DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fidelis Wealth Advisors
Legal name Fidelis Wealth Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Sep 22, 2021 · 23 filings
SEC status approved since Oct 22, 2021
RAUM
$210M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
79%
$166M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$42.1M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$210M as of Mar 31, 2026
Jan 20, 2022$115M then
HNW client RAUM$150M as of Mar 31, 2026
Jan 20, 2022$50.0M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Jan 20, 20223 then
Employees (5.A)5 as of Mar 31, 2026
Jan 20, 20226 then
Private funds: no history
RAUM -17% over the last fiscal year+12% a year over threeIARs 6 to 5offices 2 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $42.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $339,913derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -38%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$150M71%
- Pooled investment vehicles$44.5M21%
- Individuals$15.9M7.6%
- Individual clients
- 106reported
- HNW clients
- 85reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 619reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.79 fund_share=0.21 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samuel Rey TenneyCertified Financial Planner | Castle Rock, Co | May 11, 2018 | 24 y | 2 |
| Rilee Erickson | Castle Rock, Co | Dec 22, 2023 | 10 y | 0 |
| Travis L Wall | Castle Rock, Co | Mar 17, 2024 | 11 y | 0 |
| Karley Grace Fidani | Castle Rock, Co | Sep 24, 2024 | 12 y | 0 |
| John Joseph Vansant | Castle Rock, Co | Aug 25, 2025 | 21 y | 4 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months
Left, latest
- Lorie Chantelle Jones to Tandem Financial, LLCSep 19, 2025 · RIA to RIA
- Jeffrey Boyd Bullock to Cedarwood WealthMay 7, 2025 · RIA to a newly registered adviser
- Robbyn Michael Richardson to Sgl Investment Advisors, Inc.Jun 12, 2019 · RIA to RIA
Joined, latest
- John Joseph Vansant from Apollon Financial, LLCAug 25, 2025 · RIA to RIA
- Lorie Chantelle Jones from Northwest Asset ManagementMay 16, 2018 · RIA to RIA
- Samuel Rey Tenney from Northwest Asset ManagementMay 11, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rey Samuel Tenney · Managing Member/Ccocontrolsince 01/2018 · owns 75% or more
- Chantelle Lorie Jones · Sole Proprietorcontrolsince 02/2020 · owns 75% or more of Teutates Financial, LLC
- Ben Tenney · Membersince 12/2022 · owns less than 5%
Entity owners
- Teutates Financial, LLC · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Castle Rock, Co · principal | 5 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $253,237,003 to $210,405,970, advisors 6 to 5, private clients 310 to 191, offices 2 to 1 (2025-03-26 to 2026-03-31)peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2026-01-13, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- account count collapseChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 1,138.0 to 619.0 (-46.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +5.0% (3688 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 3.3% percentile
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 310.0 to 191.0 (-38.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +3.0% (3310 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 2.9% percentile
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): yes on the filing of 2026-01-13, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 56.0% to 71.0% between the annual amendments of 2025-03-26 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,138 to 619Jan 13, 2026 to Mar 31, 2026
- Advisory employees · 6 to 5Jan 13, 2026 to Mar 31, 2026
- HNW clients · 68 to 85Jan 13, 2026 to Mar 31, 2026
- Individual clients · 242 to 106Jan 13, 2026 to Mar 31, 2026
- Pension plan clients · 22 to 0Jan 13, 2026 to Mar 31, 2026
- Pooled vehicle clients · 0 to 19Jan 13, 2026 to Mar 31, 2026
- Assets in custody · 1509333.0 to unsetJan 13, 2026 to Mar 31, 2026
- Custody of client assets · true to falseJan 13, 2026 to Mar 31, 2026
- Employees · 6 to 5Jan 13, 2026 to Mar 31, 2026
- State-registered IARs · 6 to 5Jan 13, 2026 to Mar 31, 2026
- Other offices · 2 to 1Jan 13, 2026 to Mar 31, 2026
- Discretionary RAUM · $214M to $166MJan 13, 2026 to Mar 31, 2026
- HNW RAUM · $142M to $150MJan 13, 2026 to Mar 31, 2026
- Individual RAUM · $73.1M to $15.9MJan 13, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $39.6M to $44.5MJan 13, 2026 to Mar 31, 2026
- Pension RAUM · $37.9M to $0Jan 13, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $0 to $44.5MJan 13, 2026 to Mar 31, 2026
- RAUM · $253M to $210MJan 13, 2026 to Mar 31, 2026
- Related broker-dealer · true to falseMay 2, 2025 to Oct 3, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2025 to May 2, 2025
- Accounts · 1,005 to 1,138Aug 3, 2024 to Mar 26, 2025
- Advisory employees · 4 to 6Aug 3, 2024 to Mar 26, 2025
- HNW clients · 43 to 68Aug 3, 2024 to Mar 26, 2025
- Individual clients · 224 to 242Aug 3, 2024 to Mar 26, 2025
- Pension plan clients · 20 to 22Aug 3, 2024 to Mar 26, 2025
- Assets in custody · unset to 1509333.0Aug 3, 2024 to Mar 26, 2025
- Custody of client assets · false to trueAug 3, 2024 to Mar 26, 2025
- Employees · 7 to 6Aug 3, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 1-10Aug 3, 2024 to Mar 26, 2025
- State-registered IARs · 4 to 6Aug 3, 2024 to Mar 26, 2025
- Other offices · 1 to 2Aug 3, 2024 to Mar 26, 2025
- Discretionary RAUM · $160M to $214MAug 3, 2024 to Mar 26, 2025
- HNW RAUM · $90.7M to $142MAug 3, 2024 to Mar 26, 2025
- Individual RAUM · $71.6M to $73.1MAug 3, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $32.7M to $39.6MAug 3, 2024 to Mar 26, 2025
- Pension RAUM · $30.7M to $37.9MAug 3, 2024 to Mar 26, 2025
- RAUM · $193M to $253MAug 3, 2024 to Mar 26, 2025
- Related broker-dealer · false to trueAug 3, 2024 to Mar 26, 2025
- Accounts · 860 to 1,005Jan 24, 2024 to Mar 29, 2024
- Advisory employees · 3 to 4Jan 24, 2024 to Mar 29, 2024
Signals
3 dated events
- Lorie Chantelle Jones left Fidelis Wealth Advisors for Tandem Financial, Llc (registered 2026-07-08)Sep 19, 2025 · Advisor changed firm · fact
- Jeffrey Boyd Bullock left Fidelis Wealth Advisors for Cedarwood Wealth (registered 2025-03-13)May 7, 2025 · Advisor changed firm · fact
- Fidelis Wealth Advisors filed its initial SEC registration (Form ADV)Sep 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- loyalty@fidelis-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-800-4683reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 855-805-4838reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FIDELIS-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FIDELIS-WEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-800-4683reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- fidelis-wealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fidelis-wealth.com/team-memberreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026