DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• F•••••••• G••••
Legal name M••••••••• F•••••••• G••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 13, 2018 · 37 filings
SEC status approved since Apr 13, 2018
RAUM
$721M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$711M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$180M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$721M as of Mar 31, 2026
Mar 21, 2019$260M then
HNW client RAUM$501M as of Mar 31, 2026
Mar 21, 2019$130M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 21, 20195 then
Employees (5.A)9 as of Mar 31, 2026
Mar 21, 201910 then
Private funds: no history
RAUM +16% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $180MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 205derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $312,154derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $721MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$501M69%
- Individuals$210M29%
- Pension and profit-sharing plans$8.0M1.1%
- Charitable organizations$2.0M0.3%
- Individual clients
- 490reported
- HNW clients
- 328reported
- Pension plan clients
- 12reported
- Charitable clients
- n/areported
- Accounts
- 2,309reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••••• W••••Certified Financial Planner | Fort Lauderdale, Fl | May 17, 2018 | 14 y | 1 |
| I•• S•••• M•••••••••Certified Financial Planner | Melville, Ny | Jun 15, 2018 | 30 y | 1 |
| M•••••• D••••• W•••••Certified Financial Planner | Melville, Ny | Nov 12, 2020 | 35 y | 0 |
| J••••• R•••• C•••••••• | Fort Lauderdale, Fl | Jul 15, 2022 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• R•••• C•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- I•• S•••• M••••••••• from O•••• W•••••• I•••Jun 15, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• J••••• W•••• from O•••• W•••••• I•••May 17, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• I••• S•••• · Principal/Chief Compliance Officercontrolsince 01/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boynton Beach, Fl · principal | 4 | 0 | 0 | ||
| Fort Lauderdale, Fl | 3 | 0 | 0 | ||
| Melville, Ny | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Melville, NY4 employees
- Fort Lauderdale, FL3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 99% (1482 comparable advisers, 0.0th percentile, 33.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 0.0% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 769.0 to 2,309.0 (+200.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was +6.0% (1256 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 769 to 2,309Aug 6, 2025 to Mar 31, 2026
- Corporate clients · 6.0 to unsetAug 6, 2025 to Mar 31, 2026
- HNW clients · 423 to 328Aug 6, 2025 to Mar 31, 2026
- Individual clients · 319 to 490Aug 6, 2025 to Mar 31, 2026
- Pension plan clients · 20 to 12Aug 6, 2025 to Mar 31, 2026
- Employees · 8 to 9Aug 6, 2025 to Mar 31, 2026
- HNW RAUM · $484M to $501MAug 6, 2025 to Mar 31, 2026
- Individual RAUM · $127M to $210MAug 6, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $623M to $721MAug 6, 2025 to Mar 31, 2026
- Pension RAUM · $6.1M to $8.0MAug 6, 2025 to Mar 31, 2026
- RAUM · $623M to $721MAug 6, 2025 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Mar 20, 2025 to Jul 15, 2025
- Accounts · 1,920 to 769Mar 8, 2024 to Mar 20, 2025
- BD registered reps · 5 to 4Mar 8, 2024 to Mar 20, 2025
- Corporate clients · 7 to 6Mar 8, 2024 to Mar 20, 2025
- HNW clients · 378 to 423Mar 8, 2024 to Mar 20, 2025
- Individual clients · 222 to 319Mar 8, 2024 to Mar 20, 2025
- Pension plan clients · 22 to 20Mar 8, 2024 to Mar 20, 2025
- HNW RAUM · $383M to $484MMar 8, 2024 to Mar 20, 2025
- Individual RAUM · $128M to $127MMar 8, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $524M to $623MMar 8, 2024 to Mar 20, 2025
- Pension RAUM · $4.5M to $6.1MMar 8, 2024 to Mar 20, 2025
- RAUM · $524M to $623MMar 8, 2024 to Mar 20, 2025
- Accounts · 1,709 to 1,920Dec 20, 2023 to Mar 7, 2024
- Advisory employees · 5 to 4Dec 20, 2023 to Mar 7, 2024
- Corporate clients · unset to 7.0Dec 20, 2023 to Mar 7, 2024
- HNW clients · 395 to 378Dec 20, 2023 to Mar 7, 2024
- Individual clients · 265 to 222Dec 20, 2023 to Mar 7, 2024
- Pension plan clients · 19 to 22Dec 20, 2023 to Mar 7, 2024
- Employees · 12 to 8Dec 20, 2023 to Mar 7, 2024
- State-registered IARs · 5 to 4Dec 20, 2023 to Mar 7, 2024
- HNW RAUM · $297M to $383MDec 20, 2023 to Mar 7, 2024
- Individual RAUM · $127M to $128MDec 20, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $437M to $524MDec 20, 2023 to Mar 7, 2024
- Pension RAUM · $3.7M to $4.5MDec 20, 2023 to Mar 7, 2024
- RAUM · $437M to $524MDec 20, 2023 to Mar 7, 2024
- Advisory employees · 6 to 5Sep 29, 2023 to Dec 1, 2023
- BD registered reps · 6 to 5Sep 29, 2023 to Dec 1, 2023
- State-registered IARs · 6 to 5Sep 29, 2023 to Dec 1, 2023
- Other offices · 1 to 2Mar 9, 2023 to Sep 29, 2023
Signals
2 dated events
- Howard Materetsky (Principal) no longer on Schedule A of M••••••••• F•••••••• G•••• (listed 2023-12-20, absent 2024-03-07)Mar 7, 2024 · Control person left · inference
- M••••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Mar 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@materetsky.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 516-227-1111reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 516-227-1144reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-735-9227reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/materetsky-financial-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- M•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-735-9227reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $180Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026