DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• C•••••• I•••
Latest filing Mar 3, 2026
First filing on the tape Mar 30, 2022 · 8 filings
SEC status approved since May 3, 2022
RAUM
$238M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$195M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$79.5M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$238M as of Mar 3, 2026
Mar 16, 2023$112M then
HNW client RAUM$183M as of Mar 3, 2026
Mar 16, 2023$80.2M then
State-registered IARs (5.B.3)3 as of Mar 3, 2026
Mar 16, 20231 then
Employees (5.A)8 as of Mar 3, 2026
Mar 16, 20237 then
Private funds: no history
RAUM +28% over the last fiscal year+29% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $79.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $65.2M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$183M77%
- Charitable organizations$43.2M18%
- Individuals$11.9M5.0%
- Individual clients
- 29reported
- HNW clients
- 41reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 211reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.2M for 30 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• J•• T•••••Chartered Financial Analyst | Edmond, Ok | Mar 9, 2018 | 30 y | 1 |
| C•••• M••••••Certified Financial Planner | Edmond, Ok | Aug 18, 2023 | 10 y | 0 |
| S••••• C••••••• Y•••••Certified Financial Planner | Edmond, Ok | Nov 18, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• J•• T••••• from M•••••• W••••• A•••••••Mar 9, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• C••••••• J•• · Chief Compliance Officercontrolsince 12/2017 · owns less than 5%
- M••••••• E••••••••• M•••• · Trusteesince 03/2015 · owns 50% to 75% of J••• A•• E•••••••• M•••••• T••••
- M••••••• J•••• M••• · Trusteesince 03/2015 · owns 50% to 75% of J••• A•• E•••••••• M•••••• T••••
Entity owners
- J••• A•• E•••••••• M•••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Edmond, Ok · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 3, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-20, yes on the filing of 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 62 to 211Mar 20, 2025 to Mar 3, 2026
- Advisory employees · 2 to 3Mar 20, 2025 to Mar 3, 2026
- Advisory activities · 1 to 2Mar 20, 2025 to Mar 3, 2026
- Charity clients · 1.0 to unsetMar 20, 2025 to Mar 3, 2026
- HNW clients · 32 to 41Mar 20, 2025 to Mar 3, 2026
- Assets in custody · $23.4M to $65.2MMar 20, 2025 to Mar 3, 2026
- Financial planning clients · 0 to Mar 20, 2025 to Mar 3, 2026
- State-registered IARs · 2 to 3Mar 20, 2025 to Mar 3, 2026
- Discretionary RAUM · $186M to $238MMar 20, 2025 to Mar 3, 2026
- HNW RAUM · $139M to $183MMar 20, 2025 to Mar 3, 2026
- Individual RAUM · $12.1M to $11.9MMar 20, 2025 to Mar 3, 2026
- RAUM · $186M to $238MMar 20, 2025 to Mar 3, 2026
- Accounts · 183 to 62Aug 13, 2024 to Mar 20, 2025
- HNW clients · 24 to 32Aug 13, 2024 to Mar 20, 2025
- Assets in custody · $12.2M to $23.4MAug 13, 2024 to Mar 20, 2025
- Employees · 7 to 8Aug 13, 2024 to Mar 20, 2025
- Financial planning clients · 0 to 0Aug 13, 2024 to Mar 20, 2025
- Discretionary RAUM · $156M to $186MAug 13, 2024 to Mar 20, 2025
- HNW RAUM · $115M to $139MAug 13, 2024 to Mar 20, 2025
- Individual RAUM · $12.6M to $12.1MAug 13, 2024 to Mar 20, 2025
- RAUM · $156M to $186MAug 13, 2024 to Mar 20, 2025
- Accounts · 136 to 183Mar 16, 2023 to Feb 9, 2024
- Advisory employees · 1 to 2Mar 16, 2023 to Feb 9, 2024
- HNW clients · 23 to 24Mar 16, 2023 to Feb 9, 2024
- Individual clients · 25 to 29Mar 16, 2023 to Feb 9, 2024
- Assets in custody · $9.4M to $12.2MMar 16, 2023 to Feb 9, 2024
- State-registered IARs · 1 to 2Mar 16, 2023 to Feb 9, 2024
- Discretionary RAUM · $112M to $156MMar 16, 2023 to Feb 9, 2024
- HNW RAUM · $80.2M to $115MMar 16, 2023 to Feb 9, 2024
- Individual RAUM · $12.6M to $12.6MMar 16, 2023 to Feb 9, 2024
- RAUM · $112M to $156MMar 16, 2023 to Feb 9, 2024
- Accounts · 124 to 136May 24, 2022 to Mar 16, 2023
- Advisory activities · 2 to 1May 24, 2022 to Mar 16, 2023
- Individual clients · 19 to 25May 24, 2022 to Mar 16, 2023
- Assets in custody · $11.6M to $9.4MMay 24, 2022 to Mar 16, 2023
- Employees · 6 to 7May 24, 2022 to Mar 16, 2023
- Discretionary RAUM · $123M to $112MMay 24, 2022 to Mar 16, 2023
- HNW RAUM · $97.1M to $80.2MMay 24, 2022 to Mar 16, 2023
- Individual RAUM · $9.2M to $12.6MMay 24, 2022 to Mar 16, 2023
- RAUM · $123M to $112MMay 24, 2022 to Mar 16, 2023
Signals
1 dated events
- J•• C•••••• I••• filed its initial SEC registration (Form ADV)Mar 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jm2capital.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 405-285-2878reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/jm2-capital-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- JM2CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (405) 285-2878reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- jm2capital.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026