DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Solutions USA, LLC
Latest filing Sep 1, 2026
First filing on the tape Mar 7, 2018 · 24 filings
SEC status approved since Apr 9, 2018
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Feb 21, 2025$0 then
HNW client RAUM$0 as of Mar 31, 2026
Mar 8, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 8, 20193 then
Employees (5.A)9 as of Mar 31, 2026
Mar 8, 20199 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Leonardo Rodriguez Gamboa to Bolton Global Asset ManagementMay 4, 2021 · Other
- Elaine King Fuentes to Family And Money MattersAug 1, 2019 · Other
Joined, latest
- Leonardo Rodriguez Gamboa from We Family OfficesAug 27, 2018 · RIA to a newly registered adviser
- Elaine King Fuentes from We Family OfficesJul 31, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
Entity owners
- Wealth Solutions Latam, S.L.U. · Authorized Memberdirect · owns 75% or more
- Family Office Solutions S.L · Shareholderindirect · owns 50% to 75% of Sinergia Global Partners S.L.
- Sinergia Global Partners S.L. · Shareholderindirect · owns 75% or more of Wealth Solutions Latam, S.L.U.
Related persons
Schedule D 7.A
- Alpha Plus Sgiicinvestment advisern
- Caja Espa?A Vida Compa?Ia De Seguros Y Reaseguros S.A.real estaten
- Finletic Capital Sgiic, S.A.investment advisern
- S.O.S. Seguros Y Reaseguros, S.A.real estaten
- Santa Lucia Gestion, Sgiicinvestment advisern
- Santa Lucia Vida Y Pensiones S.A. Compa?Ia De Seguros Y Reasegurosreal estaten
- Santa Lucia, S.A. Compa?Ia De Seguros Y Reasegurosreal estatey
- Unicorp Vida, Compa?Ia De Seguros Y Reaseguros, S.A.real estaten
- Wealth Solutions Europe, A.V., S.A.investment advisern
Offices
Schedule D 1.F, the 25 largest
- Miami, FL3 employees
What changed
consecutive filings, newest first
- Accounts · 0.0 to unsetMar 31, 2026 to Sep 1, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2026 to Sep 1, 2026
- HQ state · to unsetMar 31, 2026 to Sep 1, 2026
- Discretionary RAUM · 0.0 to unsetMar 31, 2026 to Sep 1, 2026
- Non-discretionary RAUM · 0.0 to unsetMar 31, 2026 to Sep 1, 2026
- RAUM · 0.0 to unsetMar 31, 2026 to Sep 1, 2026
- Succession · false to unsetMar 31, 2026 to Sep 1, 2026
- Advisory employees · 10 to 9Sep 4, 2025 to Mar 31, 2026
- Advisory activities · 3 to 5Sep 4, 2025 to Mar 31, 2026
- Corporate clients · 14 to 17Sep 4, 2025 to Mar 31, 2026
- Employees · 10 to 9Sep 4, 2025 to Mar 31, 2026
- Accounts · unset to 0.0Feb 27, 2024 to Feb 21, 2025
- Corporate clients · 10 to 14Feb 27, 2024 to Feb 21, 2025
- Financial planning clients · 0 to 11-25Feb 27, 2024 to Feb 21, 2025
- HQ state · unset to Feb 27, 2024 to Feb 21, 2025
- Discretionary RAUM · unset to 0.0Feb 27, 2024 to Feb 21, 2025
- Non-discretionary RAUM · unset to 0.0Feb 27, 2024 to Feb 21, 2025
- RAUM · unset to 0.0Feb 27, 2024 to Feb 21, 2025
- Corporate clients · 7 to 10Sep 8, 2023 to Feb 27, 2024
- HNW clients · 4 to 5Sep 8, 2023 to Feb 27, 2024
- Individual clients · 1 to 0Sep 8, 2023 to Feb 27, 2024
- Advisory activities · 6 to 3Feb 15, 2022 to Mar 22, 2023
- Corporate clients · 1 to 7Feb 15, 2022 to Mar 22, 2023
- Other offices · 2 to 3Feb 15, 2022 to Mar 22, 2023
- Advisory employees · 7 to 10Sep 4, 2021 to Feb 15, 2022
- HNW clients · 2 to 4Sep 4, 2021 to Feb 15, 2022
- Employees · 12 to 10Sep 4, 2021 to Feb 15, 2022
- State-registered IARs · 2 to 0Sep 4, 2021 to Feb 15, 2022
- Other offices · 3 to 2Jun 22, 2021 to Sep 4, 2021
- Other offices · 2 to 3Mar 10, 2021 to Jun 7, 2021
- Charity clients · 1 to 0Jun 26, 2020 to Mar 10, 2021
- HNW clients · 7 to 2Jun 26, 2020 to Mar 10, 2021
- Individual clients · 8 to 1Jun 26, 2020 to Mar 10, 2021
- Employees · 7 to 12Jun 26, 2020 to Mar 10, 2021
- Advisory employees · 8 to 7Aug 7, 2019 to Feb 24, 2020
- Corporate clients · 4 to 1Aug 7, 2019 to Feb 24, 2020
- HNW clients · 3 to 7Aug 7, 2019 to Feb 24, 2020
- Individual clients · 0 to 8Aug 7, 2019 to Feb 24, 2020
- Employees · 9 to 7Aug 7, 2019 to Feb 24, 2020
- Financial planning clients · 1-10 to 0Aug 7, 2019 to Feb 24, 2020
Signals
2 dated events
- Elaine King-Fuentes (Manager/Chief Compliance Officer) no longer on Schedule A of Wealth Solutions Usa, Llc (listed 2019-04-04, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Wealth Solutions Usa, Llc filed its initial SEC registration (Form ADV)Mar 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wealthsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- wealthsolutions.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 34 91 561 3420reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026