DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Capital Wealth Partners, LLC
Latest filing Jun 15, 2026
First filing on the tape Jan 12, 2018 · 26 filings
SEC status approved since Feb 12, 2018
RAUM
$1.5B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
93%
$1.4B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$89.2M
derived; firm RAUM over IAPD count
Employees
21
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.5B as of Jun 15, 2026
Mar 28, 2019$275M then
HNW client RAUM$1.3B as of Jun 15, 2026
Mar 28, 2019$265M then
State-registered IARs (5.B.3)17 as of Jun 15, 2026
Mar 28, 20193 then
Employees (5.A)21 as of Jun 15, 2026
Mar 28, 20199 then
Private funds: no history
RAUM +15% over the last fiscal year+18% a year over threeIARs 6 to 17offices 1 to 2
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $89.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $577,267derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 6.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +183%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $138M, 103 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B86%
- Individuals$107M7.1%
- Charitable organizations$76.5M5.0%
- Pension and profit-sharing plans$23.8M1.6%
- Individual clients
- 356reported
- HNW clients
- 304reported
- Pension plan clients
- 11reported
- Charitable clients
- 9reported
- Accounts
- 2,626reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $138M for 103 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason D Prather | Little Rock, Ar | Mar 1, 2018 | 23 y | 2 |
| Matthew Ridgway JonesCertified Financial Planner | Little Rock, Ar | Apr 6, 2018 | 31 y | 2 |
| Wessel A. Zwiegers | Little Rock, Ar | Oct 7, 2019 | 11 y | 0 |
| Kevin Andrew Clark | Little Rock, Ar | Jan 26, 2021 | 33 y | 5 |
| Morgan Boyd Sizer | Little Rock, Ar | Jan 26, 2021 | 13 y | 3 |
| Gregory Gaines YoungChartered Financial Consultant | Little Rock, Ar | Jan 26, 2021 | 35 y | 2 |
| Jessica Marie Heath | Little Rock, Ar | Jan 26, 2021 | 12 y | 2 |
| Norman Joseph StricklandCertified Financial Planner | Little Rock, Ar | Aug 4, 2021 | 23 y | 2 |
| Lauren Elizabeth Young | Little Rock, Ar | Dec 22, 2021 | 11 y | 0 |
| Brian Dean WoodChartered Financial Analyst | Rogers, Ar | Feb 23, 2023 | 30 y | 3 |
| Deann Gaye GannCertified Financial Planner | Rogers, Ar | Mar 1, 2023 | 31 y | 3 |
| Michael Earl PeeblesChartered Financial Analyst | Rogers, Ar | Mar 1, 2023 | 21 y | 5 |
| Beau M Toth | Little Rock, Ar | Aug 7, 2023 | 18 y | 2 |
| Matthew Paul KollCertified Financial Planner | Rogers, Ar | May 21, 2024 | 26 y | 0 |
| Joshua Andrews Putnam | Little Rock, Ar | Jun 6, 2025 | 25 y | 3 |
| Preston Stewart Edwards | Little Rock, Ar | Sep 18, 2025 | 11 y | 0 |
| Riley William Jones | Little Rock, Ar | Aug 21, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- John David Sidery to Uptick Partners, LLCMar 10, 2025 · RIA to RIA
- James Warren Gentry to Retirepath Wealth, LLCFeb 26, 2024 · RIA to a state-registered adviser
- Joshua Enrique Danforth to Mai Capital Management, LLCFeb 24, 2021 · RIA to RIA
Joined, latest
- Joshua Andrews Putnam from Sundvold FinancialJun 6, 2025 · RIA to RIA
- Beau M Toth from LPL Financial LLCAug 7, 2023 · RIA to RIA
- Michael Earl Peebles from Arvest Wealth ManagementMar 1, 2023 · RIA to RIA
- Deann Gaye Gann from Arvest Wealth ManagementMar 1, 2023 · RIA to RIA
- Brian Dean Wood from Arvest Wealth ManagementFeb 23, 2023 · RIA to RIA
- Norman Joseph Strickland from Trent Capital Management, Inc.Aug 4, 2021 · RIA to RIA
- John David Sidery from Charles Schwab & Co., Inc.May 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- Gregory Gaines Young from Trent Capital Management, Inc.Jan 26, 2021 · RIA to RIA
- Kevin Andrew Clark from Trent Capital Management, Inc.Jan 26, 2021 · RIA to RIA
- Jessica Marie Heath from Trent Capital Management, Inc.Jan 26, 2021 · RIA to RIA
- Morgan Boyd Sizer from Trent Capital Management, Inc.Jan 26, 2021 · RIA to RIA
- James Warren Gentry from Capital Markets Iq, LLCApr 3, 2019 · Other
- Matthew Ridgway Jones from Kestra Advisory Services, LLCApr 6, 2018 · Other
- Joshua Enrique Danforth from Kestra Advisory Services, LLCMar 3, 2018 · Other
- Jason D Prather from Kestra Advisory Services, LLCMar 1, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Arvest Wealth ManagementMar 20, 2023 · Bentonville, Ar
- 5 joined from Trent Capital Management, Inc.Mar 31, 2021 · Little Rock, Ar · Firm absorbed
- 2 joined from Kestra Advisory Services, LLCMar 1, 2018 · Little Rock, Ar
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ridgway Matthew Jones · Presidentcontrolsince 03/2018 · owns less than 5%
- William Keith Krueger · Chief Compliance Officer, Chief Operations Officer, And Chief Financial Officercontrolsince 01/2025 · owns less than 5%
- Cecil Robert Roberts · Chief Operating Officer & Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- Ridgway Matthew Jones · Ownercontrolsince 12/2012 · owns 75% or more of Matthew R. Jones, Ltd.
- D Jason Prather · Ownercontrolsince 12/2012 · owns 75% or more of Jason D. Prather, Ltd.
- Boyd Morgan Sizer · Ownercontrolsince 01/2024 · owns 50% to 75% of Little Rock Audio LLC
- Marianne Sage Sizer · Ownercontrolsince 01/2024 · owns 50% to 75% of Little Rock Audio LLC
- Joseph Norman Strickland · Ownercontrolsince 01/2024 · owns 75% or more of Robynmar Investments LLC
Entity owners
- Legacy Capital Wealth · Ownerdirect · owns 75% or more
- Legacy Capital Wealth Holdings, LLC · Ownerdirect · owns 75% or more
- Jason D. Prather, Ltd. · Ownerindirect · owns 50% to 75% of Lcg Wealth Management, LLC
- Lcg Wealth Management, LLC · Ownerindirect · owns 75% or more of Legacy Capital Wealth Holdings, LLC
- Matthew R. Jones, Ltd. · Ownerindirect · owns 50% to 75% of Lcg Wealth Management, LLC
- Little Rock Audio LLC · Ownerdirect · owns 5% to 10%
- Robynmar Investments LLC · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Legacy Capital Group Arkansas, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Rock, Ar · principal | 13 | 2 | 0 | ||
| Rogers, Ar | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rogers, AR3 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 15, 2026PRATHER, JASON, D (OWNER) left Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 15, 2026KRUEGER, KEITH, WILLIAM (CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER, AND CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 15, 2026STRICKLAND, NORMAN, JOSEPH (OWNER) left Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 15, 2026SIZER, SAGE, MARIANNE (OWNER) left Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 15, 2026SIZER, MORGAN, BOYD (OWNER) left Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jun 15, 2026ROBERTS, ROBERT, CECIL (CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-19 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 13, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 17.0 (+183.0%) between the annual amendments of 2025-03-24 and 2026-03-13; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 2,548 to 2,626Jun 6, 2025 to Mar 13, 2026
- Advisory employees · 16 to 17Jun 6, 2025 to Mar 13, 2026
- BD registered reps · 6 to 5Jun 6, 2025 to Mar 13, 2026
- Charity clients · 5 to 9Jun 6, 2025 to Mar 13, 2026
- HNW clients · 229 to 304Jun 6, 2025 to Mar 13, 2026
- Individual clients · 364 to 356Jun 6, 2025 to Mar 13, 2026
- Assets in custody · $119M to $138MJun 6, 2025 to Mar 13, 2026
- State-registered IARs · 6 to 17Jun 6, 2025 to Mar 13, 2026
- Discretionary RAUM · $1.1B to $1.4BJun 6, 2025 to Mar 13, 2026
- HNW RAUM · $1.2B to $1.3BJun 6, 2025 to Mar 13, 2026
- Individual RAUM · $102M to $107MJun 6, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $247M to $77.0MJun 6, 2025 to Mar 13, 2026
- Pension RAUM · $26.8M to $23.8MJun 6, 2025 to Mar 13, 2026
- RAUM · $1.3B to $1.5BJun 6, 2025 to Mar 13, 2026
- Wrap assets (manager) · 0.0 to unsetJun 6, 2025 to Mar 13, 2026
- Wrap assets (sponsor) · 0.0 to unsetJun 6, 2025 to Mar 13, 2026
- Financial planning clients · 51-100 to 51-100Mar 24, 2025 to Jun 6, 2025
- Other offices · 1 to 2Mar 24, 2025 to Jun 6, 2025
- Accounts · 2,360 to 2,548Feb 24, 2025 to Mar 24, 2025
- Advisory employees · 17 to 16Feb 24, 2025 to Mar 24, 2025
- BD registered reps · 7 to 6Feb 24, 2025 to Mar 24, 2025
- HNW clients · 228 to 229Feb 24, 2025 to Mar 24, 2025
- Individual clients · 324 to 364Feb 24, 2025 to Mar 24, 2025
- Pension plan clients · 9 to 11Feb 24, 2025 to Mar 24, 2025
- Assets in custody · $132M to $119MFeb 24, 2025 to Mar 24, 2025
- Employees · 24 to 21Feb 24, 2025 to Mar 24, 2025
- State-registered IARs · 17 to 6Feb 24, 2025 to Mar 24, 2025
- Discretionary RAUM · $891M to $1.1BFeb 24, 2025 to Mar 24, 2025
- HNW RAUM · $987M to $1.2BFeb 24, 2025 to Mar 24, 2025
- Individual RAUM · $103M to $102MFeb 24, 2025 to Mar 24, 2025
- Non-discretionary RAUM · $238M to $247MFeb 24, 2025 to Mar 24, 2025
- Pension RAUM · $21.4M to $26.8MFeb 24, 2025 to Mar 24, 2025
- RAUM · $1.1B to $1.3BFeb 24, 2025 to Mar 24, 2025
- Accounts · 2,139 to 2,360Aug 7, 2023 to Mar 19, 2024
- Charity clients · unset to 5.0Aug 7, 2023 to Mar 19, 2024
- Individual clients · 292 to 324Aug 7, 2023 to Mar 19, 2024
- Pension plan clients · 8 to 9Aug 7, 2023 to Mar 19, 2024
- Assets in custody · $8.3M to $132MAug 7, 2023 to Mar 19, 2024
- Employees · 23 to 24Aug 7, 2023 to Mar 19, 2024
- Financial planning clients · 1-10 to 51-100Aug 7, 2023 to Mar 19, 2024
Signals
14 dated events
- Legacy Capital Wealth Partners, Llc reported 17 state-registered advisory representatives, up from 6 (2025-06-06 to 2026-03-13)Mar 13, 2026 · Advisor headcount change · derived
- Legacy Capital Wealth Partners, Llc reported 6 state-registered advisory representatives, down from 17 (2025-02-24 to 2025-03-24)Mar 24, 2025 · Advisor headcount change · derived
- John David Sidery left Legacy Capital Wealth Partners, Llc for Uptick Partners, Llc (registered 2025-02-20)Mar 10, 2025 · Advisor changed firm · fact
- Boyd Morgan Sizer (Owner) appeared on Schedule A of Legacy Capital Wealth Partners, LlcMar 19, 2024 · Control person joined · fact
- Joseph Norman Strickland (Owner) appeared on Schedule A of Legacy Capital Wealth Partners, LlcMar 19, 2024 · Control person joined · fact
- Marianne Sage Sizer (Owner) appeared on Schedule A of Legacy Capital Wealth Partners, LlcMar 19, 2024 · Control person joined · fact
- Alan David Trent (Owner) no longer on Schedule A of Legacy Capital Wealth Partners, Llc (listed 2023-08-07, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- James Warren Gentry left Legacy Capital Wealth Partners, Llc for Retirepath Wealth, Llc (registered 2025-01-02)Feb 26, 2024 · Advisor changed firm · fact
- Legacy Capital Wealth Partners, Llc reported RAUM $918.5M, up 64% from $560.1M (2022-11-29 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- 3 advisors left Arvest Wealth Management (Bentonville, AR) for Legacy Capital Wealth Partners, LLC on the same dayMar 20, 2023 · Team lift-out · derived
- Legacy Capital Wealth Partners, Llc reported RAUM $514.4M, up 75% from $293.3M (2020-10-29 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Alan David Trent (Owner) appeared on Schedule A of Legacy Capital Wealth Partners, LlcMar 19, 2021 · Control person joined · fact
- Cecil Robert Roberts (Chief Compliance Officer) appeared on Schedule A of Legacy Capital Wealth Partners, LlcJun 7, 2019 · Control person joined · fact
- Legacy Capital Wealth Partners, Llc filed its initial SEC registration (Form ADV)Jan 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 479-789-7899reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 501-376-7878reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- legacycapitalwp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 501-376-7878reportedpublic record, Form ADV, Jun 15, 2026
- Team page
- legacycapitalwp.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026