DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Advisor Logistics, LLC
Latest filing Mar 20, 2026
First filing on the tape Feb 6, 2018 · 17 filings
SEC status approved since Mar 9, 2018
RAUM
$6.3B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$3.1B
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$6.3B as of Mar 20, 2026
Mar 27, 2019$200M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Mar 27, 20192 then
Employees (5.A)6 as of Mar 20, 2026
Mar 27, 20194 then
Private funds: no history
RAUM +27% over the last fiscal year+52% a year over threeIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- $3.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $224,607derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$6.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 28,000reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brett Olan WheelerCertified Financial Planner | Boerne, Tx | Feb 14, 2020 | 18 y | 4 |
| Christopher Edward Malsam | Aberdeen, Sd | Mar 31, 2026 | 10 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Christopher Edward Malsam from Orion Portfolio Solutions, LLCMar 31, 2026 · Other
- Brett Olan Wheeler from Precision Fiduciary Partners, LLCMar 19, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Olan Brett Wheeler · Ccocontrolsince 01/2018 · owns less than 5%
- Olan Brett Wheeler · Membercontrolsince 03/2015 · owns 75% or more of 5w Financial, LLC
Entity owners
- Advisor Logistics Holdings, LLC · Memberdirect · owns 75% or more
- 5w Financial, LLC · Memberindirect · owns 75% or more of Advisor Logistics Holdings, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boerne, Tx · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 20, 2026discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $5B to $20B (684) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 20,350 to 28,000Sep 3, 2025 to Mar 20, 2026
- Advisory employees · 1 to 2Sep 3, 2025 to Mar 20, 2026
- Charity clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- Corporate clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- HNW clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- Individual clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- Pension plan clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- Pooled vehicle clients · unset to 0.0Sep 3, 2025 to Mar 20, 2026
- Financial planning clients · 0 to Sep 3, 2025 to Mar 20, 2026
- State-registered IARs · 1 to 2Sep 3, 2025 to Mar 20, 2026
- Other offices · 0 to 1Sep 3, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $4.9B to $6.3BSep 3, 2025 to Mar 20, 2026
- RAUM · $4.9B to $6.3BSep 3, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Jul 18, 2025 to Sep 3, 2025
- Accounts · 11,592 to 20,350Aug 5, 2024 to Mar 28, 2025
- Employees · 4 to 6Aug 5, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $3.2B to $4.9BAug 5, 2024 to Mar 28, 2025
- RAUM · $3.2B to $4.9BAug 5, 2024 to Mar 28, 2025
- Accounts · 10,000 to 11,592Oct 25, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $1.8B to $3.2BOct 25, 2023 to Apr 1, 2024
- RAUM · $1.8B to $3.2BOct 25, 2023 to Apr 1, 2024
- Accounts · 5,450 to 10,000Mar 28, 2022 to Apr 10, 2023
- Non-discretionary RAUM · $1.9B to $1.8BMar 28, 2022 to Apr 10, 2023
- RAUM · $1.9B to $1.8BMar 28, 2022 to Apr 10, 2023
- Accounts · 4,000 to 5,450Mar 31, 2021 to Mar 28, 2022
- Employees · 3 to 4Mar 31, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $1.1B to $1.9BMar 31, 2021 to Mar 28, 2022
- RAUM · $1.1B to $1.9BMar 31, 2021 to Mar 28, 2022
- Accounts · 3,000 to 4,000Jun 15, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $500M to $1.1BJun 15, 2020 to Mar 31, 2021
- RAUM · $500M to $1.1BJun 15, 2020 to Mar 31, 2021
- HQ city · SAN ANTONIO to BOERNEFeb 14, 2020 to Jun 15, 2020
- State-registered IARs · 2 to 1Feb 14, 2020 to Jun 15, 2020
- Accounts · 916 to 3,000Mar 27, 2019 to Feb 14, 2020
- Advisory employees · 2 to 1Mar 27, 2019 to Feb 14, 2020
- Employees · 4 to 3Mar 27, 2019 to Feb 14, 2020
- Insurance-licensed employees · 2 to 0Mar 27, 2019 to Feb 14, 2020
- Non-discretionary RAUM · $200M to $500MMar 27, 2019 to Feb 14, 2020
- RAUM · $200M to $500MMar 27, 2019 to Feb 14, 2020
- Accounts · 611 to 916Jul 9, 2018 to Mar 27, 2019
Signals
8 dated events
- Advisor Logistics, Llc reported RAUM $6.3B, up 27% from $4.9B (2025-09-03 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- Advisor Logistics, Llc reported RAUM $4.9B, up 54% from $3.2B (2024-08-05 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Advisor Logistics, Llc reported RAUM $3.2B, up 78% from $1.8B (2023-10-25 to 2024-04-01)Apr 1, 2024 · RAUM change · derived
- Advisor Logistics, Llc reported RAUM $1.9B, up 77% from $1.1B (2021-03-31 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Advisor Logistics, Llc reported RAUM $1.1B, up 110% from $500.0M (2020-06-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Advisor Logistics, Llc reported RAUM $500.0M, up 150% from $200.0M (2019-03-27 to 2020-02-14)Feb 14, 2020 · RAUM change · derived
- Leo Patrick Keel (Member) no longer on Schedule A of Advisor Logistics, Llc (listed 2019-03-27, absent 2020-02-14)Feb 14, 2020 · Control person left · inference
- Advisor Logistics, Llc filed its initial SEC registration (Form ADV)Feb 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ADVISORLOGISTICS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 210-346-8321reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026