DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Continuous Capital, LLC

Former SEC-registered adviserIrving, TexasCRD 292774SEC 801-112617IAPD
Latest filing May 9, 2022
First filing on the tape Feb 12, 2018 · 12 filings
RAUM
$48.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$48.3M as of Mar 25, 2022
Mar 28, 2019$2.8M then
HNW client RAUM$0 as of Mar 25, 2022
Mar 28, 2019$0 then
State-registered IARs (5.B.3)1 as of Mar 25, 2022
Mar 28, 20191 then
Employees (5.A)11 as of Mar 25, 2022
Mar 28, 20198 then
Private funds: no history
RAUM +63% over the last fiscal year+158% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 9, 2022; every figure names its basis
RAUM per advisor
$48.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$48.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
11.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+63%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$48.3M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Dan Morley Campbell · President And Chief Investment Officer, Directorcontrol
        since 04/2018 · owns 10% to 25%
      • Lynn Rebecca Harris · Vice President, Directorcontrol
        since 04/2022 · owns less than 5%
      • Karl Jeffrey Ringdahl · Executive Vice President, Directorcontrol
        since 02/2018 · owns less than 5%
      • Kavanaugh Rosemary Behan · Vice President, Secretary
        since 02/2018 · owns less than 5%
      • Paup Jessica Campbell · Trustee, Campbell Beneficiary Trust
        since 12/2020 · owns 10% to 25%
      • Morales Regina Castro · Chief Compliance Officer
        since 02/2019 · owns less than 5%
      • Gay Melinda Heika · Treasurer
        since 02/2018 · owns less than 5%
      Entity owners
      • Resolute Investment Managers, Inc. · Member
        direct · owns 50% to 75%
      • Kelso Gp Viii, L.P. · General Partner
        indirect · owns F of Kelso Investment Associates Viii, L.P.
      • Kelso Gp Viii, LLC · General Partner
        indirect · owns F of Kelso Gp Viii, L.P.
      • Kelso Investment Associates Viii, L.P. · Shareholder
        indirect · owns 50% to 75% of Resolute Investment Holdings, LLC
      • Resolute Acquisition, Inc. · Shareholder
        indirect · owns 75% or more of Resolute Investment Managers, Inc.
      • Resolute Investment Holdings, LLC · Shareholder
        indirect · owns 75% or more of Resolute Topco, Inc.
      • Resolute Topco, Inc. · Shareholder
        indirect · owns 75% or more of Resolute Acquisition, Inc.
      • Campbell Beneficiary Trust · Member
        direct · owns 10% to 25%
      • Morley D Campbell 2020 Irrevocable Trust · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Advisers that list Continuous Capital, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        Jul 16, 2021 to Mar 25, 2022
      • Employees · 10 to 11
        Jul 16, 2021 to Mar 25, 2022
      • Discretionary RAUM · $29.6M to $48.3M
        Jul 16, 2021 to Mar 25, 2022
      • RAUM · $29.6M to $48.3M
        Jul 16, 2021 to Mar 25, 2022
      • Advisory employees · 1 to 2
        Sep 10, 2020 to Mar 26, 2021
      • BD registered reps · 4 to 5
        Sep 10, 2020 to Mar 26, 2021
      • Employees · 9 to 10
        Sep 10, 2020 to Mar 26, 2021
      • Discretionary RAUM · $6.1M to $29.6M
        Sep 10, 2020 to Mar 26, 2021
      • RAUM · $6.1M to $29.6M
        Sep 10, 2020 to Mar 26, 2021
      • Employees · 8 to 9
        Aug 7, 2019 to Mar 26, 2020
      • Discretionary RAUM · $2.8M to $6.1M
        Aug 7, 2019 to Mar 26, 2020
      • RAUM · $2.8M to $6.1M
        Aug 7, 2019 to Mar 26, 2020
      • Advisory activities · 2 to 3
        May 8, 2018 to Mar 28, 2019
      • Assets in custody · 2874593.0 to unset
        May 8, 2018 to Mar 28, 2019
      • Discretionary RAUM · $2.9M to $2.8M
        May 8, 2018 to Mar 28, 2019
      • RAUM · $2.9M to $2.8M
        May 8, 2018 to Mar 28, 2019
      • Accounts · unset to 1.0
        Feb 12, 2018 to May 8, 2018
      • Advisory employees · 2 to 1
        Feb 12, 2018 to May 8, 2018
      • BD registered reps · 3 to 4
        Feb 12, 2018 to May 8, 2018
      • Assets in custody · unset to 2874593.0
        Feb 12, 2018 to May 8, 2018
      • Employees · 5 to 8
        Feb 12, 2018 to May 8, 2018
      • Discretionary RAUM · unset to 2874593.0
        Feb 12, 2018 to May 8, 2018
      • Non-discretionary RAUM · unset to 0.0
        Feb 12, 2018 to May 8, 2018
      • RAUM · unset to 2874593.0
        Feb 12, 2018 to May 8, 2018
      Signals
      3 dated events
      • Louis Gene Needles (Chief Executive Officer, Director) no longer on Schedule A of Continuous Capital, Llc (listed 2022-03-25, absent 2022-05-09)
        May 9, 2022 · Control person left · inference
      • Lynn Rebecca Harris (Vice President, Director) appeared on Schedule A of Continuous Capital, Llc
        May 9, 2022 · Control person joined · fact
      • Continuous Capital, Llc filed its initial SEC registration (Form ADV)
        Feb 12, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026