DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Apollon Financial, LLC
Latest filing Jun 22, 2026
First filing on the tape May 2, 2022 · 24 filings
SEC status approved since Jun 2, 2022
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.4B individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$72.4M
derived; firm RAUM over IAPD count
Employees
29
18 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.4B as of Jun 22, 2026
Mar 30, 2023$147M then
HNW client RAUM$1.1B as of Jun 22, 2026
Mar 30, 2023$49.0M then
State-registered IARs (5.B.3)18 as of Jun 22, 2026
Mar 30, 20235 then
Employees (5.A)29 as of Jun 22, 2026
Mar 30, 20239 then
Private funds: no history
RAUM +63% over the last fiscal year+114% a year over threeIARs 12 to 18offices 5 to 6
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $72.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $513,317derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.9derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +51%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $285MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B79%
- Individuals$310M21%
- Corporations and businesses$142,1190.0%
- Individual clients
- 827reported
- HNW clients
- 429reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,819reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $143M sponsored, $143M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=18.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Glenn Robert DehollanderCertified Financial Planner | Greenville, Sc | Apr 27, 2021 | 27 y | 2 |
| Maureen Bridget James | Downers Grove, Il | Oct 12, 2022 | 25 y | 2 |
| Bradley Andrew Schaffnit | Mount Pleasant, Sc | Oct 14, 2022 | 25 y | 3 |
| Daniel Scott FoxenChartered Financial Consultant | Hinsdale, Il | Mar 3, 2023 | 39 y | 1 |
| James Frederick McgowanCertified Financial Planner | King Of Prussia, Pa | Sep 9, 2024 | 23 y | 1 |
| Martin Albert BeckCertified Financial Planner | Mount Pleasant, Sc | Sep 26, 2024 | 38 y | 2 |
| Francis Michael Gutrich | Mount Pleasant, Sc | Oct 15, 2024 | 38 y | 4 |
| Dory Ann RodriguezCertified Financial Planner | Downers Grove, Il | Jan 6, 2025 | 25 y | 3 |
| Kayleigh ZarndtChartered Financial Consultant | Downers Grove, Il | Apr 24, 2025 | 11 y | 3 |
| Robert Joseph RuelleChartered Financial Consultant | Richfield, Wi | Jul 9, 2025 | 29 y | 5 |
| John Stephen KinzerCertified Financial Planner | Mount Pleasant, Sc | Aug 26, 2025 | 39 y | 3 |
| Glenn Anthony DrakeCertified Financial Planner | Mount Pleasant, Sc | Aug 27, 2025 | 38 y | 3 |
| Joseph Dennis BeaudoinCertified Financial Planner, Chartered Financial Analyst | Greenville, Sc | Oct 6, 2025 | 25 y | 3 |
| Brandon Douglas Vincent | Mount Pleasant, Sc | Jan 22, 2026 | 18 y | 4 |
| David Glenn TurnerCertified Financial Planner | Greenville, Sc | Jan 26, 2026 | 29 y | 4 |
| Edward Carr Beeker | Mount Pleasant, Sc | Apr 7, 2026 | 18 y | 3 |
| Janette S Jolly | Hickory, Nc | Aug 18, 2026 | 16 y | 4 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- John Joseph Vansant to Fidelis Wealth AdvisorsAug 18, 2025 · RIA to RIA
Joined, latest
- Janette S Jolly from Good Life Advisors, LLCAug 18, 2026 · RIA to RIA
- Edward Carr Beeker from Good Life Advisors, LLCApr 7, 2026 · RIA to RIA
- David Glenn Turner from Good Life Advisors, LLCJan 26, 2026 · RIA to RIA
- Brandon Douglas Vincent from Good Life Advisors, LLCJan 22, 2026 · RIA to RIA
- Joseph Dennis Beaudoin from Truist Advisory Services, Inc.Oct 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Glenn Anthony Drake from Wells Fargo AdvisorsAug 27, 2025 · Wirehouse to independent RIA
- John Stephen Kinzer from Wells Fargo AdvisorsAug 26, 2025 · Wirehouse to independent RIA
- Kayleigh Zarndt from Northwestern Mutual Investment Services,LLCApr 24, 2025 · Other
- Dory Ann Rodriguez from Highpoint Planning PartnersJan 6, 2025 · RIA to RIA
- Francis Michael Gutrich from Highpoint Planning PartnersOct 15, 2024 · RIA to RIA
- Martin Albert Beck from Chase Investment Services Corp.Sep 26, 2024 · Other
- James Frederick Mcgowan from The Marshall Financial Group, IncSep 9, 2024 · RIA to RIA
- John Joseph Vansant from Apollon Wealth Management, LLCJul 25, 2023 · RIA to RIA
- Daniel Scott Foxen from Mutual Service CorporationMar 3, 2023 · Other
- Bradley Andrew Schaffnit from Highpoint Planning PartnersOct 14, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Highpoint Planning PartnersOct 21, 2022 · Downers Grove, Il
- 2 joined from Wells Fargo AdvisorsJun 26, 2020 · Crownsville, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jason Michael Dolberg · Chief Executive Officercontrolsince 03/2026 · owns less than 5%
- Hy Robert Gorman · Chief Operating Officercontrolsince 06/2022 · owns less than 5%
- Anson Michael Herman · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- Nils Eric Sterner · Chief Investment Officercontrolsince 07/2022 · owns less than 5%
- Jason Michael Dolberg · Membercontrolsince 05/2022 · owns 50% to 75% of Prestige Worldwide, LLC
- Hy Robert Gorman · Membercontrolsince 05/2022 · owns 50% to 75% of Prestige Worldwide, LLC
Entity owners
- Apollon Holdings, LLC · Managing Memberdirect · owns 75% or more
- Prestige Worldwide, LLC · Member/Ownerindirect · owns 75% or more of Apollon Holdings, LLC
Related persons
Schedule D 7.A
- Advisor Insurance Solutions, LLCreal estaten
- Apollon Wealth Management, LLCinvestment advisernRAUM $12B
- Bh Asset Management, LLCinvestment advisernRAUM $136M
Advisers that list Apollon Financial, LLC as a related person
- 291902 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Pleasant, Sc · principal | 17 | 6 | 0 | ||
| Downers Grove, Il | 4 | 0 | 0 | ||
| Greenville, Sc | 4 | 3 | 0 | ||
| Crownsville, Md | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Downers Grove, IL3 employees
- Hinsdale, IL2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 10, 2026accounts (Item 5.F.2.f) moved from 1,700.0 to 2,819.0 (+66.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +6.0% (1206 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 94% percentile
- advisor count surgeChange between filings · filing Apr 10, 2026advisory representatives (Item 5.B.3) moved from 12.0 to 18.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was 0.0% (999 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 95% percentile
- client count surgeChange between filings · filing Apr 10, 2026individual and HNW clients (Item 5.D) moved from 833.0 to 1,256.0 (+51.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
- RAUM up 50 %Change between filings · filing Apr 10, 2026RAUM (Item 5.F) moved from $890,408,924 to $1,447,040,552 (+63.0%) between the annual amendments of 2025-03-31 and 2026-04-10; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 1,700 to 2,819Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 13 to 18Jan 22, 2026 to Mar 31, 2026
- BD registered reps · 8 to 18Jan 22, 2026 to Mar 31, 2026
- Corporate clients · unset to 2.0Jan 22, 2026 to Mar 31, 2026
- HNW clients · 236 to 429Jan 22, 2026 to Mar 31, 2026
- Individual clients · 597 to 827Jan 22, 2026 to Mar 31, 2026
- Employees · 23 to 29Jan 22, 2026 to Mar 31, 2026
- Insurance-licensed employees · 3 to 4Jan 22, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Jan 22, 2026 to Mar 31, 2026
- State-registered IARs · 12 to 18Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $890M to $1.4BJan 22, 2026 to Mar 31, 2026
- HNW RAUM · $655M to $1.1BJan 22, 2026 to Mar 31, 2026
- Individual RAUM · $236M to $310MJan 22, 2026 to Mar 31, 2026
- RAUM · $890M to $1.4BJan 22, 2026 to Mar 31, 2026
- Wrap assets (manager) · $890M to $143MJan 22, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $890M to $143MJan 22, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 26, 2025 to Sep 17, 2025
- Other offices · 5 to 6Aug 26, 2025 to Sep 17, 2025
- Accounts · 927 to 1,700Sep 4, 2024 to Mar 31, 2025
- Advisory employees · 7 to 13Sep 4, 2024 to Mar 31, 2025
- BD registered reps · 4 to 8Sep 4, 2024 to Mar 31, 2025
- HNW clients · 107 to 236Sep 4, 2024 to Mar 31, 2025
- Individual clients · 339 to 597Sep 4, 2024 to Mar 31, 2025
- Pension plan clients · 3.0 to unsetSep 4, 2024 to Mar 31, 2025
- Employees · 10 to 23Sep 4, 2024 to Mar 31, 2025
- State-registered IARs · 7 to 12Sep 4, 2024 to Mar 31, 2025
- Other offices · 2 to 5Sep 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $482M to $890MSep 4, 2024 to Mar 31, 2025
- HNW RAUM · $346M to $655MSep 4, 2024 to Mar 31, 2025
- Individual RAUM · $128M to $236MSep 4, 2024 to Mar 31, 2025
- Pension RAUM · 8399344.0 to unsetSep 4, 2024 to Mar 31, 2025
- RAUM · $482M to $890MSep 4, 2024 to Mar 31, 2025
- Wrap assets (manager) · $482M to $890MSep 4, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $482M to $890MSep 4, 2024 to Mar 31, 2025
- Accounts · 434 to 927Feb 5, 2024 to Mar 29, 2024
- Advisory employees · 4 to 7Feb 5, 2024 to Mar 29, 2024
- BD registered reps · 2 to 4Feb 5, 2024 to Mar 29, 2024
- HNW clients · 7 to 107Feb 5, 2024 to Mar 29, 2024
- Individual clients · 185 to 339Feb 5, 2024 to Mar 29, 2024
- Pension plan clients · unset to 3.0Feb 5, 2024 to Mar 29, 2024
Signals
7 dated events
- Apollon Financial, Llc reported RAUM $1.4B, up 63% from $890.4M (2026-01-22 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- John Joseph Vansant left Apollon Financial, Llc for Fidelis Wealth Advisors (registered 2025-08-25)Aug 18, 2025 · Advisor changed firm · fact
- Apollon Financial, Llc reported RAUM $890.4M, up 85% from $482.3M (2024-09-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Apollon Financial, Llc reported RAUM $482.3M, up 229% from $146.6M (2024-02-05 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 2 advisors left Highpoint Planning Partners (Downers Grove, IL) for Apollon Financial, LLC within 6 daysOct 21, 2022 · Team lift-out · derived
- Nils Eric Sterner (Chief Investment Officer) appeared on Schedule A of Apollon Financial, LlcAug 30, 2022 · Control person joined · fact
- Apollon Financial, Llc filed its initial SEC registration (Form ADV)May 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- amber.bombeck@apollonfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lisa.fitzpatrick@apollonfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-519-2927reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-321-1700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-395-7706reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/apollon-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- apollonfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-579-0018reportedpublic record, Form ADV, Jun 22, 2026
- Contact form
- apollonfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- apollonfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026