RIA to RIA
- T••••• A••••• T••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 4, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•••• P•••• from D• F••••••••Feb 17, 2021 · Other
- T••• N••••• from F••••Nov 20, 2020 · RIA to RIA
- S••• C• B••••• from C••••••••• S••••••••• L••Oct 17, 2019 · Affiliated broker-dealer or bank to independent RIA
- G••••• T••••• I••••• from A••••• A•• P••••••• S•••••••Jul 25, 2019 · Affiliated broker-dealer or bank to independent RIA
- R•••••• J••••• O•••••••• from P•• C•••••• A••••••• L••Aug 3, 2018 · Other
- B••••• J••••• K••••••• from F•••••••• T••••••• I•••Jan 25, 2013 · Other
- J•••• P••• D•• from T••••• W••••• M••••••••• L••Oct 25, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• M••••••• W•••• · Managing Membercontrolsince 01/2000 · owns 10% to 25%
- D••••••• J•••••••• S•••••• · Managing Member/Chief Compliance Officercontrolsince 09/2004 · owns 10% to 25%
- J•••••••• E•••••• J••• · Managing Membercontrolsince 01/2000 · owns 10% to 25%
- A•••••• S•••••• G•••• · Membersince 03/2006 · owns 10% to 25%
- C••••••• M••••••• K•••• · Membersince 01/2021 · owns 5% to 10%
- S•••••••• B•••• W•••••• · Membersince 11/2004 · owns 10% to 25%
- S••••••••• M••••• · Membersince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Owings Mills, Md · principal | 9 | 0 | 0 | ||
| Rockville, Md | 3 | 0 | 0 | ||
| Winchester, Va | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Winchester, VA2 employees
- Rockville, MD1 employees
What changed
consecutive filings, newest first
- Accounts · 1,651 to 1,475Jan 7, 2026 to Mar 16, 2026
- BD registered reps · 1 to 0Jan 7, 2026 to Mar 16, 2026
- HNW clients · 165 to 151Jan 7, 2026 to Mar 16, 2026
- Individual clients · 458 to 350Jan 7, 2026 to Mar 16, 2026
- Pension plan clients · 3 to 2Jan 7, 2026 to Mar 16, 2026
- Assets in custody · $222M to $197MJan 7, 2026 to Mar 16, 2026
- Employees · 13 to 9Jan 7, 2026 to Mar 16, 2026
- Insurance-licensed employees · 0 to 9Jan 7, 2026 to Mar 16, 2026
- Financial planning clients · 11-25 to 51-100Jan 7, 2026 to Mar 16, 2026
- State-registered IARs · 10 to 9Jan 7, 2026 to Mar 16, 2026
- Other offices · 1 to 0Jan 7, 2026 to Mar 16, 2026
- Discretionary RAUM · $887M to $926MJan 7, 2026 to Mar 16, 2026
- HNW RAUM · $626M to $640MJan 7, 2026 to Mar 16, 2026
- Individual RAUM · $276M to $286MJan 7, 2026 to Mar 16, 2026
- Non-discretionary RAUM · $16.6M to $1.8MJan 7, 2026 to Mar 16, 2026
- Pension RAUM · $1.9M to $2.0MJan 7, 2026 to Mar 16, 2026
- RAUM · $904M to $928MJan 7, 2026 to Mar 16, 2026
- Advisory employees · 18 to 9Dec 10, 2025 to Jan 7, 2026
- BD registered reps · 2 to 1Dec 10, 2025 to Jan 7, 2026
- Employees · 19 to 13Dec 10, 2025 to Jan 7, 2026
- State-registered IARs · 2 to 10Dec 10, 2025 to Jan 7, 2026
- Accounts · 1,586 to 1,651May 30, 2024 to May 1, 2025
- Advisory employees · 19 to 18May 30, 2024 to May 1, 2025
- BD registered reps · 3 to 2May 30, 2024 to May 1, 2025
- HNW clients · 162 to 165May 30, 2024 to May 1, 2025
- Individual clients · 442 to 458May 30, 2024 to May 1, 2025
- Assets in custody · $247M to $222MMay 30, 2024 to May 1, 2025
- Employees · 21 to 19May 30, 2024 to May 1, 2025
- Financial planning clients · 11-25 to 11-25May 30, 2024 to May 1, 2025
- State-registered IARs · 11 to 2May 30, 2024 to May 1, 2025
- Other offices · 2 to 1May 30, 2024 to May 1, 2025
- Discretionary RAUM · $806M to $887MMay 30, 2024 to May 1, 2025
- HNW RAUM · $585M to $626MMay 30, 2024 to May 1, 2025
- Individual RAUM · $231M to $276MMay 30, 2024 to May 1, 2025
- Non-discretionary RAUM · $11.3M to $16.6MMay 30, 2024 to May 1, 2025
- Pension RAUM · $967,711 to $1.9MMay 30, 2024 to May 1, 2025
- RAUM · $817M to $904MMay 30, 2024 to May 1, 2025
- Advisory employees · 18 to 19Mar 29, 2023 to Mar 29, 2024
- Charity clients · 0 to 1Mar 29, 2023 to Mar 29, 2024
- Accounts · 1,764 to 1,586Mar 29, 2023 to Mar 29, 2024
Signals
8 dated events
- R•••• R• B••••• left G•••• J••••••• W••••• A••••••• for C•••••• L•• (registered 2025-05-01)Apr 29, 2025 · Advisor changed firm · fact
- Z••••• A•••• K••• left G•••• J••••••• W••••• A••••••• for Mariner (registered 2025-11-06)Feb 17, 2025 · Advisor changed firm · fact
- R••••• G••• left G•••• J••••••• W••••• A••••••• for T••••••••• F•••••••• A•••••••• L•• (registered 2025-09-08)Nov 14, 2024 · Advisor changed firm · fact
- M•••••• L•••• M•••••• R••••••• left G•••• J••••••• W••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2024-11-06)Sep 17, 2024 · Advisor changed firm · fact
- G•••• J••••••• W••••• A••••••• reported 4 state-registered advisory representatives, down from 17 (2022-10-04 to 2023-03-20)Mar 20, 2023 · Advisor headcount change · derived
- J••••••••• E•••••••• H••••• left G•••• J••••••• W••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-15)Feb 1, 2023 · Advisor changed firm · fact
- T••••• A••••• T••• left G•••• J••••••• W••••• A••••••• for T••• F•••••••• A••••••• C••• (registered 2022-09-02)Jul 20, 2022 · Advisor changed firm · fact
- G•••• J••••••• W••••• A••••••• reported RAUM $694.0M, up 30% from $532.4M (2021-10-12 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 410-384-6888reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-357-5888reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-920-1320reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/glass-jacobsonreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••J•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 443-384-6888reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- merceradvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- merceradvisors.com/meet-our-team/dovid-pricereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026