DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Arkfeld Wealth Strategies, L.L.C.
Latest filing Apr 29, 2026
First filing on the tape Aug 20, 2018 · 29 filings
SEC status approved since Sep 25, 2018
RAUM
$538M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
100%
$537M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$538M as of Apr 29, 2026
Mar 21, 2019$192M then
HNW client RAUM$400M as of Apr 29, 2026
Mar 21, 2019$129M then
State-registered IARs (5.B.3)5 as of Apr 29, 2026
Mar 21, 20192 then
Employees (5.A)8 as of Apr 29, 2026
Mar 21, 20196 then
Private funds: no history
RAUM +12% over the last fiscal year+19% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 187derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $244,090derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $261M, 740 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M74%
- Individuals$137M25%
- Charitable organizations$586,0000.1%
- Corporations and businesses$541,0000.1%
- Individual clients
- 805reported
- HNW clients
- 132reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,204reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 740 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Erin Marie Kinney | Omaha, Ne | Oct 2, 2018 | 20 y | 2 |
| Andrew Jay Arkfeld | Omaha, Ne | Oct 4, 2018 | 30 y | 2 |
| Jason Brian Wolff | Omaha, Ne | Oct 20, 2020 | 29 y | 0 |
| Nathan Albert Despain | Omaha, Ne | Jun 17, 2024 | 14 y | 0 |
| Tristan Mckinley Thoms | Omaha, Ne | Jul 14, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Andrew Jay Arkfeld from Wells Fargo AdvisorsOct 4, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Erin Marie Kinney from Wells Fargo AdvisorsOct 2, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wells Fargo AdvisorsOct 29, 2018 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jay Andrew Arkfeld · Managing Membercontrolsince 04/2012 · owns 75% or more
- Irene Ashley Brannan · Ccocontrolsince 03/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,001 to 2,204Jul 22, 2025 to Mar 5, 2026
- Advisory activities · 3 to 5Jul 22, 2025 to Mar 5, 2026
- HNW clients · 136 to 132Jul 22, 2025 to Mar 5, 2026
- Individual clients · 711 to 805Jul 22, 2025 to Mar 5, 2026
- Assets in custody · $221M to $261MJul 22, 2025 to Mar 5, 2026
- Financial planning clients · 0 to 1-10Jul 22, 2025 to Mar 5, 2026
- State-registered IARs · 3 to 5Jul 22, 2025 to Mar 5, 2026
- Discretionary RAUM · $413M to $463MJul 22, 2025 to Mar 5, 2026
- HNW RAUM · $366M to $400MJul 22, 2025 to Mar 5, 2026
- Individual RAUM · $111M to $137MJul 22, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $66.2M to $74.6MJul 22, 2025 to Mar 5, 2026
- RAUM · $479M to $538MJul 22, 2025 to Mar 5, 2026
- Financial planning clients · 0 to 0Jun 17, 2025 to Jul 22, 2025
- Accounts · 1,817 to 2,001Dec 4, 2024 to Mar 5, 2025
- Advisory employees · 3 to 5Dec 4, 2024 to Mar 5, 2025
- HNW clients · 91 to 136Dec 4, 2024 to Mar 5, 2025
- Individual clients · 683 to 711Dec 4, 2024 to Mar 5, 2025
- Assets in custody · $233M to $221MDec 4, 2024 to Mar 5, 2025
- Discretionary RAUM · $336M to $413MDec 4, 2024 to Mar 5, 2025
- HNW RAUM · $250M to $366MDec 4, 2024 to Mar 5, 2025
- Individual RAUM · $141M to $111MDec 4, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $56.4M to $66.2MDec 4, 2024 to Mar 5, 2025
- RAUM · $392M to $479MDec 4, 2024 to Mar 5, 2025
- Accounts · 1,624 to 1,817Nov 13, 2023 to Mar 6, 2024
- HNW clients · 82 to 91Nov 13, 2023 to Mar 6, 2024
- Individual clients · 626 to 683Nov 13, 2023 to Mar 6, 2024
- Assets in custody · $228M to $233MNov 13, 2023 to Mar 6, 2024
- Employees · 6 to 8Nov 13, 2023 to Mar 6, 2024
- Discretionary RAUM · $270M to $336MNov 13, 2023 to Mar 6, 2024
- HNW RAUM · $199M to $250MNov 13, 2023 to Mar 6, 2024
- Individual RAUM · $117M to $141MNov 13, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $49.1M to $56.4MNov 13, 2023 to Mar 6, 2024
- RAUM · $319M to $392MNov 13, 2023 to Mar 6, 2024
- Accounts · 1,483 to 1,624Aug 3, 2022 to Mar 21, 2023
- HNW clients · 85 to 82Aug 3, 2022 to Mar 21, 2023
- Individual clients · 539 to 626Aug 3, 2022 to Mar 21, 2023
- Assets in custody · $212M to $228MAug 3, 2022 to Mar 21, 2023
- Employees · 5 to 6Aug 3, 2022 to Mar 21, 2023
- Discretionary RAUM · $258M to $270MAug 3, 2022 to Mar 21, 2023
- HNW RAUM · $203M to $199MAug 3, 2022 to Mar 21, 2023
Signals
2 dated events
- Irene Ashley Brannan (Cco) appeared on Schedule A of Arkfeld Wealth Strategies, L.L.C.Nov 22, 2020 · Control person joined · fact
- Arkfeld Wealth Strategies, L.L.C. filed its initial SEC registration (Form ADV)Aug 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 402-933-1970reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/arkfeld-wealth-strategiesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- arkfeldwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 402-933-1970reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- arkfeldwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026