DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Scs Capital Management LLC

Independent wealth managerBoston, MassachusettsCRD 122258SEC 801-61448website IAPD

Latest filing Jul 14, 2026

First filing on the tape Mar 30, 2012 · 52 filings

SEC status approved since Sep 6, 2002

RAUM

$49B

reported, Item 5.F

Discretionary

87%

of RAUM

Private clients

62%

$30B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$624M

derived; firm RAUM over IAPD count

Employees

213

99 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

52 filings and snapshots on the tape

RAUM$49B as of Jul 14, 2026

Mar 30, 2012$8.3B then

HNW client RAUM$30B as of Jul 14, 2026

Mar 29, 2018$11B then

State-registered IARs (5.B.3)85 as of Jul 14, 2026

Mar 28, 20130 then

Employees (5.A)213 as of Jul 14, 2026

Mar 28, 201360 then

Private funds62 as of Jul 14, 2026

Mar 30, 201211 then

RAUM +13% over the last fiscal year+19% a year over threeIARs 73 to 85offices 10 to 12

Practice profile

derived from the filing of Jul 14, 2026; every figure names its basis

Archetypes, each a printed rule

Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: $624MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $61.9MderivedHNW RAUM over HNW clients
Average account: $68.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 87%derivedof RAUM
Institutional: 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.7derivedItem 5.A over advisors
Advisors per office: 6.0derived13 offices incl. principal (1.F.5)
RAUM growth, one year: +13%derivedbetween the last two annual amendments
Advisor growth, one year: +16%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
Financial planning clients: 500reportedItem 5.H
Custody: $36B, 529 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$30B62%
Pooled investment vehicles$17B35%
Charitable organizations$883M1.8%
Corporations and businesses$166M0.3%
Investment companies$95.8M0.2%
State and municipal entities$72.9M0.1%
Other investment advisers$31.6M0.1%

Individual clients: n/areported
HNW clients: 491reported
Pension plan clients: n/areported
Charitable clients: 14reported
Accounts: 713reported
Financial planning clients: 500reported
Wrap fee programs: noreported
Custody of client assets: $36B for 529 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.62 fund_share=0.35 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

79 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Derek Michael DobeckiCertified Financial Planner	Boston, Ma	Oct 27, 2014	28 y	0
Douglas Richard Ederle	West Palm Beach, Fl	Feb 17, 2017	23 y	0
Antony James Abbiati	Boston, Ma	Feb 17, 2017	29 y	0
Christopher John Stone	West Palm Beach, Fl	Dec 8, 2017	21 y	0
Alice Duncan Burley	Boston, Ma	Jan 23, 2018	10 y	0
Caroline Elizabeth KnuffCertified Financial Planner	Boston, Ma	Apr 10, 2019	14 y	0
Lillian Cullen HomerCertified Financial Planner	Boston, Ma	May 29, 2019	18 y	0
Kyle Joseph TraceyCertified Financial Planner	Providence, Ri	May 29, 2019	17 y	2
Matthew Charles BadavasCertified Financial Planner	Boston, Ma	Jun 18, 2019	14 y	0
Brett Frost MurdockCertified Financial Planner	Boston, Ma	Jun 18, 2019	14 y	0
Kathleen Burke LongoCertified Financial Planner	Boston, Ma	Jun 18, 2019	12 y	0
John Thomas HomanCertified Financial Planner	Boston, Ma	Aug 21, 2019	13 y	0
Marcelo Alves VedovattoChartered Financial Analyst	Boston, Ma	Aug 27, 2019	19 y	0
Stephen Barrett CarlsonChartered Financial Analyst	Boston, Ma	Aug 27, 2019	18 y	0
Brian Raymond Blanchard	Boston, Ma	Nov 27, 2019	23 y	0
Nicholas Joseph Sharis	Boston, Ma	Dec 11, 2019	15 y	0
Samuel James HolbertCertified Financial Planner	New York, Ny	Feb 2, 2021	17 y	0
Ryan Douglas EderleCertified Financial Planner	Boston, Ma	Dec 23, 2021	13 y	0
Michael John HassettCertified Financial Planner	Boston, Ma	Jan 7, 2022	12 y	0
Allison Hope Gulman	Boston, Ma	Mar 24, 2023	14 y	0
Alexander Bryan CoteCertified Financial Planner	Boston, Ma	Feb 14, 2024	12 y	1
Peter VilimCertified Financial Planner	Boston, Ma	Feb 14, 2024	12 y	1
Gerard F BurkeCertified Financial Planner	Boston, Ma	Mar 20, 2024	16 y	0
Andrew Edward Janfaza	West Palm Beach, Fl	May 22, 2024	30 y	3
Philip Marvin Saba	Boston, Ma	Jul 17, 2024	13 y	0
Clare Katherine Harker	Boston, Ma	Aug 6, 2024	15 y	0
Sophie Alexandra Mattoon	Boston, Ma	Oct 9, 2024	12 y	0
Robert Christopher Bernardin	Boston, Ma	Oct 17, 2024	10 y	0
Robert Charles WymanChartered Financial Analyst	Boston, Ma	Nov 18, 2024	11 y	0
Kerry Frances Murphy Mittelholzer	Boston, Ma	Dec 18, 2024	9 y	0
Rory Leandrew Wilfork	Boston, Ma	Jan 16, 2025	28 y	0
Nicholas Reed Charleston	Boston, Ma	Jan 24, 2025	12 y	2
Matthew Brendan Brazel	Boston, Ma	Jan 31, 2025	11 y	0
Amanda Carol Henry	Dallas, Tx	Feb 3, 2025	10 y	2
Ansel Lewis Davis	Nashville, Tn	Feb 6, 2025	25 y	2
Albert Amis Rayle	Boston, Ma	Feb 6, 2025	43 y	2
Jacobi Ray Padgett	Boston, Ma	Feb 6, 2025	15 y	2
Brad D Parsons	Dallas, Tx	Feb 6, 2025	17 y	1
Shelby Grace Potz-NielsenCertified Financial Planner	Dallas, Tx	Feb 6, 2025	12 y	2
William C SkeeanChartered Financial Analyst	Atlanta, Ga	Feb 6, 2025	23 y	2

All 79 advisors at Scs Capital Management LLC

Advisor movement

3 left, 3 joined in 12 months

net 0 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 3.8% of current headcount5 left over 36 months

Left, latest

Travis Jason Broadhurst to Sweeney Financial Advisors
Jul 7, 2026 · RIA to RIA
Cody R Mccallum to Ballentine Partners
Mar 30, 2026 · RIA to RIA
Keaton Kyle Himsl to J.P. Morgan Securities LLC
Dec 3, 2025 · RIA to wirehouse
Michael Richard Leclerc to Cmh Wealth Management, LLC
Aug 27, 2025 · RIA to RIA
Alanna Paiva Robinson to Ballentine Partners
Oct 28, 2024 · RIA to RIA
Zachary Maxwell Clifford to Captrust
Sep 6, 2023 · Other
Alexandra Mary Rooney to Revolve Wealth Partners, LLC
Apr 19, 2023 · RIA to RIA
Jocelyn Schwartz to Wescott Financial Advisory Group LLC
Mar 1, 2021 · RIA to RIA

Joined, latest

Kristen Caseley from Hightower Advisors, LLC
Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
Julia Leahy Milbury from Capital Group Private Client Services, Inc.
Aug 12, 2026 · RIA to RIA
Jared Robert Markson from Jordan Park Group LLC
Apr 6, 2026 · RIA to RIA
Cole Cedric Charlton from Westwood Wealth Management
May 29, 2025 · RIA to RIA
Nowland Bennett Gwynn from Edge Capital Group, LLC
May 20, 2025 · RIA to RIA
Lauren Ann Manning from Cw Advisors, LLC
Apr 29, 2025 · RIA to RIA
Kameron Robert Gilchrest from Lake Street Advisors
Mar 5, 2025 · RIA to RIA
Carolyn Bunting Ryan Decker from Lake Street Advisors
Mar 4, 2025 · RIA to RIA
Paul Llewellyn Robertson from Edge Capital Group, LLC
Mar 3, 2025 · RIA to RIA
Norman Eugene Webb from Lake Street Advisors
Mar 3, 2025 · RIA to RIA
Melissa Olszak from Lake Street Advisors
Mar 3, 2025 · RIA to RIA
Cody R Mccallum from Lake Street Advisors
Mar 3, 2025 · RIA to RIA
Ryan Patrick Nolan from Lake Street Advisors
Mar 3, 2025 · RIA to RIA
Nicole Renee Bousquet from Lake Street Advisors
Mar 3, 2025 · RIA to RIA
Kieran James Lynch from Lake Street Advisors
Mar 3, 2025 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

18 joined from Lake Street Advisors
Mar 11, 2025 · Portsmouth, Nh · Firm absorbed
5 joined from Edge Capital Group, LLC
Feb 6, 2025 · Dallas, Tx
14 joined from Edge Capital Group, LLC
Feb 4, 2025 · Atlanta, Ga · Firm absorbed

Teams out Teams in

Private funds

76 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Independent Return, LLC	Hedge Fund	$1.9B	601	Mar 30, 2012
Public Markets, LLC	Hedge Fund	$1.8B	455	Mar 30, 2012
Core Income, LLCno longer reported	Hedge Fund	$1.6B	461	Mar 30, 2012
Private Equity Vi, LP	Private Equity Fund	$1.5B	409	Jan 9, 2019
Private Equity V, LLC	Private Equity Fund	$1.3B	302	Mar 30, 2017
Private Equity Viii - Buyouts, LP	Private Equity Fund	$791M	901	Oct 15, 2021
Private Equity Ix - Buyouts, LP	Private Equity Fund	$694M	271	Mar 31, 2023
Private Equity Ix - Venture/Growth, LP	Private Equity Fund	$640M	274	Mar 31, 2023
Private Co-Investment Opportunities II, LP	Private Equity Fund	$618M	1,099	Nov 16, 2020
Private Equity Vii - Buyouts, LP	Private Equity Fund	$614M	926	Jun 30, 2020
Private Equity Viii - Venture/Growth, LP	Private Equity Fund	$583M	879	Oct 15, 2021
Private Equity IV, LLC	Private Equity Fund	$567M	222	Nov 11, 2015
International Public Equity, LLCno longer reported	Hedge Fund	$464M	327	Mar 30, 2012
Private Co-Investment Opportunities IV, LP	Private Equity Fund	$407M	279	Mar 31, 2023
Private Equity Vii - Venture/Growth, LP	Private Equity Fund	$400M	946	Jun 30, 2020
Private Opportunistic Assets - Real Assets, LP	Private Equity Fund	$370M	403	Oct 15, 2021
Private Co-Investment Opportunities, LLC	Private Equity Fund	$360M	303	Mar 20, 2019
Private Co-Investment Opportunities III, LP	Private Equity Fund	$327M	900	Oct 15, 2021
Early-Stage Venture Opportunities, LP	Private Equity Fund	$254M	951	Nov 16, 2020
Scs Opportunities Fund Ltdno longer reported	Hedge Fund	$247M	139	Mar 30, 2012
Private Real Assets III - Real Estate, LLC	Private Equity Fund	$244M	309	Oct 4, 2019
Private Opportunistic Assets - Opportunistic, LP	Other Private Fund	$237M	419	Oct 15, 2021
Private Equity III, LLC	Private Equity Fund	$235M	191	Feb 21, 2014
Scs Fixed Income Strategies Fund LLCno longer reported	Hedge Fund	$234M	204	Mar 30, 2012
Hedged Equity, LLC	Hedge Fund	$233M	612	Mar 30, 2012
Early-Stage Venture Opportunities II, LP	Private Equity Fund	$224M	885	Oct 15, 2021
Private Equity X - Venture/Growth, LP		$221M	486	Jul 14, 2026
Private Credit III, LLC	Other Private Fund	$200M	307	Mar 29, 2018
Private Opportunistic Assets II - Opportunistic, LP	Private Equity Fund	$200M	0	Sep 27, 2023
Private Credit IV - Opportunistic, LP	Other Private Fund	$197M	443	Jun 30, 2020
Private Opportunistic Assets II - Real Assets, LP	Private Equity Fund	$174M	0	Sep 27, 2023
Private Equity X - Buyouts, LP		$168M	489	Jul 14, 2026
Private Credit IV - Income, LP	Other Private Fund	$148M	438	Jun 30, 2020
Private Real Assets I, LLC	Private Equity Fund	$144M	245	Mar 30, 2015
Multi-Sector Credit, LLC	Hedge Fund	$137M	504	Aug 2, 2017
Private Real Assets II - Real Estate, LLC	Private Equity Fund	$108M	278	Aug 2, 2017
Private Co-Investment Opportunities V, LP		$107M	494	Jul 14, 2026
Scs Institutional Investment Fund Spc For The Account Of Scs Institutional Fund II Segregated Portfoliono longer reported	Hedge Fund	$104M	1	Nov 11, 2015
Private Credit II, LLC	Other Private Fund	$91.1M	262	Mar 30, 2016
Private Credit IV Offshore, LP	Other Private Fund	$75.2M	67	Sep 11, 2020

All funds of Scs Capital Management LLC

Owners and control persons

Schedule A and B, latest filing

James Antony Abbiati · Chief Executive Officercontrol
since 10/2019 · owns less than 5%
J. Nicholas Asselin · Chief Compliance Officercontrol
since 01/2026 · owns less than 5%
Thomas Colin Campbell · Chief Financial Officercontrol
since 02/2025 · owns less than 5%
Richard Douglas Ederle · Managing Directorcontrol
since 11/2002 · owns less than 5%
Carlyle Peter Lacaillade · Managing Directorcontrol
since 12/2015 · owns less than 5%
Lane Bradley Macdonald · Chief Investment Officercontrol
since 07/2024 · owns less than 5%
Henley Peter Mattoon · Executive Charimancontrol
since 10/2019 · owns less than 5%
Adrienne Penta · National Head Of Wealth Managementcontrol
since 01/2025 · owns less than 5%
Marie Melissa Schneberger · Chief Talent Officercontrol
since 01/2025 · owns less than 5%
C William Skeean · Presidentcontrol
since 02/2025 · owns less than 5%
Alves Marcelo Vedovatto · Chief Operating Officercontrol
since 01/2022 · owns less than 5%
Richard Jonathan Walsh · Chief Compliance Officercontrol
since 01/2017 · owns less than 5%

Entity owners

Focus Operating, LLC · Member (Manager)
direct · owns 75% or more
Cd&R Ferdinand Co-Investor, L.P. · Partner
indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
Cd&R Ferdinand Holdings, L.P. · Partner
indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
Clayton, Dubilier, & Rice Fund Xii, L.P. · Partner
indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Ferdinand Ffp Intermediate Holdings, LLC · Member
indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
Ferdinand Ffp Parent, Inc. · Member
indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
Ferdinand Ffp Ultimate Holdings, LP · Shareholder
indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
indirect · owns 75% or more of Focus Financial Partners Inc.
Focus Financial Partners Inc. · Member
indirect · owns 75% or more of Focus Financial Partners, LLC
Focus Financial Partners, LLC · Member
indirect · owns 75% or more of Focus Operating, LLC
Focus Scs Holdings, Inc. · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

Adero Partners, LLC
investment advisernRAUM $4.4B
Bordeaux Wealth Advisors
investment advisernRAUM $5.6B
Cardinal Point Wealth Management
investment advisernRAUM $4.8B
Connectus Wealth
investment advisernRAUM $8.7B
Cornerstone Wealth
investment advisernRAUM $2.5B
Crestwood Advisors
investment advisernRAUM $8.0B
Douglas C. Lane & Associates
investment advisernRAUM $8.4B
Fairway Wealth Management LLC
investment advisernRAUM $3.0B
Focus Risk Solutions, LLC
real estaten
Fourthought Financial Partners, LLC.
investment advisernRAUM $1.9B
Gw & Wade, LLC
investment advisernRAUM $8.9B
Gyl Financial Synergies, LLC
investment advisernRAUM $6.1B
Lvw Advisors, LLC
investment advisernRAUM $2.5B
Mosaic Wealth
investment advisernRAUM $2.0B
Octogone Na
investment advisernRAUM $470M
Ppt Incentive Partners, LLC
pooled vehicle sponsory
Prime Quadrant Corp
investment advisern
Private Credit Strategies III Offshore Gp, LLC
pooled vehicle sponsory
Scs Private Co-Investment Opportunities Gp, LLC
pooled vehicle sponsory
Scs Private Equity IV Gp, LLC
pooled vehicle sponsory
Scs Private Equity V Gp, LLC
pooled vehicle sponsory
Scs Private Equity Vi Gp, LLC
pooled vehicle sponsory
Scs Private Investment Gp, LLC
pooled vehicle sponsory
Sound View Wealth Advisors Group, LLC
investment advisernRAUM $2.3B
The Fiduciary Group
investment advisernRAUM $2.0B
The Portfolio Strategy Group, LLC
investment advisernRAUM $2.6B
Ullmann Wealth Partners
investment advisernRAUM $1.3B
Waddell & Associates, LLC
investment advisernRAUM $2.4B

Advisers that list Scs Capital Management LLC as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Boston, Ma · principal	76	5	2
Portsmouth, Nh	11	2	1
Atlanta, Ga	10	0	0
New York, Ny	6	1	0
Dallas, Tx	6	0	0
West Palm Beach, Fl	4	0	0
Providence, Ri	3	0	0
Los Angeles, Ca	2	1	0

Offices

Schedule D 1.F, the 25 largest

New York, NY4 employees
Providence, RI4 employees
Los Angeles, CA3 employees
West Palm Beach, FL2 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 14, 2026
SKEEAN, WILLIAM, C (PRESIDENT) appeared on Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
PENTA, ADRIENNE (NATIONAL HEAD OF WEALTH MANAGEMENT) appeared on Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
ASSELIN, NICHOLAS, J. (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
MATTOON, PETER, HENLEY (EXECUTIVE CHARIMAN) left Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
EDERLE, DOUGLAS, RICHARD (MANAGING DIRECTOR) left Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
LACAILLADE, PETER, CARLYLE (MANAGING DIRECTOR) left Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jul 14, 2026
WALSH, JONATHAN, RICHARD (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-12 and 2026-07-14
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Private funds · 60 to 62
Mar 19, 2026 to Jul 14, 2026
Accounts · 722 to 713
Jan 20, 2026 to Mar 19, 2026
Advisory employees · 98 to 99
Jan 20, 2026 to Mar 19, 2026
HNW clients · 501 to 491
Jan 20, 2026 to Mar 19, 2026
Pooled vehicle clients · 76 to 78
Jan 20, 2026 to Mar 19, 2026
Assets in custody · $33B to $36B
Jan 20, 2026 to Mar 19, 2026
Employees · 210 to 213
Jan 20, 2026 to Mar 19, 2026
State-registered IARs · 73 to 85
Jan 20, 2026 to Mar 19, 2026
Other offices · 10 to 12
Jan 20, 2026 to Mar 19, 2026
Private funds · 59 to 60
Jan 20, 2026 to Mar 19, 2026
Discretionary RAUM · $37B to $42B
Jan 20, 2026 to Mar 19, 2026
HNW RAUM · $27B to $30B
Jan 20, 2026 to Mar 19, 2026
Non-discretionary RAUM · $6.3B to $6.4B
Jan 20, 2026 to Mar 19, 2026
Pooled vehicle RAUM · $15B to $17B
Jan 20, 2026 to Mar 19, 2026
RAUM · $43B to $49B
Jan 20, 2026 to Mar 19, 2026
Accounts · 627 to 722
Feb 28, 2025 to Mar 31, 2025
Advisory employees · 78 to 98
Feb 28, 2025 to Mar 31, 2025
Charity clients · 13 to 14
Feb 28, 2025 to Mar 31, 2025
HNW clients · 421 to 501
Feb 28, 2025 to Mar 31, 2025
Pooled vehicle clients · 75 to 76
Feb 28, 2025 to Mar 31, 2025
Assets in custody · $29B to $33B
Feb 28, 2025 to Mar 31, 2025
Employees · 175 to 210
Feb 28, 2025 to Mar 31, 2025
Financial planning clients · 251-500 to More than 500
Feb 28, 2025 to Mar 31, 2025
State-registered IARs · 52 to 73
Feb 28, 2025 to Mar 31, 2025
Other offices · 9 to 10
Feb 28, 2025 to Mar 31, 2025
Private funds · 58 to 59
Feb 28, 2025 to Mar 31, 2025
Discretionary RAUM · $35B to $37B
Feb 28, 2025 to Mar 31, 2025
HNW RAUM · $23B to $27B
Feb 28, 2025 to Mar 31, 2025
Non-discretionary RAUM · $4.6B to $6.3B
Feb 28, 2025 to Mar 31, 2025
Pooled vehicle RAUM · $15B to $15B
Feb 28, 2025 to Mar 31, 2025
RAUM · $40B to $43B
Feb 28, 2025 to Mar 31, 2025
Accounts · 366 to 627
Jul 12, 2024 to Feb 28, 2025
Advisory employees · 45 to 78
Jul 12, 2024 to Feb 28, 2025
Advisory activities · 6 to 8
Jul 12, 2024 to Feb 28, 2025
Charity clients · unset to 13.0
Jul 12, 2024 to Feb 28, 2025
Corporate clients · unset to 5.0
Jul 12, 2024 to Feb 28, 2025
HNW clients · 210 to 421
Jul 12, 2024 to Feb 28, 2025
Pooled vehicle clients · 67 to 75
Jul 12, 2024 to Feb 28, 2025
Assets in custody · $25B to $29B
Jul 12, 2024 to Feb 28, 2025
Employees · 127 to 175
Jul 12, 2024 to Feb 28, 2025

Signals

50 dated events

Kristen Caseley registered as an investment adviser representative at Scs Capital Management Llc
Sep 16, 2026 · Advisor registered · fact
Travis Jason Broadhurst left Scs Capital Management Llc for Sweeney Financial Advisors (registered 2026-08-03)
Jul 7, 2026 · Advisor changed firm · fact
Cody R Mccallum left Scs Capital Management Llc for Ballentine Partners (registered 2026-05-01)
Mar 30, 2026 · Advisor changed firm · fact
Keaton Kyle Himsl left Scs Capital Management Llc for J.P. Morgan Securities Llc (registered 2025-12-23)
Dec 3, 2025 · Advisor changed firm · fact
Michael Richard Leclerc left Scs Capital Management Llc for Cmh Wealth Management, Llc (registered 2025-12-16)
Aug 27, 2025 · Advisor changed firm · fact
Scs Capital Management Llc reported 73 state-registered advisory representatives, up from 52 (2025-02-28 to 2025-03-31)
Mar 31, 2025 · Advisor headcount change · derived
Lake Street Advisors's advisors moved to Scs Capital Management LLC (Portsmouth, NH): 18 of 18 registered, within 8 days
Mar 11, 2025 · Firm absorbed (people side) · derived
Scs Capital Management Llc reported 9 offices beyond its principal office, up from 4 (2024-07-12 to 2025-02-28)
Feb 28, 2025 · Office count change · derived
Scs Capital Management Llc reported 52 state-registered advisory representatives, up from 30 (2024-07-12 to 2025-02-28)
Feb 28, 2025 · Advisor headcount change · derived
Scs Capital Management Llc reported RAUM $39.6B, up 31% from $30.2B (2024-07-12 to 2025-02-28)
Feb 28, 2025 · RAUM change · derived
5 advisors left Edge Capital Group, LLC (Dallas, TX) for Scs Capital Management LLC on the same day
Feb 6, 2025 · Team lift-out · derived
Edge Capital Group, LLC's advisors moved to Scs Capital Management LLC (Atlanta, GA): 14 of 22 registered, within 37 days
Feb 4, 2025 · Firm absorbed (people side) · derived
Alanna Paiva Robinson left Scs Capital Management Llc for Ballentine Partners (registered 2024-11-25)
Oct 28, 2024 · Advisor changed firm · fact
Lane Bradley Macdonald (Chief Investment Officer) appeared on Schedule A of Scs Capital Management Llc
Jul 12, 2024 · Control person joined · fact
Carol William Walser (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Mark Stephen Oristaglio (Vice Chairman) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Michael Derek Dobecki (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Leandrew Rory Wilfork (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Barrett Stephen Carlson (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Adams John Fox (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Duncan Alice Burley (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
James Samuel Holbert (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Deering Heather Crosby (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Buckner Michael Sweeny (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Christopher Stephen Perry (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Alan John Diorio (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Cullen Lillian Homer (Managing Director) no longer on Schedule A of Scs Capital Management Llc (listed 2023-09-27, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Zachary Maxwell Clifford left Scs Capital Management Llc for Captrust (registered 2024-01-24)
Sep 6, 2023 · Advisor changed firm · fact
Alexandra Mary Rooney left Scs Capital Management Llc for Revolve Wealth Partners, Llc (registered 2023-05-12)
Apr 19, 2023 · Advisor changed firm · fact
Lynn Pamela Peedin (Chief Investment Officer) no longer on Schedule A of Scs Capital Management Llc (listed 2022-08-15, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference

Across DFX

shared identifiers only, never a name match

SCS Capital Management LLC · Independent Sponsors
shared crd · capital_provider
SCS Capital Management LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 617-204-6400reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: LINKEDIN.COM/COMPANY/FOCUS-FINANCIAL-PARTNERSreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: LINKEDIN.COM/COMPANY/SCS-FINANCIALreportedpublic record, Form ADV, Sep 17, 2026
Website: SCSFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 617-204-6400reportedpublic record, Form ADV, Jul 14, 2026
Contact form: scsfinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $624Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Scs Capital Management LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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