DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Scs Financial Partners LLC

Former SEC-registered adviserBoston, MassachusettsCRD 292471SEC 801-113841IAPD
Latest filing Aug 24, 2018
First filing on the tape Jan 26, 2018 · 4 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Aug 24, 2018
Jan 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 24, 2018
Jan 26, 20180 then
Employees (5.A)5 as of Aug 24, 2018
Jan 26, 20184 then
Private funds: no history
Practice profile
derived from the filing of Aug 24, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Henley Peter Mattoon · Chief Executive Officercontrol
        since 01/2018 · owns less than 5%
      • Edward Joseph Mccuine · Managing Directorcontrol
        since 01/2018 · owns less than 5%
      • Mark Stephen Oristaglio · Managing Directorcontrol
        since 01/2018 · owns less than 5%
      • Nessa Pamela Perskie · Managing Directorcontrol
        since 01/2018 · owns less than 5%
      • Carl William Walser · Managing Directorcontrol
        since 01/2018 · owns less than 5%
      • Richard Jonathan Walsh · Chief Compliance Officercontrol
        since 01/2018 · owns less than 5%
      • Mark Wahlberg · Trusteecontrol
        since 11/2002 · owns 75% or more of Mark Wahlberg Trust Dated November 11, 2002
      Entity owners
      • Closest To The Bay, LLC · Member (Manager)
        direct · owns 25% to 50%
      • Scs Capital Management LLC · Member (Manager)
        direct · owns 25% to 50%
      • Focus Financial Partners Inc. · Member
        indirect · owns 75% or more of Focus Financial Partners, LLC · public reporting company
      • Focus Financial Partners, LLC · Member
        indirect · owns 75% or more of Focus Operating, LLC
      • Focus Operating, LLC · Member
        indirect · owns 75% or more of Scs Capital Management LLC
      • Mark Wahlberg Trust Dated November 11, 2002 · Member
        indirect · owns 75% or more of Closest To The Bay, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 4
        Jul 17, 2018 to Aug 24, 2018
      • Employees · 4 to 5
        Jul 17, 2018 to Aug 24, 2018
      Signals
      1 dated events
      • Scs Financial Partners Llc filed its initial SEC registration (Form ADV)
        Jan 26, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026